Registered Client Associate

Your role

The key tasks of your job as a Client Service Associate/Registered Client Service Associate include the following:

Relationship Management
• Educate clients on account services and capabilities (e.g., how to read statements/confirms, how to use Online Services, paperless options, RMA cards, etc.)
• Collect appropriate documentation to set up new accounts
• Leverage various communication channels to keep in touch with clients (e.g., send out birthday cards, e-mail research newsletters)
• Process account service requests and ensure appropriate documentation
• Direct incoming phone calls to appropriate team member

Wealth Management
• Input data into Financial Planning tools
• Input orders within appropriate system and complete associated paperwork, if registered
• Review daily branch reports and alerts and process accordingly
• Assist in the preparation of client reports and other materials for client meeting.

Practice Management
• Organize logistics of team marketing events, develop and maintain team marketing materials
• Maintain contact management systems with up to date key client information
• Provide team with up to date calendar including daily, weekly, and monthly activities

Talent Management
• Proactively develop self to continuously improve knowledge, skills and credentials and communicate development needs to Senior Financial Advisor or Team Administrator as applicable
• Assist with on-boarding new members to the team

Your team

You'll be working with a wealth management team in Atlanta. As a Registered Client Associate, you'll play an important role in the success of the team.

Your expertise

• Series 7 and 66 licenses (for registered CSAs only)
• Ideally 5 years of experience in client service, within the finance sector
• Bachelor degree preferred
• Excellent communicator, with solid interpersonal skills
• Detail oriented (nothing gets past you)
• Proficient in Microsoft Office Suite

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.