Operations Project Manager
Ageatia Global Solutions
Job Title: Operations Project Manager
L ocation: Jersey City NJ 07310
Duration: 12 Months Contract Responsibilities:
Respectfully -- Sujay Kumar Ageatia Global Solutions 949 N. Plum Grove Rd. Schaumburg, IL 60173 Direct : View phone number on click.appcast.io Fax : View phone number on click.appcast.io
L ocation: Jersey City NJ 07310
Duration: 12 Months Contract Responsibilities:
- Preparation of various daily regulatory reporting of the following (but not limited to) providing daily regulatory reports to the regulators as well as internal groups that need the information immediately.
- Most of the reports are time sensitive and that is why RRC is looking to grow the staff with a team leader in order to meet these deadlines.
- Below is a list of some of the responsibilities that the role will be responsible for supervising and ensuring processing
- Daily Blue sheet Submission and Review.
- Daily Statements & Confirmation Review.
- Key Risk Indicators for the bank in order to provide senior management with insight of daily controls
- Participate in various industry working groups related to new rules and regulations.
- Writing of Supervisory Procedures.
- Processing quarterly 17A-13 counterparty confirmations and reconciliations
- Processing all incoming audit confirmations
- Maintenance and administration of Autonomy email surveillance for GMO ITO.
- Other regulatory controls
- Work on various regulatory projects and create controls necessary to implement new rules and regulations and ensure compliance within those rules.
- Preparation as Business Requirement Documents to support projects related to new and changing industry rules and regulations.
- Creation of Project test plans as required to implement new controls and process in accordance to new industry rules and regulations.
- Transactional Regulatory Reporting - ACT, TRACE, Consolidated Audit Trail
- OCEND and LOPR
- Canadian Debt Reporting
- Client Bank Reporting
- Daily control and analysis of the unmatched breaks.
- Release weekly and monthly reports to management
- Perform analysis of post month end/quarter end incidents.
- Escalate as soon as possible the potential technical issues that could put the production at risk, impacting productivity or operational risk.
- Identify and evaluate the system development's needs. Take part to the ROI evaluation and follow up on prioritization.
- Take part to the team's projects (validate specification, perform tests, ...)
- Bachelor's degree in Accounting, Finance, Business or similar.
- 3 - 5 yrs.+ of experience in a similar role
- Understanding of Broker/Dealer Compliance and Capital Markets
- Product knowledge of Equity and Fixed Income
- Excellent written and verbal skills, with confidence and composure at all levels of the business hierarchy
- Change agent with exemplary attitude: - innovative, enthusiastic, rigorous, execution oriented.
- Highly skilled multi-tasker with efficient organization skills.
- Highly ethical and control oriented.
- Highly organized and adept at managing competing deliverables.
- Strong team skills but comfortable working independently with clear directives.
- Excellent desktop skills - including Excel, Word and PowerPoint.
- Innovative and adept at assessing process improvement.
- Ability to make him/herself available and take over any task of the team
- Change agent with exemplary attitude:- innovative, enthusiastic, rigorous, execution oriented
- Respect and value each team member's contribution
- Act with integrity, accepting responsibility for actions
- Recognize opportunities for creativity and development of processes
- Liaise with other Operation functions and other infrastructure groups to support a 'one team approach'
- Achieve a sensible work/life balance
Respectfully -- Sujay Kumar Ageatia Global Solutions 949 N. Plum Grove Rd. Schaumburg, IL 60173 Direct : View phone number on click.appcast.io Fax : View phone number on click.appcast.io
Vacancy posted 2 days ago
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