Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Compliance Analyst — Hybrid, NYC

DC Standards

DC Advisory seeks an analyst to join the Firm’s legal and compliance teams in New York. This role offers broad exposure to compliance and regulatory workstreams and the chance to contribute to strategic discussions on compliance processes. The position supports FINRA filings, onboarding, disclosures, training, and ongoing compliance projects, with a strong emphasis on ethics, confidentiality and professionalism. #J-18808-Ljbffr DC Standards

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Regulatory Compliance Analyst — Hybrid, NYC in New York, NY vacancy
  • Trinity Church NYC in New York, NY seeks an IT Risk & Compliance Analyst to safeguard its technology environment by managing cybersecurity risk, regulatory compliance and business continuity programs....  ...scans and threat monitoring. Hybrid work model offered. #J-18808-... 
    Suggested

    Trinity Church NYC

    New York, NY
    2 days ago
  • A leading financial institution is seeking a Junior Compliance Analyst / Administrative Assistant in New York City. This entry-level role involves...  ...communication skills, and is proficient in Microsoft 365. A hybrid work schedule is offered, requiring at least 2 days in the... 
    Suggested
    Work at office

    Sumitomo Mitsui Trust Bank Limited New York Branch

    New York, NY
    5 days ago
  •  ...firm in New York is looking for a Financial Regulatory Reporting Associate. The role involves preparing regulatory reports in compliance with US GAAP and requires strong financial...  ...in Big 4 firms. This position offers a hybrid working schedule with a mix of office and... 
    Suggested
    Work at office
    Remote work

    Confidential

    New York, NY
    3 days ago
  •  ...York City Department of Small Business Services (SBS) is seeking a Senior Compliance Advisor to lead NYC BEST, supervise Compliance Advisors, and coordinate with city agencies on zoning and regulatory policies. The role emphasizes engagement, enforcement support, and... 
    Suggested
    Remote job

    DEPARTMENT OF BUSINESS SERV.

    New York, NY
    6 days ago
  • A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting...  ...strong analytical and communication skills. This hybrid position offers competitive compensation. #J-18808-Ljbffr... 
    Suggested

    Atlantic Group

    New York, NY
    3 days ago
  • $130k - $160k

     ...diverse culture! We offer a flexible hybrid office/remote work environment, and this...  ....Equitable is looking for a Portfolio Compliance Analyst to join our team. The Equitable...  ...compliance with investment guidelines and regulatory requirements on behalf of EIM’s registered... 
    Full time
    Temporary work
    Work at office
    Local area
    Remote work
    Flexible hours
    2 days per week
    3 days per week

    Equitable Holdings

    New York, NY
    5 days ago
  • NYC Department of Health and Mental Hygiene seeks an Early Childhood Education Consultant to monitor childcare programs and advise on regulatory compliance across NYC facilities. The role involves evaluating programs, providing expert guidance to staff, and staying abreast... 

    NYC Department of Health and Mental Hygiene

    New York, NY
    4 days ago
  • $135k - $175k

     ...achieve their ambitions faster.Regulatory Product SpecialistOur fast-...  ...risks, build out regulatory compliance frameworks for Adyen’s products...  ...range for this role in NYC is $135,000 - $175,000 plus RSUs...  ...or Chicago office. We have a hybrid workplace and value in-person... 
    Work experience placement
    Work at office

    Adyen

    New York, NY
    1 day ago
  • Reg Compliance Analyst Job Description Professional position responsible for supporting important regulatory compliance functions on the Regulatory Compliance Team in the Regulatory Operations...  ...management tools. Working Conditions Hybrid work environment, with defined in-... 
    Work at office

    Tential Solutions

    New York, NY
    5 days ago
  • Mondrian Alpha, a premier global hedge fund, seeks a Compliance Officer for its New York office. The role offers broad remit across trading...  ...-performance culture behind a market-leading compensation package and flexible hybrid work policy. #J-18808-Ljbffr Mondrian Alpha
    Work at office
    Flexible hours

    Mondrian Alpha

    New York, NY
    3 days ago
  • Nombase Education is seeking an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting, and compliance administration across federal and state requirements for wine and spirits operations. This... 

    Nombase Education

    New York, NY
    2 days ago
  • City of New York is seeking an experienced Compliance Officer for the Bureau of Asset Management to monitor regulatory compliance across private market and public investments. You will work with strategy and counsel to perform due diligence, advise on committee evaluations... 
    Work at office

    City of New York

    New York, NY
    4 days ago
  • RQD* Clearing, a hybrid New York clearing firm, is seeking an AML Compliance Officer to strengthen the company’s AML and overall Compliance program. You will review client account documentation, perform CIP, and investigate AML alerts while coordinating SAR filings and... 

    RQD* Clearing

    New York, NY
    3 days ago
  •  ...Handling North America (TMHNA) in the United States seeks a Trade Compliance Specialist to manage import/export processes, HTS/ECCN...  ...ISF filings, and cross‑functional compliance with CBP and PGAs. Hybrid work with Greene or East Syracuse, NY offices and two remote days... 
    Remote work

    Socket.dev

    New York, NY
    3 days ago
  •  ...Services (DBS) is dedicated to helping NYC businesses start, operate and expand in...  ...leading systemic change to improve the regulatory environment for businesses. The Division...  ...implementation of NYC BEST and supervise Compliance Advisors to deliver comprehensive support... 
    Full time
    Remote work
    Relocation
    Weekend work
    Afternoon shift
    2 days per week

    City of New York

    New York, NY
    3 days ago
  • MPI in New York City is seeking a Regulatory Reporting Associate to support financial reporting processes ensuring compliance with FINRA and SEC regulations. The role involves...  ...days/week onsite training with potential for hybrid work later. #J-18808-Ljbffr Michael Page
    Permanent employment

    Michael Page

    New York, NY
    5 days ago
  •  ...reimbursements, and vouchering. The role sits in Planning and Development and supports grant writing and external communications. Hybrid work is offered; onsite duties include audits and funder site visits at Harlem HQ. The team collaborates across departments to ensure... 

    Kids for the Future

    New York, NY
    5 days ago
  •  ...engineers to test their theories. The role requires a degree in a technical or quantitative discipline and skills in programming languages such as C, C++, Java, or Python. Employees enjoy comprehensive benefits plus a hybrid work policy. #J-18808-Ljbffr Quant Blueprint LLC

    Quant Blueprint LLC

    New York, NY
    2 days ago
  • $31.45 - $41.28 per hour

    Oscar Health is seeking an Analyst for their Regulatory Affairs team in New York City. The role involves coordinating large-scale regulatory work and supporting annual filings while ensuring compliance with applicable laws. Candidates should possess a bachelor’s degree... 
    Hourly pay

    Oscar Health

    New York, NY
    3 days ago
  • Office of the New York City Comptroller is seeking a Compliance Officer in the Bureau of Asset Management to identify and implement regulatory-compliance policies and monitoring workflows for private markets and external managers. The role supports the Chief Compliance... 
    Work at office

    Office of the New York City Comptroller

    New York, NY
    3 days ago
  • The City of New York, acting through the SBS division, seeks a Compliance Advisor to educate and advocate for entrepreneurs as they...  ...compliant operations. Responsibilities include onsite consultations, regulatory research, KPI tracking, and collaboration with multiple... 

    City of New York

    New York, NY
    4 days ago
  •  ...communications firm is seeking an AI Risk and Compliance Analyst to join their team. W2 Candidates...  ...a 6 mos. Right To Hire. Location: NYC or Charlotte, NC (Hybrid 3 days). As an AI Risk and...  ..., security, third-party risk, regulatory exposure,business impact, and control... 

    ManpowerGroup Global, Inc.

    New York, NY
    4 days ago
  • Davis Polk & Wardwell LLP in New York seeks a Risk and Compliance Analyst to support the firm's governance, risk and compliance program, including...  ...questionnaires, and policy governance. The role offers hybrid work in New York and exposure to ISO 27001 and enterprise risk... 

    Davis Polk & Wardwell LLP

    New York, NY
    2 days ago
  • A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days in the office. You will support regulatory gap assessments, assist with project management in the derivatives market, evaluate internal... 
    Work at office

    Madison-Davis, LLC

    New York, NY
    3 days ago
  • The Citi Regulatory Reporting Analyst role in Mumbai, India, invites a developing professional to join a global finance team. You will study regulatory reports, validate data quality, and support automation efforts to improve accuracy and timeliness of filings. A bachelor... 

    Citi

    New York, NY
    6 days ago
  • $77k - $98k

    MUFG Bank, Ltd in New York is seeking a Regulatory Reporting Analyst to prepare and file financial regulatory reports. The role requires 1-3 years of experience in regulatory or accounting, with a Bachelor's in accounting or finance. The ideal candidate should be proficient... 
    Remote job
    1 day per week

    MUFG Bank, Ltd

    New York, NY
    4 days ago
  • $30 - $50 per hour

     ...support billing operations, compliance reporting, and data analysis...  ...support for billing processes, regulatory reporting, operational inquiries...  ...minimal training.Location: Hybrid (3 days onsite, 2 days remote...  ...number: JP-006202046Profession: Business/Systems Analyst
    Contract work
    Temporary work
    Immediate start
    Remote work
    Monday to Friday

    TEKsystems

    New York, NY
    3 days ago
  •  ...AnnuallyIndustry Hedge FundSelling Points Shape compliance strategies at a top-tier financial services firm. Collaborate across departments to manage regulatory risks effectively. Advance your career in a dynamic, hybrid work environment.Job DescriptionOverviewLead compliance... 
    Remote work

    Green Key Resources

    New York, NY
    4 days ago
  • $103.7k - $155.5k

    Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business... 
    Full time
    Work experience placement
    Work at office
    2 days per week

    Grant Thornton (US)

    New York, NY
    5 days ago
  •  ...experience. The role involves managing litigation matters, handling regulatory issues, and producing high-quality legal documentation. The...  ...including healthcare and a 401(k). This position supports a hybrid work schedule, requiring three days in the office and two days... 
    Work at office
    Remote work

    Lord Gurman & Lewis

    New York, NY
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Compliance Analyst — Hybrid, NYC. Be the first to apply!