Trade Operations Specialist: Risk & Compliance Support
JobPath Partners LLC
TD Bank in Hartford, CT is seeking a Trade Operations Support Specialist to review, release or escalate live orders, execute trades, and file regulatory reports. The role supports complex transactions and ensures timely compliance with FINRA requirements. Candidates need 3+ years in the industry and Series 7 and 24 licenses. This full-time position (40 hours) offers a competitive salary range and opportunities to support advisors on trading operations, margin issues, and reporting processes. #J-18808-Ljbffr JobPath Partners LLC
Vacancy posted 2 days ago
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