Equities Prime Compliance Associate | Global Markets
Goldman Sachs Group, Inc.
A leading financial services firm in New York is seeking an Associate in Compliance to implement and maintain compliance policies and controls. You will be responsible for mitigating compliance risks across the Global Banking & Markets Equities Prime Services business. The ideal candidate should have a Bachelor’s Degree and at least 2 years of relevant experience in Compliance or Regulatory roles. Strong communication skills and a deep understanding of the financial services industry are essential. The role requires working closely with various departments, ensuring adherence to regulatory standards. #J-18808-Ljbffr Goldman Sachs Group, Inc.
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Equities Prime Compliance Associate | Global Markets in New York, NY vacancy
$150k - $225k
...Description Our New York Prime Brokerage Funding team... ...candidates for an Associate level role. This is an... ...work as part of a broader Global team focused on Funding... ...our Global Banking and Markets Public Division. Responsibilities... ...in funding markets Equity derivatives knowledge...Employment EquityFull timeTemporary workPart time$150k - $225k
Global Banking & Markets, Prime Brokerage Funding Team, Associate - New York location_on New York, NY, United States Responsibilities Identify optimization opportunities... ...requirements. Experience in funding markets Equity derivatives knowledge is a plus. Salary Range...Employment EquityFull timeTemporary workPart timeWork at office$175k
...agreements that govern capital markets trading products. The... ...negotiating legal documentation with global counterparties for trading products such as cash prime brokerage and equity derivatives, including Prime... ...automation and regulatory compliance. Depth & Scope Negotiates...Employment EquityContract workWork at officeLocal areaFlexible hours- ...a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading products... ...firm or a dealer)* North American prime brokerage negotiation... ...., eligibility for cash and/or equity incentive awards, generally through...Employment EquityContract workWork at officeWork from homeFlexible hours
- ...prevents, detects and mitigates compliance, regulatory and... ...Position Overview The role of a Global Banking & Markets Public Compliance officer is... ...coverage to its aligned business Prime Services as well as general... ...Global Banking & Markets Equities Prime Services businesses...Employment Equity
- ...impact on the client experience at scale—supporting global institutional clients across an integrated Prime Finance and Derivatives Clearing platform. Job... ...Assist with client requests related to regulatory and market changes by summarizing impacts, compiling required...Employment Equity
$100k - $120k
...Apollo is a high‑growth, global alternative asset manager.... ...investment grade credit to private equity. For more than three... ...is seeking an Analyst or Associate to join the Compliance team within Legal,... ...support the firm’s global marketing compliance program by reviewing...Employment EquityAthene
New York, NY5 days ago$130k - $150k
...Product Marketing Manager, Prime / OTC New York, United States BitGo is the leading infrastructure... ...the digital asset space. With a global presence and multiple Trust companies,... ...130,000 and $150,000 USD base salary. Equity, an annual performance bonus, and the...Employment EquityFull timeWork at officeWorldwideBitGo, Inc.
New York, NY5 days ago$115k - $140k
...A global investment firm is seeking an associate for the Equity Investment Risk team in New York. The role involves conducting risk analysis on actively managed... ...experience. Strong analytical skills and familiarity with market data and risk tools are essential. This position...Employment EquityMorgan Stanley
New York, NY1 day ago$80k - $135k
Global Banking & Markets Operations - Equities Client Integration - Associate - New York location Business Unit Overview Equity Operations is a key part of Global Markets... ...through work. Understanding of the equities prime and franchise business along with fixed income...Employment EquityFull timeTemporary workWork at officeFlexible hours$200k - $230k
...Description: Head of Market Risk - US Prime Brokerage We are seeking... ..., ensuring transparency, compliance, and alignment with evolving... ...insight, extending access to global markets, and delivering... ...clients access to a premier U.S. equities business and highly-diverse...Employment EquityWork at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY7 days ago- ...role involves building strong relationships with mid-market customers and effectively communicating the value of Deel... ...in closing deals, and the ability to thrive in a global remote team. The position offers equity options and the flexibility for remote work, including...Employment EquityRemote work
Deel
New York, NY2 days ago $210k - $250k
...Overview: Through our Global Equities and Prime Services franchise, BNP... ...at the team level. Compliance Culture and Conduct: Takes... ...exposure to financial markets and risk analytics Bachelors... ...63 CFTC Swap Dealer Associated Person (if yes, NFA Swaps...Employment EquityWork experience placementWork at officeBNP Paribas
New York, NY1 day ago$180k - $270k
...financing solutions to global institutional clients,... ...derivatives, fund financing, equity financing, and index... ...with clients, or associated follow-ups. Primary party... ...global equity funding market dynamics; and knowledge... ...and having expertise in Prime Brokerage considerations...Employment EquityFull timeTemporary workWork at office$100k - $110k
A global financial services group in New York is seeking candidates for a credit analysis role. This position offers hands-on exposure to hedge funds and private equity within dynamic global markets. Responsibilities include establishing credit limits and monitoring exposures...Employment Equity- A leading financial institution located in New York seeks a Global Banking & Markets Public Compliance officer to mitigate compliance risks and ensure adherence to regulations. The ideal candidate should have a Bachelor’s degree and at least 2 years of relevant experience...Employment Equity
- ...experienced Quantitative Strategists to leverage their platform for maximizing strategy potential across global markets. Candidates should have a strong track record in both equities and futures, demonstrating specific performance metrics and the ability to work within a skilled...Employment Equity
$175k - $259.7k
...provide counsel on products, services, and regulatory issues affecting Global Banking and Markets. Responsibilities include analyzing legal issues, drafting complex documents, and advising on equities trading matters. Candidates should have a doctorate degree, experience...Employment Equity- ...About the job Investment Banking (Global Middle Market) Vice President, Consumer Our client... ...founders, entrepreneurs, and private equity sponsors, as well as its strong... ...team members, including Analysts and Associates. The ideal candidate will have 5-8...Employment Equity
Prospect Rock Partners
New York, NY2 days ago - ...Partners is looking for a Compliance Associate / Senior Compliance Associate... ..., hedge funds, private equity and real-estate clients.... ...expert network processes, marketing materials and personal trading... ...support both domestically and globally to leading hedge funds, private...Employment EquityWork at officeImmediate startShift work
Optima Partners Holdings LLC
New York, NY19 days ago $110k
RippleMatch Inc. is seeking a Summer Analyst Intern in New York. This internship focuses on Equity Research within the Global Markets, providing opportunities for exposure to client interactions and financial analysis. Candidates should be graduating between Winter 2027...Employment EquitySummer workInternshipSummer internship- Overview Director, Global Banking Markets, Business Architect Join to apply for the Director, Global Banking Markets, Business Architect role at... .... Capital Markets expertise: understanding of debt and equity financing, mergers & acquisitions, corporate banking, institutional...Employment EquityFlexible hours
$225k
...Job Description When clients need equity capital, Equity Capital Markets (ECM) responds with market judgments and ingenuity. Whether executing an IPO... ...is looking for a VP to join the Equity Capital Markets Global Power & Energy Group (GPEG) . - Ideally 5+ years of...Employment EquityTemporary workWork at officeMorgan Stanley
New York, NY3 days ago$150k - $225k
...opportunity at the speed of markets. Engineering, which is comprised... ...our Technology Division and global strategist groups, is at the... ...Quant Engineer to join our Equities Business . As an AI Quant... ...tackle the unique challenges associated with embedding intelligence in...Employment EquityFull timeTemporary workPart timeImmediate startThe Goldman Sachs Group
New York, NY1 day ago- ...asset companies. The Digital Assets Legal group is a global team that provides legal support to the Goldman... ...range of cash and derivatives products, including equities and fixed income, platforms and services, and market structures relating to the Digital Assets business...Employment Equity
The Goldman Sachs Group, Inc.
New York, NY3 days ago $110k
2027 - Summer Analyst Internship - Global Markets, Equity Research Location: New York, NY Business Overview Our Global Markets Americas (GMA) team works with a variety of clients, including governments, multinationals, private banks and global institutions. From hedging...Employment EquitySummer workInternshipSummer internship- ...to construct quantitative models that drive our success in global financial markets. Your talents for research, analysis and aptitude for innovation... ..., including derivatives, illiquid cash products, private equity, etc. Autonomously design and write solutions to help...Employment EquityWork experience placement
The Goldman Sachs Group, Inc.
New York, NY3 days ago $150k - $225k
...tackle new and exciting problems within our Equity Structured Product business. OUR... ...enhance and further develop our derivatives market making capabilities. This includes traditional... ...grow. Founded in 1869, we are a leading global investment banking, securities and...Employment EquityFull timeTemporary workPart timeThe Goldman Sachs Group
New York, NY5 days ago$150k - $175k
...Coach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative... ...to learn more about Tapestry's commitment to equity, inclusion, and diversity. Job Title: Director, Global Brand Marketing The Global Brand Marketing Director will...Employment EquityLocal areaRemote workShift workTapestry
New York, NY1 day ago$156k - $170k
Job Duties Associate, Sales Strats with Goldman Sachs... ...including Legal, Accounting, Compliance, Credit Risk, Tax and... ...risk and funding markets as well as developments... ...products across Equities and Fixed Income trading... ...transactions, including Global Master Securities Lending...Employment Equity
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Equities Prime Compliance Associate | Global Markets. Be the first to apply!
Related searches
- information security compliance analyst New York, NY
- hr compliance coordinator New York, NY
- governance risk & compliance analyst New York, NY
- senior compliance analyst New York, NY
- risk and compliance analyst New York, NY
- financial compliance analyst New York, NY
- human resources compliance specialist New York, NY
- regulatory reporting analyst New York, NY
- legal compliance officer New York, NY
- regulatory analyst New York, NY