Compliance Analyst
$21 - $22 per hourNetwork Temp Inc
Compliance Analyst
TOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYST
Salary range from $21.00 to $22.00 per hour.
This role is located in New York City and will require a hybrid work schedule of at least 2 days in office per week.
Please send cover letter and qualify resume to View email address on click.appcast.io.
Your Role Overview
The Compliance Analyst is responsible for identifying and developing criteria and commentary on critical compliance issues across the Bank. Prepares and delivers Bank-wide and targeted training. Drafts new and existing policies and procedures to ensure that the Bank meets the requirement of various legal and regulatory agencies. Responsible for Know Your Customer due diligence, monitoring employee accounts, and Anti Money Laundering activities. Ensures ongoing improvement and evolution of governance programs and identifies risks and/or gaps in the system.
Your Duties and Responsibilities:
- Assists in clearing Prime System generated BSA related Transaction Monitoring alerts and documents rationales.
- Performs various watch list related verifications and record-keeping (OFAC/ FinCEN 314a/Japan List).
- Assists in performing BSA compliance Tests as well as Corporate Compliance Tests
- Assists in performing Customer/Account Profile reviews via Surety software.
- Reconciles Employee Personal Trading Monitoring Program related documents.
- Updates various compliance related logs and keeps track of compliance related documents.
- Assists in preparing compliance testing work papers for all the tests performed/assigned.
- Assist in taking minutes of any compliance related committees.
- Assists with preparation of Fed/State pre-planning and introduction letter/first day letter materials.
- Prepares weekly regulatory updates of upcoming regulatory changes for distribution to relevant managers.
- Prepares various monthly reports.
- Assists with the Annual Risk Assessment of BSA and Corporate Compliance.
- Performs and assists with other duties and responsibilities as assigned by management.
Your Qualifications:
Bachelor's Degree or equivalent with at least 2-3 years of related experience in the AML KYC Space or Transaction Monitoring alert clearance space.
Excellent organizational and communication skills (writing and interpersonal).
Proficient in Excel, Access.
Detail oriented.
Strong basic math skills required.
Good interpersonal skills and ability to work independently.
Salary Description $21.00 to $22.00 Hourly
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Compliance Analyst in New York, NY vacancy
- ...thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced compliance data analytics professional to join the team. In this role, you will be responsible...SuggestedFull timeWork at officeLocal areaRemote workRelocationFlexible hours
$70k - $160k
Compliance AnalystAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...Suggested$100k - $130k
...New York Stock Exchange (an Intercontinental Exchange company) is growing its Information Technology Compliance (ITC) team, and we’re looking for an IT Compliance Analyst to help build what comes next. ITC owns the development, implementation, and management of NYSE’s...SuggestedFull time- ...Overview Compliance Analysts provides independent, reasonable objective assurance and recommendations to add value and improve operational controls. The Compliance Analyst is expected to constructively work with Operations, Client Service, and other departments, conduct...SuggestedRemote workNight shift
IBEX
New York, NY2 days ago $75k - $85k
...making, trust services and investment advisory and asset management services. Job Description Oppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer Asset Management ("OAM") in New York. This role supports the firm's...SuggestedWork at officeOppenheimer & Co.
New York, NY3 days ago$60k - $90k
...and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research and analysis...Full timeFor contractorsWork at officeRemote workWorldwideFlexible hoursNorton Rose Fulbright
New York, NY1 day ago$60k - $75k
...beginning with the Coast Fleet and Fuel Card built on a cutting-edge spend management platform. About the Role We're hiring a Compliance Analyst to help build and run our BSA/AML/OFAC program. This is a hands‑on role for someone who wants to work close to the...Work at officeLocal areaFlexible hours3 days per weekCoast
New York, NY13 hours ago- ...Description POSITION SUMMARY As a Compliance Analyst and a member of the MedPro Compliance Advisory Services Team (“MCA”) you will leverage your compliance and regulatory expertise to provide education and solutions to MedPro’s internal colleagues and external customers...Work at office
MedPro Systems
New York, NY2 days ago - ...We are seeking individuals who thrive in a dynamic regulatory environment and are eager to tackle real-time compliance challenges related to global investment products. This role provides a unique opportunity to engage with various facets of the firm, including trading...Hourly pay
WhiteCap Search
New York, NY3 days ago $73k - $99k
...remote position based in the US with occasional travel. About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in ensuring the organization adheres to regulatory requirements and internal...Full timeTemporary workRemote workFlexible hoursEverly
New York, NY4 days ago- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a hands-on Compliance Analyst to join our Compliance team with a primary focus on KYC and KYB onboarding operations. This is a do-er role - you will be in...Work at officeWork from homeWorldwideFlexible hours
Rain
New York, NY5 days ago - ...Taylor Root is running a confidential search for a compliance analyst to join the legal and compliance function at a New York investment manager. This is a hands-on seat with real exposure to the trading floor from day one. Responsibilities: Reviewing daily trading activity...Internship
Taylor Root
New York, NY1 day ago - ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory expertise as a way to fuel innovation... ...-friendly? AOT Technologies is looking for a Compliance Analyst . Join our team to help integrate regulatory requirements...Local areaRemote workFlexible hours
AOT Technologies
New York, NY4 days ago $70k - $120k
...Compliance Analyst - Broker/Dealer The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Wealth Management Broker-Dealer Entities. Ensure processes are in place for the appropriate...Work at officeCity National Bank
New York, NY4 days ago$130k - $150k
...editorial committee to protect journalistic independence. Reports to: Vice President, Compliance Position Overview We are seeking a highly detail-oriented Compliance Analyst to ensure our operations remain at the forefront of regulatory excellence. This dual-...Contract workCoinDesk
New York, NY5 days ago$50 per hour
...Compliance Specialist Location: New York, NY Pay Rate: $50/hour Summary Supports the organization's commitment to integrity and accountability by ensuring adherence to internal policies, regulatory requirements, and industry standards....Work at officeVeterans Sourcing Group, LLC
New York, NY2 days ago$70.1k - $126.2k
...Position Purpose: Assist in maintaining Centene Corporation’s Compliance Program. Provide regulatory interpretation, perform compliance reporting, lead special projects, and develop and implement compliance auditing and monitoring strategies. Key Details: Must be authorized...Full timeContract workPart timeInterim roleH1bWork at officeRemote workFlexible hoursCentene Corporation
New York, NY2 days ago- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...Remote workFlexible hours
3B Staffing LLC
New York, NY1 day ago - ...platform. We're building the operating system for how value moves in an agentic, borderless economy. The Role We're hiring a Senior Compliance Analyst to be a force multiplier inside our compliance function. You'll own the case work the regulators and banking partners...
Pockyt
New York, NY2 days ago $110k - $125k
...inspired and empowered to build an exceptional career. Position Summary: As an Information Governance (IG), Risk, and Compliance Analyst, you will test, evidence, and report on the controls behind the firm's IG, risk, compliance, and information security programs...- DC Advisory seeks an analyst to join the Firm’s legal and compliance teams in New York. This role offers broad exposure to compliance and regulatory workstreams and the chance to contribute to strategic discussions on compliance processes. The position supports FINRA filings...
- Position Overview:The Product Compliance Requirements Analyst for Diligent Entities will support the US compliance angle of the market-leading entity management solution. Working closely with the Principal Product Compliance Advisor, this role is responsible for translating...Work at officeLocal areaVisa sponsorshipFlexible hours
- The New York City Department of Correction (DOC) seeks a Community Coordinator for the Nunez Compliance Unit (NCU) to assist in meeting its obligations under the Nunez Consent Decree. The role involves preparing and conducting analyses, and developing audit tools to review...
- ...detail-oriented candidate with strong coordination and communication skills who is interested in the intersection of financial crime compliance, technology, and quantitative analysis . Key Responsibilities Support the analysis, development, testing, and optimization of...
- Jefferies is seeking a qualified professional for a Fixed Income Compliance Advisory role in New York, focusing on data analysis, reporting, and compliance metrics for Fixed Income Sales & Trading. The role supports cross-functional teams and regulatory obligations with...
$140k - $185k
...0 - $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Fund Compliance Analyst position commonly found through the Career Launch AI Talent Network. It is intended to help job seekers understand the responsibilities...Full time$90k - $110k
...For further information about OHA, please visit Overview OHA is seeking an experienced professional to join a strong regulatory compliance team in New York. This is an opportunity to be a go-to expert in investment management regulations in the context of a successful...Work at officeLocal areaRemote workMonday to Thursday$80k - $110k
The Compliance Analyst - Mutual funds position will report to the Chief Compliance Officer of Neuberger Registered Funds, including exchange traded funds(“ETF”). The primary responsibility of the position will be to focus on registered fund related compliance matters....Local areaWorldwideShift work$80k - $100k
...New York, NY 10158, USA New York, NY 605 3rd Ave 11th Floor New York, NY 10158, USA DC Advisory seeks an analyst to work alongside the Firm’s legal and compliance teams. This position offers the opportunity for broad exposure to a variety of compliance and regulatory...Work at officeWork from home$110k - $130k
Join to apply for the Compliance Analyst role at The D. E. Shaw Group OVERVIEW The D. E. Shaw group seeks an analyst to work closely with a team of attorneys and compliance professionals to help ensure the firm’s business activities are conducted in strict accordance...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Analyst. Be the first to apply!
Related searches
- regulatory reporting analyst New York, NY
- regulatory specialist New York, NY
- compliance officer New York, NY
- coding compliance specialist New York, NY
- entry level compliance analyst New York, NY
- aml compliance analyst New York, NY
- trade compliance specialist New York, NY
- compliance analyst New York, NY
- compliance officer part time New York, NY
- information security compliance analyst New York, NY