Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst
Goldman Sachs
GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape. Global Banking & Markets–Public Compliance (“GBM Public Compliance”) is located on the Trading Floor and is responsible for comprehensively identifying and managing the regulatory, legal and reputational risks of Goldman Sachs FICC and Equities business units. The role is focused on providing Compliance coverage for the Commodities business units, including sales, trading, and strategists, and products such as physical commodities, commodity derivatives, futures, swaps, structured financing and lending, commodity prepay transactions, supply and offtake transactions, and commodities intermediation activities. This is an opportunity for a responsible team player to work on challenging tasks and, depending on their particular responsibilities, interact with salespeople and traders as well as other Goldman Sachs compliance and legal professionals. HOW YOU WILL FULFILL YOUR POTENTIALThe primary responsibilities of GBM Public Compliance are: Primary coverage for and provide real-time compliance advice to Global Banking & Markets – Commodities business on compliance issues regarding transactions, new products and business initiatives, errors, etc. Devise and implement strategic solutions with senior compliance team members and other control side departments to support the Compliance functions Assisting with the analysis, interpretation, and implementation of new rules/regulations Develop policies, procedures, and best practices for business units Develop, implement, and deliver compliance training Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary Identify and manage regulatory, legal and reputational risks Review and handle escalations from daily trade surveillance reports SKILLS AND EXPERIENCE WE ARE LOOKING FORBachelor's degree 0-3 years of prior work experience in a relevant field. Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook) A team player with strong communication and interpersonal skills, able to work well with people in the front office and support functions Strong analytical and organizational skills, ability to work independently under a fast-paced and pressured environment Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure Proactive, self-motivated, assertive and well organized Attention to detail Flexible with the ability to multi-task Proactive approach to problem solving Integrity, ethical standards and sound judgment Posting Date: 2026-08-17
$100k - $160k
GLOBAL BANKING & MARKETSGlobal Banking & Markets provides financing, advisory services, risk... ...clients through our FICC and Equities (“GBM Public”) and Investment Banking... ..., including bankers, Compliance, Engineering, Legal... ...base salary for this New York, New York, United...SuggestedFull timeTemporary workPart timeWork experience placement$75k
2027 Marketing Summer Analyst Program - New York Opportunity ID 1945 Region Americas Location New... ...Jefferies is a leading global, full-service investment banking and capital markets firm that... ...including but not limited to public relations, branding, thought...SuggestedSummer workInternshipSummer internshipWork at officeLocal areaImmediate start$33.66 per hour
...Morgan Stanley is a leading global financial services firm... ...a wide range of investment banking, securities, investment management... ...in 43 countries. As a market leader, the talent and... ...- Technology Audit Summer Analyst Program (New York) Summer Analysts join the...SuggestedHourly payFull timeTemporary workSummer workInternshipWorldwide$175k - $220k
PolyPath Market Risk Technology Specialist (Java/Python)Country:... ...AmericaIt Starts Here:Santander is a global leader and innovator in the... ...'s Corporate & Investment Banking (CIB) business is seeking an... ...your needs.SummaryLocation: New York; Madison Ave CorpType: Full timeSuggestedHourly payFull timeContract workWork experience placementShift work$150k - $225k
...assess, monitor and manage the market risk of multi-product,... ...and CTAs. We are staffed globally with offices in New York, Chicago, London, Hong Kong... ..., Client Service, Credit, Compliance, Legal, Operations and... ...and policySupervise desk analysts and associates and help with...SuggestedFull timeTemporary workPart timeWork at officeNight shift$75k - $125k
YOUR IMPACTAs a Product Marketing Analyst, you'll play a meaningful role... ...Management to life — attracting new clients, strengthening... ...in 1869, we are a leading global investment banking, securities and investment... ...firm. Headquartered in New York, we maintain offices around...Full timeTemporary workPart time$142k - $176k
...SMBC Group is a top-tier global financial group.... ...financial services, including banking, leasing, securities,... ...Tokyo, Nagoya, and New York (NYSE: SMFG) stock... ...client base to local markets and the organization's... ...Monitors the firms compliance with the Volcker Rule...Temporary workWork experience placementWork at officeLocal areaWork from homeWorldwide- ...perspectives to open up new kinds of opportunity... ...we all share.In compliance with applicable laws... ...Ready to strengthen banking relationships for global Technology and Innovation... ...Middle Market and Innovation Banking... ...Institutional Banking. This Analyst role supports...
$110k - $135k
Work Location:New York, New York, United States of AmericaHours... ...:The Private Capital Markets team at TD Securities... ...Investment Banking Analyst in Private Capital Markets... ...of private and public companiesPerforms basic... ..., extending access to global markets, and delivering...Full timeLocal areaWork from homeFlexible hours$115k
...relationship-oriented bank for the modern... ...energy. The team has a global coverage strategy... ...and loan capital markets. The team also... ...from our offices in New York, Houston, Toronto,... ...-side) in both public and private markets... ...of directors. The Analyst will provide financial...Full timeShift work- ...managers and fundamental analysts. You will... ...across regional and global mandates. Lead the... ...technology, data, risk, compliance, and control... ...understanding of equity markets, factor investing,... ...in investment banking, consumer and... ...Portfolio Manager in New York #J-18808-Ljbffr...Work at office
$120k
2028 Summer Analyst Program: Global Technology,New York, NY Evercore seeks to hire a Global Technology... ...opportunities, assess markets, and act on insights-... ...at the intersection of banking, technology, and applied... ...assists clients in raising public, private capital,...Summer workInternshipLocal area$120k
...Shareholder Advisory Summer Analyst Program - New York Evercore seeks to... ...in investment banking, shareholder activism... ...internal meetings, and marketing initiatives. The Analyst... ...: EVR) is a premier global independent... ...assists clients in raising public, private capital, delivers...Summer workInternshipLocal area$120k - $200k
...Opportunity?The Analyst/Associate, Market Risk Governance... ...major international bank. This is a... ...Monitor regulatory publications and industry developments... ...0,000-$200,000 (New York) depending on... ...qualified global workforce and plays... ...: Audit | Compliance | Legal | RiskEmployment...Full timeFlexible hours$110k - $135k
...center of it. As an Analyst on our Equity Capital Markets desk, you’ll sit at... ...of Investment Banking, Sales & Trading, and... ...Interface with legal, compliance and external... ...a highly qualified global workforce and plays... ..., 200 VESEY STREET:NEW YORK City: New York...Full timeFlexible hours$85k - $145k
...implementation and compliance with risk... ...procedures.The Analyst will join the GRM... ...) portfolio in New York with primary responsibilities... ...of how the bank operates,... ...status; market conditions; and... ...highly qualified global workforce and plays... ..., business, public sector and institutional...Full timePart time- ...serving clients and operating its global businesses. Risk professionals... ...a leader in global financial markets.Market Risk OverviewMarket... ...risk management and regulatory compliance for the Firm’s market risks. This... ....Direct the implementation of new risk measures and improvements...
$79k - $100k
...Risk | Financial Risk - TRM | Analyst, Market Risk Manager | New York About ING : In the Americas, ING’s Wholesale Banking division offers a broad range of innovative financial... ...to help you get ahead. And with our global network, there’s plenty of scope to take...Work experience placementWork at officeWork from home$120k
2028 Capital Markets Advisory: Structured Capital Solutions Summer Analyst Program - New York The Evercore New York Structured Capital... ...industries. SCS advises public and private companies,... ...NYSE: EVR) is a premier global independent investment banking advisory firm. We are...Full timeContract workSummer workLocal area$95k - $115k
SummarySpread Products Market Risk Associate’s responsibilities... ...desks to ensure compliance with overall risk... ...creative solutions to new problems.AI tools familiarity... .... is the 15th largest bank in the world as... ...MIZUHOSummaryLocation: New York, NY (1271 AOA/6th Ave)Type...Full timeWork at officeLocal areaRemote workWorldwide$166.9k - $278.1k
...9635533Location: New York, NY, US, 10001-86... ...ConsultingEmployer: EY Global ServicesApply by:... ...faced by the banking industry.The... ...Risk Management, Compliance Management, Audit... ...Control panel, data publication, Web Services, REST... ...trust in capital markets.Enabled by data,...Immediate start$36.06 per hour
...Morgan Stanley is a leading global financial services firm... ...range of investment banking, securities, investment... ...43 countries. As a market leader, the talent and... ...and insights that unlock new opportunities for The... ...PROGRAM A 10-week Summer Analyst Program beginning in...Hourly payFull timeTemporary workSummer workInternshipWorldwideWork visa- ...an Advisor Trainee in Global Private Bank, you will gain exposure... ..., many full-time Analysts are promoted to Associates... ...specialists to bring in new clients and serve... ...interest in financial markets and macro-level economic... ...TNNew Orleans, LANew York, NYOklahoma City, OKOrlando...Full timeTraineeshipImmediate startVisa sponsorship
- ...currently seeking an Analyst – Technology / Data Centers... ...based out of our New York office.... ...unbiased research on global credit markets, empowering clients to... ...client base, including banks, investment advisors,... ...are featured in top publications such as Bloomberg, The...Temporary workWork at officeImmediate startFlexible hours3 days per week
$70 - $150 per hour
...About the job Validation Senior Analyst Model Risk -New York, NY -Hybrid Validation Senior Analyst Model Risk -New York, NY -Hybrid... ...Community and be considered for upcoming roles with leading banks and fintechs in New York. You will partner with model owners...Hourly payContract workRemote work$79k - $100k
...Risk | Financial Risk New York | ALM - Liquidity Risk Management | Analyst | New York About ING... ...Americas, ING’s Wholesale Banking division offers a broad... ...get ahead. And with our global network, there’s plenty... ...and assessment of ING US’ market risk positions. The ALM...Work at officeWork from home$69k - $85k
...Group is a top-tier global financial group.... ...services, including banking, leasing,... ...Tokyo, Nagoya, and New York (NYSE: SMFG) stock... ...client base to local markets and the organization... ...oriented Associate / Analyst to join the stress... ...Ensure compliance with internal governance...Work at officeLocal areaWork from homeWorldwide$85k - $100k
...Ratings plays a critical role in global capital markets by providing supplementary... ...headquarters in London and New York, Fitch Group is owned by... ...At Fitch Ratings, credit analysts play a pivotal role in moving... ...across Leveraged Finance (Banks and PE). The Associate...Work at officeImmediate start$129.84k - $194.76k
...52Posted: 2026-07-23Location: New York, New York, United StatesSalary... ...including hedge funds and private markets-focused funds. In this role,... ...Citi, you will be part of a global team where your expertise has... ...of the world's leading global banks.Access to a broad global network...Full timeWork at officeLocal areaRemote work$67k - $80k
...SMBC Group is a top-tier global financial group.... ...financial services, including banking, leasing, securities,... ...Tokyo, Nagoya, and New York (NYSE: SMFG) stock... ...client base to local markets and the organization’s... ...submissions and covenant compliance. Qualifications and Skills...Work at officeLocal areaWork from homeWorldwide
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