Compliance Analyst
Aplaro Ltd
About the Position We are seeking a Compliance Coordinator to provide critical administrative support to our fast-paced and growing Legal and Compliance team. In this role, you will help manage the intake, tracking, and submission of responses to regulatory requests and examination workflows, as well as support daily tasks related to regulatory databases and other legal operations. Working alongside experienced colleagues, you will maintain, organize, and develop databases while managing the systems and processes that keep our operations running smoothly. You will also serve as a key liaison between our team and the rest of the firm, often acting as the first point of contact with various Jane Street stakeholders, including traders, technologists, procurement specialists, market data analysts, and engineers. Additional responsibilities of this role may include: Providing essential administrative support to the Regulatory Inquiries and Exams team (and broader Legal and Compliance team, as appropriate) Monitoring deadlines, maintaining documentation, and managing record-keeping and filings Maintaining, organizing, and updating internal databases and tracking systems Assisting in the creation and documentation of internal processes, and proposing and implementing process improvements that increase efficiency and scalability across our Regulatory Inquiries and Exams team and Legal and Compliance team workflows Facilitating the collection and provision of data to various stakeholders in connection with their projects About You Have an undergraduate degree with 3+ years of administrative/paralegal experience Experienced with corporate or financial transactions at a trading firm, hedge fund, law firm, or private equity firm Self-motivated with a strong independent work ethic Highly organized and able to handle competing priorities Strong communicator with great people skills Experienced with databases, project management, and AI tools Reliable, courteous, and flexible team player Have excellent computer skills (MS Word, Excel, Google Workspace, and web-based portals) Licensed notary, or willing to become one #J-18808-Ljbffr
$70k - $160k
Compliance Analyst - Control RoomAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both...Suggested$100k - $115k
...Challenges. Vision for Tomorrow’s Opportunities.Join William Blair, the Premier Global Partnership.William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated compliance team. This dynamic role reports to the WBIM Chief...SuggestedTemporary workWork at office$70k - $145k
Compliance AnalystAbout Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...Suggested- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge...SuggestedHourly payOngoing contractContract workFreelanceRemote workFlexible hours
- ...Overview The Payroll & Compliance Specialist will be responsible for analyzing, tracking, and reporting on key compliance activities across multiple programs and departments. This individual will support data integrity, streamline documentation workflows, and play a critical...Suggested
$140k - $185k
...0 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Fund Compliance Analyst position commonly found through the Career Launch AI Talent Network. It is intended to help job seekers understand the responsibilities...Full time- ...Regulatory Business Analyst (AxiomSL)Partner with Finance, Technology, and business stakeholders. Create business requirements and... ...Knowledge of data governance, reporting controls, and regulatory compliance practices.What's on OfferCompetitive hourly rate of $75-$100/...Hourly payPermanent employmentContract workLocal area3 days per week
- ...A technology services firm located in Pennsylvania is looking for a Project Compliance Analyst to handle compliance data analysis, track deliverables, and support project initiatives. The ideal candidate should have experience in compliance or data analysis in fast-paced...
- ...Citi is seeking a Regulatory Analyst - APAC Shift to support Reference Data Services. The role develops professional expertise in monitoring, analyzing, and evaluating data and policies related to disclosures and regulatory filings. You will prepare DOI disclosures, maintain...Shift work
- ...Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider...
- ...Davidprotein is seeking a detail-oriented Regulatory Document Analyst to join our Quality team in New York City. You will manage supplier documentation and support cross-functional approvals to keep products market-ready. The ideal candidate thrives on accuracy, communicates...
- ...Reg Compliance Analyst Job Description Professional position responsible for supporting important regulatory compliance functions on the Regulatory Compliance Team in the Regulatory Operations (RegOps) Unified Services – Regulatory Support Group. The individual will work...Work at office
- ...highly analytical and detail-oriented Senior Regulatory Reporting Analyst located in New Jersey. The role focuses on supporting US... ...skills to identify and resolve complex reporting issues, collaborating with various stakeholders to ensure compliance. #J-18808-Ljbffr...
- ...Millennium is seeking a compliance professional in New York to support regulatory programs and controls across the Firm’s global operations. You will administer the Code of Ethics and personal trading policies, monitor trading activity, and help coordinate training and...
- ...and documentation Document changes on other tuning efforts such as good guy clean up and rule creation. Key Capabilities ~ Compliance systems knowledge ~ Programming and testing experiences ~ General understanding of ISO messages (parties in wire messages)...Work at officeLocal areaRemote work2 days per week
$130k - $150k
...editorial committee to protect journalistic independence. Reports to: Vice President, Compliance Position Overview We are seeking a highly detail-oriented Compliance Analyst to ensure our operations remain at the forefront of regulatory excellence. This dual-...Contract work- ...Description: Please Note: This is a Compliance Specialist Role Title: Risk and Controls Implementation Specialist Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy...
$21 - $22 per hour
...Compliance AnalystTOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYSTSalary range from $21.00 to $22.00 per hour.This role is located... ...to ****@*****.*** Role OverviewThe Compliance Analyst is responsible for identifying and developing criteria and commentary...Hourly payWork at officeImmediate start2 days per week$35 - $45 per hour
...Overview A top-tier bank in Midtown is seeking a KYC Analyst for a temporary-to-permanent position. Base pay range $35.00/hr - $45.... ...acquire missing client KYC documentation Discuss and escalate with Compliance complex issues surrounding client types and structures,...Permanent employmentTemporary work- ...Equitable, a leading financial services company, seeks a Portfolio Compliance Analyst to oversee investment guideline compliance for 1940 Act funds, support new fund launches, and ensure regulatory adherence. The role involves collaboration with internal teams and external...
$80k - $110k
...Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance. In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects...Local areaShift work$75k - $100k
...Compliance-GBM Public- Equities-New York-Analyst New York, NY, United States Job Description Global Compliance: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance...Full timeTemporary workPart timeWork at office$73k - $99k
...This is a remote position based in the US with occasional travel. About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in ensuring the organization adheres to regulatory requirements and...Full timeTemporary workRemote workFlexible hours$85k - $110k
...CONSUMER COMPLIANCE SENIOR ANALYST (COMPLAINTS) Current is a leading consumer fintech platform transforming financial access for everyday Americans with over five million members. We provide access to financial solutions that seamlessly work together to solve the needs...Work at officeImmediate startFlexible hours$80k - $90k
...range $80,000.00/yr - $90,000.00/yr Direct message the job poster from Stone Management International Bank is seeking a KYC/Compliance Analyst to: Assist in conducting KYC checks and enhanced Due Diligence for new and existing clients in accordance with company policies...Full time- ...the freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a hands-on Compliance Analyst to join our Compliance team with a primary focus on KYC and KYB onboarding operations. This is a do-er role - you will be in...Work at officeWork from homeFlexible hours
$94k - $119k
...as the connective tissue empowering clients with seamless navigation through the ever‑evolving cryptocurrency landscape. Compliance Onboarding Analyst The Onboarding & Compliance Analyst is responsible for executing the end‑to‑end onboarding lifecycle for high‑value,...Local area- ...Goldman Sachs GBM Public Compliance in New York seeks an Analyst to provide real-time compliance guidance for the Commodities business, covering transactions, new products and initiatives. You will work with senior compliance teams to implement policies, train staff, and...
$67.5k - $90k
...Analyst, Compliance (Investigations)New York, New York; Miami, Florida; Remote (USA)Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals...Work experience placementWork at officeRemote work- ...We are seeking individuals who thrive in a dynamic regulatory environment and are eager to tackle real-time compliance challenges related to global investment products. This role provides a unique opportunity to engage with various facets of the firm, including trading...Hourly pay
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