Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst
Goldman Sachs
GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape. Global Banking & Markets–Public Compliance (“GBM Public Compliance”) is located on the Trading Floor and is responsible for comprehensively identifying and managing the regulatory, legal and reputational risks of Goldman Sachs FICC and Equities business units. The role is focused on providing Compliance coverage for the Commodities business units, including sales, trading, and strategists, and products such as physical commodities, commodity derivatives, futures, swaps, structured financing and lending, commodity prepay transactions, supply and offtake transactions, and commodities intermediation activities. This is an opportunity for a responsible team player to work on challenging tasks and, depending on their particular responsibilities, interact with salespeople and traders as well as other Goldman Sachs compliance and legal professionals. HOW YOU WILL FULFILL YOUR POTENTIALThe primary responsibilities of GBM Public Compliance are: Primary coverage for and provide real-time compliance advice to Global Banking & Markets – Commodities business on compliance issues regarding transactions, new products and business initiatives, errors, etc. Devise and implement strategic solutions with senior compliance team members and other control side departments to support the Compliance functions Assisting with the analysis, interpretation, and implementation of new rules/regulations Develop policies, procedures, and best practices for business units Develop, implement, and deliver compliance training Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary Identify and manage regulatory, legal and reputational risks Review and handle escalations from daily trade surveillance reports SKILLS AND EXPERIENCE WE ARE LOOKING FORBachelor's degree 0-3 years of prior work experience in a relevant field. Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook) A team player with strong communication and interpersonal skills, able to work well with people in the front office and support functions Strong analytical and organizational skills, ability to work independently under a fast-paced and pressured environment Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure Proactive, self-motivated, assertive and well organized Attention to detail Flexible with the ability to multi-task Proactive approach to problem solving Integrity, ethical standards and sound judgment Posting Date: 2026-08-17
$100k - $160k
GLOBAL BANKING & MARKETSGlobal Banking & Markets provides financing, advisory services, risk... ...clients through our FICC and Equities (“GBM Public”) and Investment Banking... ..., including bankers, Compliance, Engineering, Legal... ...base salary for this New York, New York, United...SuggestedFull timeTemporary workPart timeWork experience placement$85k - $110k
Global Banking & Markets, Supervisory Risk & Controls, New York-Analyst New York, NY, United States Job Description GLOBAL... ...corporate clients through our FICC and Equities ("GBM Public") and Investment Banking (... ..., including bankers, Compliance, Engineering, Legal and others...SuggestedFull timeTemporary workPart timeWork experience placementWork at office$110k - $125k
...of the leading players in the commodities markets across a wide variety of financial and... ...products. It operates a fully integrated global commodities business that is able to offer... ...Range The expected base salary for this New York, New York, United States-based position is...SuggestedFull timeTemporary workPart time$110k - $125k
...Emerging Markets Local Sales The Emerging Markets... ..., and Commodities (FICC) sales team based in New York. Holding a regional... ...with a passion for global markets and a drive... ...governments, central banks, pension funds,... ...with risk, legal, and compliance teams. Qualifications...SuggestedFull timeTemporary workPart timeLocal area$75k - $100k
Compliance-GBM Public- Equities-New York-Analyst location_on New York, NY, United States Global Compliance Our division prevents, detects and mitigates... ...The role of a Global Markets Division Compliance officer... ...leading global investment banking, securities and investment...SuggestedFull timeTemporary workPart timeWork at office$150k - $225k
...finance: the convergence of public and private markets. We combine the #1 global advisory franchise, a... ...positions. The New York team is responsible for... ...experienced credit research analyst with a strong skillset in... ...field such as investment banking and equity research. While...Full timeTemporary workPart time- Job Summary & ResponsibilitiesThe Global Banking & Markets - Finance & Franchise Management team is seeking an Analyst/Associate to join the Equities Management team. The Equities Management team partners with Equities leadership to identify and assess strategic opportunities...
$70k - $95k
...to the Corporate Treasury, Global Liquidity Products (GLP) and... ...level relationships with market counterparts, agent banks & internal business partners... ...business to introduce the new systems, applications and tools... ...base salary for this New York, NY, United States-based...Full timeTemporary workPart timeWork at office- Goldman Sachs is seeking an Analyst in New York to support Supervisory Risk & Controls within Global Banking & Markets, focusing on the Capital... ...coordinating with bankers, compliance, engineering and legal... ...processes, and work with GBM Public teams to ensure #J-18808-...
- Internal Audit, Risk, Sr. Analyst, New York location_on New York,... ...the firm’s compliance with laws and regulations... ...interest in financial markets and want to gain insight... ...and in a fast-paced global environment. YOUR... ...securities, investment banking, consumer and...Full timeTemporary workWork at office
$110k - $135k
...center of it. As an Analyst on our Equity Capital Markets desk, you’ll sit at... ...intersection of Investment Banking, Sales & Trading,... ...with legal, compliance and external counsel... ...a highly qualified global workforce and plays... ...CENTER, 200 VESEY STREET:NEW YORKCity:New YorkCountry...Full timeFlexible hours$110k - $140k
...Hedge Fund), Associate, New YorkDivisional... ...managing the firm's credit, market, liquidity,... ...analytical and regulatory compliance support, our work contributes... ...salary for this New York, New York, United... ...69, we are a leading global investment banking, securities and...Full timeTemporary workPart time$100k - $135k
...looking for Full-Time Analysts to join the Banking team in NAM. The... ...service and public sector clients.... ...raise capital in new and innovative ways... ...e.g. control and compliance regulations. We... ...professionals who have a global perspective on... ...Location: New York New York United...Full timeWork at office- A global financial institution is looking for a Bilingual Business Analyst specializing in Counterparty Credit Risk. The ideal candidate... ...10 years of experience in banking and deep knowledge of derivatives... ...a dynamic environment in New York. #J-18808-Ljbffr Alpha Global...
$75k
2027 Marketing Summer Analyst Program - New York Opportunity ID 1945 Region Americas Location New... ...Jefferies is a leading global, full-service investment banking and capital markets firm that... ...including but not limited to public relations, branding, thought...Summer workInternshipSummer internshipWork at officeLocal areaImmediate start$90k - $125k
...for the financial markets and investing?... ...are seeking an Analyst who has the ability... ...We extend these global capabilities to... ...funds, central banks, insurance companies... ...Clients include public, corporate and... ...and testing of new portfolios Cash... ...Headquartered in New York, we maintain...Full timeTemporary workPart time- As a Summer Analyst in the Chase Leadership... ...Auto, Business Banking, Card Services,... ...Management, Marketing, Controls,... ...and marketing new and developing... ...Brand, Legal, Compliance, Finance, UX Design... ...Locations New York Metro To be eligible... ...bring to our global workforce are...Rotational programFull timeSummer workInternshipVisa sponsorship
$175k - $220k
PolyPath Market Risk Technology Specialist (Java/Python)Country:... ...AmericaIt Starts Here:Santander is a global leader and innovator in the... ...'s Corporate & Investment Banking (CIB) business is seeking an... ...your needs.SummaryLocation: New York; Madison Ave CorpType: Full timeHourly payFull timeContract workWork experience placementShift work- Commercial & Private Bank Compliance Risk & Controls Associate Location New York, NY 10018 The Commercial & Private Bank Compliance Risk & Controls Associate will... ...lending, finance, and banking focused on middle market Commercial & Industrial (C&I) companies. The organization...Minimum wageLocal area
$33.66 per hour
...Morgan Stanley is a leading global financial services firm... ...a wide range of investment banking, securities, investment management... ...in 43 countries. As a market leader, the talent and... ...- Technology Audit Summer Analyst Program (New York) Summer Analysts join the...Hourly payFull timeTemporary workSummer workInternshipWorldwide$150k - $225k
...assess, monitor and manage the market risk of multi-product,... ...and CTAs. We are staffed globally with offices in New York, Chicago, London, Hong Kong... ..., Client Service, Credit, Compliance, Legal, Operations and... ...and policySupervise desk analysts and associates and help with...Full timeTemporary workPart timeWork at officeNight shift$110k - $135k
Work Location:New York, New York, United States of AmericaHours... ...:The Private Capital Markets team at TD Securities... ...Investment Banking Analyst in Private Capital Markets... ...of private and public companiesPerforms basic... ..., extending access to global markets, and delivering...Full timeLocal areaWork from homeFlexible hours- ...assess, monitor and manage the market risk of multi-product,... ...and CTAs. We are staffed globally with offices in New York, Chicago, London, Hong... ..., Client Service, Credit, Compliance, Legal, Operations and Technology... ...policy Supervise desk analysts and associates and help...Work at officeNight shift
$90k - $125k
...Work Location New York, New York, United States of America... ...Associate, Market Risk Control - US Prime... ...The firm serves clients globally, with a strategic presence... ..., Market Risk, Legal, Compliance, Technology, and... ...integrated transaction banking solutions. In 2023, we...Work experience placementWork at officeLocal areaWork from homeFlexible hours- US Analyst - Loan Origination Support (CA CIB Americas) New York, NY. Job Description Crédit Agricole Corporate and Investment Bank (“CACIB”) is the corporate and investment banking arm of the Cr... ...underwriter and is active in the secondary markets to provide liquidity to investors...Full time
$110k - $125k
Analyst - CIB Credit, TD Securities... ...Work Location : New York, New York,... ...under Investment Banking. Our Investment... ...with capital markets and banking advice... ...of a major global investment... ...Borrowers, industry publications, area... ...memos Monitors compliance with regulatory...Local areaWork from homeWorldwideFlexible hours$83.2k
...people first, listen to new and diverse ideas and... ...details. 2027 ARM Summer Analyst Program Overview: (6/7/... ...help you learn how the Bank maintains a disciplined... ...manage risk within a Global Investment Bank. In... ...assessing how changes in market interest rates may affect...Hourly payPermanent employmentFull timeSummer workInternshipWork at officeLocal areaRemote work- ...serving clients and operating its global businesses. Risk professionals... ...a leader in global financial markets.Market Risk OverviewMarket... ...risk management and regulatory compliance for the Firm’s market risks. This... ....Direct the implementation of new risk measures and improvements...
$75k - $100k
Controllers | Analyst | New York / New Jersey NY, United States and 1 more... ...accurate financial recording, compliance with accounting standards,... ...with senior management and global stakeholders Commercially savvy... ...a leading global investment banking, securities and investment...Full timeWork experience placementLocal area- Global Risk Development Internship Program... ...power to do? At Bank of America, we value... ...Development Summer Analyst Program Overview:... ...accountability and compliance requires that all... ...risk — strategic, market, credit, compliance... ...Accounting Public Policy Economics...Summer workInternshipSummer internshipWork at officeWorldwideVisa sponsorship
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