Compliance Officer
$160k - $250kMillennium Management
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management team, and the various CLO & Credit Portfolio Managers.Principal ResponsibilitiesProvide on desk Compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required.Keep local Senior Management constantly appraised of the overall compliance landscape and exposures within the CLO and illiquid Credit businessProvide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspectionsTrack relevant regulatory developmentsParticipate in working groups and projects as neededProvide support with regulatory reporting as requiredPeriodic regional travel may be requiredQualifications/Skills RequiredLaw degree and legal background is preferred but not essentialStrong knowledge of CLO manager, illiquid credit and general credit businessesStrong knowledge and experience of Compliance monitoring and surveillanceStrong regulatory background US marketsComprehensive understanding of and experience working with the rules and regulations and compliance processes and systemsQuick learner, Detail oriented; Demonstrable thoroughness and strong ownership of work.Good team player with a strong willingness to participate and help others.Able to prioritize in a fast moving, high pressure, constantly changing environment; High sense of urgencyStrong communication skills.The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.Recruiter:Ruby LiuHiring Manager:Graham DoddsDepartment:Compliance
$130k - $150k
...London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the...SuggestedFull timeLocal areaFlexible hours$130k - $160k
...You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo... ...everyone feels valued and empowered. The Chief Compliance Officer Governance Area oversees compliance with the regulatory framework...SuggestedFull timeLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedLocal area$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...SuggestedTemporary workFor contractorsWork experience placementWork at officeLocal area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$175k
Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection. Ideas are heard...Full timeWork at officeRemote work$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$100k - $150k
...DaveContact Email: ****@*****.*** BSA/AML & Corporate Compliance OfficerJob description:Overview We are seeking a detail-... ...Mandarin Chinese is required to effectively communicate with head office stakeholders and navigate diverse regulatory documentation.DutiesRegulatory...Work at officeLocal area$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...Work at officeSchonfeld
New York, NY3 days ago$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with...Millennium Management Corp
New York, NY2 days ago$135k - $160k
Location Designation: Hybrid - 1 day per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start1 day per week- ...Benefits: 401(k) 401(k) matching Company parties Flexible schedule Opportunity for advancement Job Overview The Compliance Officer will be responsible for ensuring that all moving and cleaning operations adhere to federal and state-specific regulations....Full timePart timeFor contractorsLocal areaRemote workLong distanceFlexible hours
JULIAN EIAN JUEL MOVING AND CLEANIN
New York, NY2 days ago - ...Kashable is seeking a detail-oriented Regulatory Compliance Lead to join our Compliance team in a hybrid New York City office. This role drives consumer complaint responses, licensing activities, vendor due diligence, and risk assessments across Kashable’s fintech operations...Work at office
Kashable
New York, NY4 days ago $175k - $200k
...The Role Sixth Street’s Compliance team partners with all aspects of Sixth Street to build and maintain a best‑in‑class compliance program... ...requirements and industry best practices. The Compliance Officer will be a key team player in managing, executing, and enhancing...Temporary workLocal areaSixth Street Inc
New York, NY1 day ago- ...A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities...
Larson Maddox
New York, NY3 days ago $88.24k - $134.16k
...mentoring staff and managing contractors. Apply now to help us ensure compliance with current standards and help carry out the mission of the... ...equivalent Federal Government job title, as determined by the Office of Administration); or Five years of professional experience in...Permanent employmentFull timeFor contractorsWork at officeLocal areaWork from homeMonday to FridayFlexible hoursState of Pennsylvania
New York, NY4 days ago$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...Full timeWork at office$130k - $150k
...success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the... ...laws, regulations, and internal policies.The Compliance Officer will play a critical role in supporting the firm’s growth by ensuring...Full timeWork at officeLocal area$77k - $143k
...COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS Position is responsible for overseeing and maintaining assigned areas of the compliance program covering consumers, including monitoring business areas for compliance with applicable laws and regulations and ensuring controls...Work experience placementRemote workCity National Bank
New York, NY4 days ago- ...Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day to...Work experience placement
Insight Global
New York, NY3 days ago - ...our highly reputable Alternative Asset Management clients currently seeking to add an AVP to their growing Alternative Investments Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Fund Marketing, Legal, Compliance,...
Coda Search│Staffing
New York, NY4 days ago $125k - $222.5k
...Job Title Private Bank Americas - Senior Compliance Officer Corporate Title Vice President Location New York, NY Overview You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank's lending activities. In addition...Work at officeWork from homeDeutsche Bank
New York, NY4 days ago- ...WM001 William & Mary in Idaho seeks a Lab Safety Manager to lead laboratory safety programs and ensure compliance with various safety regulations. Responsibilities include overseeing safety audits, managing chemical and safety training, and investigating incidents. Candidates...
WM001 William & Mary
New York, NY4 days ago - ...Omaze is seeking an experienced leader to oversee KYC operations, ensuring compliance and enhancing processes through AI and innovation. The role requires a strong background in AML and KYC frameworks, as well as demonstrated leadership experience. As part of a dynamic...
Omaze
New York, NY4 days ago - ...We are always looking for talented professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the Firm’s Compliance and AML programs to ensure accordance with regulatory requirements. Primary...
Haitong International Securities Group
New York, NY2 days ago - ...that enables strategic objectives while appropriately managing compliance risk. Build a deep understanding of assigned business... ...transformation initiatives preferred. Prior experience as an HCC or GCC officer/manager preferred. Demonstration of leveraging digital...
Jobtailor
New York, NY5 days ago $1,000 per day
...G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at officeG MASS Consulting
New York, NY3 days ago$1,000 per day
...A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...Contract workWork at officeG MASS Consulting
New York, NY4 days ago$110k - $130k
...Compliance Officer New York, NY Job Description We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise's compliance program, ensuring we meet our regulatory obligations while enabling...Work at officeVISE Inc
New York, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- compliance officer part time New York, NY
- compliance analyst New York, NY
- regulatory compliance analyst New York, NY
- coding compliance specialist New York, NY
- compliance associate New York, NY
- regulatory compliance specialist New York, NY
- regulatory affairs specialist New York, NY
- compliance consultant New York, NY
- compliance data analyst New York, NY
- senior compliance officer New York, NY