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Compliance Analyst

3B Staffing LLC

Description: Please Note: This is a Compliance Specialist Role Title: Risk and Controls Implementation Specialist Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy into a comprehensive SMBC asset management specific risk and control inventory, designing the compliance monitoring and testing plan, mapping gaps with Corporate Compliance and risk, and preparing exam-ready documentation.

Vacancy posted 2 days ago
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