Compliance Analyst
3B Staffing LLC
Description:
Please Note: This is a Compliance Specialist RoleTitle: Risk and Controls Implementation Specialist
Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy into a comprehensive SMBC asset management specific risk and control inventory, designing the compliance monitoring and testing plan, mapping gaps with Corporate Compliance and risk, and preparing exam-ready documentation.
Vacancy posted 4 days ago
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