Equities Prime Services Compliance Specialist
Goldman Sachs
A leading financial institution located in New York seeks a Global Banking & Markets Public Compliance officer to mitigate compliance risks and ensure adherence to regulations. The ideal candidate should have a Bachelor’s degree and at least 2 years of relevant experience in compliance, legal, or financial services. Responsibilities include providing Compliance coverage, advising on regulations, and developing Compliance training programs. Excellent communication skills and the ability to handle multiple tasks are essential. This position provides a dynamic opportunity to contribute to compliance efforts in a fast-paced environment. #J-18808-Ljbffr Goldman Sachs
- ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory... ...functional coverage to its aligned business Prime Services as well as general compliance for the... ...for the Global Banking & Markets Equities Prime Services businesses including coverage...Employment Equity
- A leading financial services firm in New York is seeking an Associate in Compliance to implement and maintain compliance policies and controls. You will be responsible... ...risks across the Global Banking & Markets Equities Prime Services business. The ideal candidate should...Employment Equity
$191k - $305k
...Fargo is seeking a Senior Lead Compliance Officer (Executive Director)... ...continued growth of its Prime Brokerage platform within Corporate... ...support across Cash Equities and broader broker-dealer activities... ...supporting a full-service Prime Brokerage platform , including...Employment EquityWork experience placementFlexible hours$79.12k - $118.68k
Prime Brokerage Client Service Rep AVP Hybrid Apply (opens in new window) Job Req Id: 26961015 Location... ...dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage,... ...Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside...Employment EquityFull timeWork experience placementWork at officeLocal areaFlexible hours- ...Compliance Services Consultant Department: Compliance Services Employment Type: Permanent - Full Time Location: United States Reporting To:... ...suite and senior leadership Hands‑on experience with private equity, private credit, hedge funds, and/or retail wealth managers...Employment EquityPermanent employmentFull timeRemote workFlexible hours
- J.P. Morgan in New York seeks an Analyst for its Prime Financial Services team. This role involves supporting relationship management, analyzing client metrics, and engaging with clients on new products and regulatory updates. Candidates should hold a Bachelor's degree...Employment Equity
$70k - $100k
...Transcarent is seeking a Regulatory Specialist with deep expertise in... ...regulations and health‑care compliance to support our rapidly expanding... ...digital health and clinical services ecosystem. This role will... ...market demands, and internal equity. Salary is just one component...Employment EquityRemote workFlexible hours$50k - $55k
...for an accommodation or an alternative application process. Compliance Specialist Long Island City, NY, US 4 days ago Requisition ID: 1231 Salary... ..., or any other characteristic protected by law. We center equity in all our work and in our hiring practices. #J-18808-Ljbffr...Employment EquityFull timeWork at officeFlexible hours$60k - $75k
...Compliance Specialist - Affordable Housing Queens, NY | Full-Time | About the Company EqualAccess is partnering with a growing... ...and professional development. You'll work with an employer that values accuracy, impact, and a deep commitment to housing equity.Employment EquityFull timeInterim roleWork at officeLocal area- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting compliance activities, monitoring the Code of Ethics, and ensuring adherence to regulatory requirements. Candidates...Employment Equity
- ...and crypto end to end, with compliance, identity checks, fraud prevention... ...for a Regulatory Compliance Specialist to join our growing... ...reports and filings to state money services business (MSB) regulators, including... ...salary package Equity package: We believe financial...Employment EquityRemote workWorldwideHome office
- ...and trading of Japanese, Asian, and U.S. equities, fixed income instruments, financial futures... ...of the largest brokerage and financial services groups in Japan. Position Summary: The Trading and Surveillance Compliance Specialist supports the front office sales and...Employment EquityTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week
$27 - $33 per hour
...safe, affordable housing with supportive services within a residential setting that... ...mental illness. JOB SUMMARY The Compliance Specialist is a key member of the Leasing and Compliance... ...stakeholders (lenders, syndicators, equity investors, government entities, etc.)...Employment EquityHourly payFull timeTemporary workWork at officeMonday to FridayFlexible hours- ...A fast-growing compliance and risk management firm is seeking a qualified Project Compliance Specialist to join their dynamic team. This role involves ensuring projects comply with applicable requirements, managing payroll data reviews, and monitoring compliance risks...Employment EquityRemote work
- ...Statutory And Tax Filling Specialist Bruker is enabling scientists... ...plays a critical role in ensuring compliance with statutory reporting... ...financial, and psychological support services Inclusive workplace culture promoting diversity, equity, and inclusion Modern...Employment EquityPermanent employmentWork at officeLocal areaWorldwideFlexible hours
$141.55k - $189.35k
...~ A proven team player working in a Co-Prime/Overlay Sales Role ~5+ years of outside... ...providing product, grants and community service to those in need. We are proud to be#1 in... ...be eligible for incentive compensation, equity, and benefits. Salesforce offers a variety...Employment EquityFlexible hours$50.9k - $68.97k
Overview The Occupancy and Compliance Specialist ensures that the affordable housing property operates... ...-assistance programs or supportive services Maintains accurate documentation of... ...the applicant, as well as the internal equity and alignment with the team. For New York...Employment EquityInterim roleLocal areaMonday to Friday- Reporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the requirements... ...external stakeholders (lenders, syndicators, equity investors, government entities, etc.) and...Employment EquityWork experience placementWork at officeFlexible hours
$70k
Student Employment Compliance Specialist Posting Information Posting Number: 2026-15584 Location:... .../A FT/PT: Full-Time Category: Student Services/Athletics Position Summary Manage the... ...education/training, key skills, internal peer equity, as well as, market and organizational...Employment EquityFull timePart timeWork experience placementSummer workInternshipWork at officeRemote work- A major global bank is seeking a Compliance Officer to provide real-time compliance support for the Fixed Income or Equity Divisions. The role involves assisting with regulatory reporting, updating policies, and training staff on compliance rules. Candidates should possess...Employment Equity
- ...assist with tenancy issues and verify residents' information. Responsibilities include conducting income verifications, observing compliance with housing regulations, and attending administrative hearings. The role requires relevant educational qualifications and...
$49.7k - $82.1k
...position is to work closely with the Manager Compliance & Awarding to support direct daily... ...awarding activities within Student Financial Services. This position serves as one of the... ...including one's qualifications and performance, equity with others in the department, market...Employment EquityWork experience placementWork at office$125k - $180k
...Arcadis is seeking a highly skilled and motivated Permitting Compliance Specialist to support one of the most iconic and consequential... ...will vary depending on experience, education, budget, internal equity, project and location. Equal Opportunity We are an equal opportunity...Employment EquityFull timeTemporary workPart timeFor contractorsFor subcontractorWork at officeLocal area$80k - $100k
..., industries and jurisdictions with asset managers, private equity and venture capital firms, Fortune 500 and FTSE companies, major... ...and other industry-redefining companies. A Billing Compliance Specialist provides support for all procedures relating to the maintenance...Employment EquityWork at office$93k
...providing excellence in customer service, or championing our workforce... ...as regulatory agreements and compliance regulations, tenant files,... .... Certified Occupancy Specialist or similar certifications are... ...preserving a culture of diversity, equity and inclusion. Our human...Employment EquityContract workLocal areaImmediate startFlexible hours- ...is a fast-growing AI-native compliance and risk management platform... ...qualified Project Compliance Specialist to join our fast-growing Compliance... .... Competitive compensation, equity participation, and full... ...Industries: Energy Technology and Services for Renewable Energy #J-18808...Employment EquityFull timeFor contractorsApprenticeshipFor subcontractorWork at officeRemote work
$47k - $49k
...Compliance Specialist - Program Support (Mon-Fri, 9AM-5PM) New York, NY ( • Compliance Job Type... ...(UCP) of NYC provides a multitude of services to people with developmental... ...Benefits! At ADAPT, we value diversity, equity, inclusion, accessibility, and belonging...Employment EquityFull timeWork at officeMonday to Friday$75k - $90k
Marex in New York is seeking an Equity Operations support professional to join their team in helping manage Equity Brokerage and Prime Brokerage. Responsibilities include processing... ...equity/options transactions and ensuring compliance with regulatory requirements....Employment Equity- ...Guest Services Inc is seeking a Reservations Agent in the United States. This role requires proficiency in managing reservations through... ...Management Systems and Microsoft Office. Benefits include a commitment to diversity, equity, and inclusion. #J-18808-Ljbffr...Employment EquityWork at office
$59.04k - $103.75k
...enterprise. Why This Role? The Prime Position: As a Data... ...while partnering with technical specialists across each product to solve... ...experience, volunteer roles, military service, entrepreneurship, and other... ...for incentive compensation, equity, and benefits. Salesforce...Employment EquityWork experience placementWork at officeShift work
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