Trading Risk & Pre-Trade Controls Lead
DV Trading
DV Trading LLC, headquartered in Chicago, seeks an Operational Risk Manager to oversee market access, pre-trade risk controls, and incident management. You will work closely with Trading, Technology, Risk, and Compliance to implement risk controls, test limits, and improve processes as the firm expands across markets. Ideal candidates have 5–10 years in operational or trading risk, with experience in fast-paced trading environments. #J-18808-Ljbffr DV Trading LLC
- ...Estimating Section Manager will lead the section in a dynamic... ..., cost estimating, risk assessment and management and... ...environmental compliance, project controls, and public/community... ...all subs/vendors and other trade partners including pre-qualification of potential...RiskFor subcontractorWork at office
- Edgehog Trading, Chicago-based proprietary trading firm, seeks a skilled trader to manage pricing and positioning across options market... ...improve strategy performance while proactively managing real-time risk across a diversified options portfolio. #J-18808-Ljbffr Edgehog...Risk
- ...role supports an institutional fixed income trading desk, overseeing operations and daily... ...with SEC and FINRA regulations and managing risk. The Senior Vice President, Supervising... ...movements, reconciles financials, and maintains supervisory controls #J-18808-Ljbffr MesirowRisk
- ...Established in 1986, today we are a leading liquidity provider, with close... ...pricing, execution and risk management. By providing liquidity... ...own capital, at our own risk, trading a wide range of products:... ...Ability to influence without direct control across engineering teams.A...RiskWork at officeLocal areaVisa sponsorshipRelocation package
$223k - $335k
Strategic Intelligence is a team within FINRA's Risk & Intelligence organization that... ...intelligence concepts, practices, and approaches.Lead or participate in conference panels,... ...they maintain, and those in which they control trading or have a financial interest (including...RiskFull timeTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start- ...President, Supervising Principal for its institutional fixed income trading desk in Chicago. The role oversees daily trading activities, ensures SEC/FINRA compliance, and manages supervisory controls across traders and support staff. Ideal candidates hold FINRA Series...Risk
- ...income solutions including sales, trading, and research capabilities to... ...client lifecycle management, and risk management.About this role:Wells Fargo is seeking a Lead ISDA Negotiator (Lead Capital Markets... ...Credit Support Annexes, Account Control Agreements, Credit Agreements,...RiskFull timeWork experience placementWork at office
- IMC is seeking an Experienced Risk Manager to join the Chicago Risk team, focusing on Delta One trading. Risk at IMC is tightly integrated with trading, not a separate control function, and you will work daily with traders, researchers, and software engineers to understand...Risk
$100k - $130k
...working on a institutional fixed income trading desk overseeing operations and supervision... ...with SEC and FINRA regulations and managing risk. Daily responsibilities include reviewing... ...and traders and maintaining supervisory controls.Key Responsibilities Monitor in real-time...RiskFull timeFlexible hours$175k - $225k
IMC is seeking a Global Mobility Lead to join our Global Total... ...the full assignment lifecycle — pre-departure, on-assignment, and repatriation... ...performance, key metrics, and risk indicators, delivering... ...Please visit Benefits - US | IMC Trading for more comprehensive information...RiskPermanent employmentFull timeTemporary workLocal areaRelocation- tastyfx, located in Chicago, seeks an Operations Manager for Trading & Regulatory Compliance. The role spans live trading platform ops,... ...response, regulatory correspondence, NFA/CFTC filings, and process improvement with monthly risk reporting. #J-18808-Ljbffr TastyworksRiskWork at office
- ...Jobzerohash is looking for a Senior Settlement & Trading Operations Engineer to help drive the... ...to keep operations steady when the team lead is out.If you like the combination of... ...assets with built-in compliance, risk controls, and reporting. By abstracting away technical...RiskFull timeImmediate start
$122.1k - $170.5k
...employment. What You'll Do The Lead Associate Principal, Security... ...with Compliance, Operational Risk Management Compliance, Internal... ...policies, procedures, standards, and control documentation, including the... ...), the U.S. Commodity Futures Trading Commission (CFTC), and the...RiskWork experience placementRemote work2 days per week$110k - $130k
...Your Future Team Hightower's Fixed Income Trading team is responsible for executing and... ...Director of FI Trading, you will lead key trading initiatives and help oversee... ...execution and settlement, while adhering to pre-established risk management and compliance guidelines...RiskPermanent employmentWork at officeLocal areaWork from homeMonday to Thursday$95.6k - $162.4k
...financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Senior Lead, Technology Risk & Controls - SOX / SOC Programs Summary: You will join Northern Trust’s Technology Risk and Control team...RiskFull timeH1bWorldwideFlexible hours- ...to the Director of Operational Risk to evaluate IT and Security... ...across the process, risk, and control universe. Additionally, this role... ...risk across the organization. Lead the OCC’s risk identification... ...), the U.S. Commodity Futures Trading Commission (CFTC), and the Board...RiskTemporary workWork at officeLocal areaRemote work2 days per week3 days per week
$95.6k - $162.4k
...financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Sr. Lead, IT Risk and Controls - KRI Development, Metrics & AutomationContinue to learn, grow and evolveNo matter what greater...RiskFull timeH1bWorldwideFlexible hours$129.8k - $184.5k
...recommendations to enhancements needed to be at the leading edge of risk management solutions. The projects... ...ensure that the OCC\'s processes and controls are followed and consistently improved... ...(SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of...RiskWork at officeLocal areaRemote workFlexible hours2 days per week- ...Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal... ...is responsible for one or more functions within Quantitative Risk Management (QRM) to develop and maintain risk models for margin,...RiskFull timeWork at officeRemote work2 days per week
$175k - $225k
...Operational Risk ManagerChicagoFounded 20 years ago and headquartered... ...brokerage firm in 2016, DV Trading has rapidly scaled as an... ...business, understands how trading controls operate in practice, and is comfortable... ...focuses on market access and pre-trade risk controls, trading...RiskWorldwide$110k - $135k
...out of a large brokerage firm in 2016, DV Trading has rapidly scaled as an independent... ...its own capital, trading strategies, and risk management methodologies to provide liquidity... ...support experience Experience with version control systems such as git/puppet Network...RiskWorldwideFlexible hours- ...Job Description JOB TITLE : Lead Teacher PreK (Type 04) STATUS:... ...eagerness for positive action; self-control; active listening. # A... .... In collaboration with the Pre-K manager implement and help assess... ...a program that services high-risk, low-income community. Intermediate...RiskFull timeLive outWork at officeLocal area
- ...the department, and monitor and control all established quality... ...participate in the application or pre-hiring process, please call 84... ...career, through our industry-leading Continuing Education program.... ...accidents. Report all safety risks, or issues, and illegal...RiskFull timePart timeSeasonal workLocal areaFlexible hours
$95k - $150k
...Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working closely with cross-functional teams to identify risk exposures and interpret trading behavior. The ideal candidate...Risk- Northern Trust's Global Family Office is seeking an Embedded Practice Control Officer to own the operational control environment for the practice, implementing control frameworks, running risk assessments, and supporting risk-based testing and audit remediation. The role...RiskWork at office
$78.2k - $136.3k
...learn, grow, and make an impact. Join us!The Controls Mapping Governance team is seeking an... ...experience in information security, cybersecurity risk, technology risk, controls governance,... ...benefits eligible. We provide industry-leading benefits, access to paid time off,...RiskFull timeWork at officeFlexible hoursDay shift- BMO Financial Group is seeking a senior compliance risk leader to oversee regulatory and operational risk for the North American Retail... ...environment. You will design, implement and coordinate risk controls, governance structures and evidence-based programs across multiple...Risk
$114.7k - $194.9k
...world’s most sophisticated clients using leading technology and exceptional service. The Strategy... ...Reporting Lead is a seasoned Internal Controls professional, preferably within Financial... ...”). Acts as a subject matter expert in risk and controls across the various programs...RiskFull timeFor contractorsH1bWork at officeWork from homeWorldwideFlexible hours$136.5k - $189.8k
...considered for employment. What You'll Do: The Lead Associate Principal, Infrastructure... .... Communicate technical strategy, risk, and platform roadmaps to senior leadership... ...Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of...RiskFull timeRemote work2 days per week$130k - $145k
...TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE... ...NinjaTrader! As an industry-leading trading platform and futures... ...traders to take control of their financial destiny... ...understand and prioritize risk.This role is ideal for... ...a public company or pre-IPO environmentExperience...RiskWork at officeWorldwideMonday to FridayFlexible hours
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