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Field Operations Supervisory Manager

WizeHire

The Field Operations & Supervisory Manager (FOSM) provides leadership to the Field Operations & Supervisory Associate(s) while also serving as a first-line supervisor for assigned Equity Services, Inc. (ESI) Registered Representatives (RR), Investment Advisor Representatives (IAR), and Non-Registered Fingerprinted (NRF) staff throughout the country. This position is responsible for maintaining ongoing relationships with assigned personnel to educate, guide, and support their compliance responsibilities.The FOSM will serve as the supervisory point of contact for operational procedures to help ensure compliance with all applicable ESI and industry requirements. #J-18808-Ljbffr

Vacancy posted 2 days ago
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