Compliance Analyst
$100k - $130kIntercontinental Exchange
Job PurposeThe New York Stock Exchange (an Intercontinental Exchange company) is growing its Information Technology Compliance (ITC) team, and we’re looking for an IT Compliance Analyst to help build what comes next. ITC owns the development, implementation, and management of NYSE’s risk-based IT compliance program, keeping our exchange technology aligned with Securities and Exchange Commission (SEC) regulation, industry standards, and internal policy.You’ll work directly with regulators, senior technologists, and business leaders across NYSE and ICE, gaining a front-row view into how a top-tier exchange operates. You’ll gain the rare opportunity to learn advanced exchange technology concepts and bring your own judgment and problem-solving to take ownership in a fast-moving regulatory environment, where the details really matter.ResponsibilitiesSupport efforts responding to external regulatory examinations and requests of NYSE’s IT systems, policies, and processes, often working across multiple business units under tight deadlines.Own activities that keep NYSE compliant with SEC Regulation Systems Compliance and Integrity (Reg SCI) and similar frameworks, adhering to strict reporting deadlines.Act as a connective thread between business, technology, regulatory, and legal teams to keep compliance objectives moving.Advise stakeholders on IT compliance topics that are often technically complex, translating between disciplines.Keep leadership informed through ongoing monitoring and reporting of compliance status.Dig into technical assessments of new systems, system changes, and software defects, spotting regulatory, operational, and functional risk and proposing compensating controls.Knowledge and Experience3+ years of experience in one or more of:IT Governance, Risk, and Compliance (GRC)IT SDLC or business analysisIT audit or controls assuranceGovernment or industry regulator role focused on technology complianceEquities and options markets, automated trading, or low-latency market dataRegulatory compliance more broadly, ideally in financial services and/or fintechRelevant certifications a plus (ISACA, ISC², ITIL, etc.).Solid grounding in IT risk and control frameworks (COBIT, ISO, NIST, ITIL) and the ability to apply them to real exchange systems.Comfort reading and interpreting financial securities regulation.A self-starter: you’re energized by ambiguity, not stalled by it, and you bring good judgment and instinct to unfamiliar problems, proactively flagging what needs a closer look.Reliable follow-through: you take direction and run with it while knowing when to self-solve or escalate, never working on assumptions.Quick to learn: you often get it the first time, ask when you don’t, and move on to what’s next.Flexibility to be available outside traditional business hours when markets or regulatory deadlines demand it.Strong written, verbal, and presentation skills, with the versatility to explain complex technical topics to very different audiences.Interest in bringing automation to compliance workflows and data analysis (Python, AI tools, etc.). Experience is great, but willingness to learn is essential.New York Base Salary Range The expected base salary for this role, if located in New York, is between $100,000 - 130,000 USD. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage (medical, dental and vision), a 401(k) plan, life insurance, time off, and paid leave for qualifying circumstances. Illinois Base Salary Range The expected base salary for this role, if located in Illinois, is between $80,000 - 100,000 USD. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage (medical, dental and vision), a 401(k) plan, life insurance, time off, and paid leave for qualifying circumstances. #LI-MK2 Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.
- ...thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced compliance data analytics professional to join the team. In this role, you will be responsible...SuggestedFull timeWork at officeLocal areaRemote workRelocationFlexible hours
$70k - $160k
Compliance AnalystAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...Suggested- ...Overview Compliance Analysts provides independent, reasonable objective assurance and recommendations to add value and improve operational controls. The Compliance Analyst is expected to constructively work with Operations, Client Service, and other departments, conduct...SuggestedRemote workNight shift
$60k - $90k
...and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research and analysis...SuggestedFull timeFor contractorsWork at officeRemote workWorldwideFlexible hours$75k - $85k
...making, trust services and investment advisory and asset management services. Job Description Oppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer Asset Management ("OAM") in New York. This role supports the firm's...SuggestedWork at office- ...We are seeking individuals who thrive in a dynamic regulatory environment and are eager to tackle real-time compliance challenges related to global investment products. This role provides a unique opportunity to engage with various facets of the firm, including trading...Hourly pay
$70k - $120k
...Compliance Analyst - Broker/Dealer The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Wealth Management Broker-Dealer Entities. Ensure processes are in place for the appropriate...Work at office$130k - $150k
...editorial committee to protect journalistic independence. Reports to: Vice President, Compliance Position Overview We are seeking a highly detail-oriented Compliance Analyst to ensure our operations remain at the forefront of regulatory excellence. This dual-...Contract work$21 - $22 per hour
...Compliance Analyst TOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYST Salary range from $21.00 to $22.00 per hour. This role is located in New York City and will require a hybrid work schedule of at least 2 days in office per week. Please send cover letter...Hourly payWork at officeImmediate start2 days per week$60k - $75k
...beginning with the Coast Fleet and Fuel Card built on a cutting-edge spend management platform. About the Role We're hiring a Compliance Analyst to help build and run our BSA/AML/OFAC program. This is a hands‑on role for someone who wants to work close to the...Work at officeLocal areaFlexible hours3 days per week- ...Description POSITION SUMMARY As a Compliance Analyst and a member of the MedPro Compliance Advisory Services Team (“MCA”) you will leverage your compliance and regulatory expertise to provide education and solutions to MedPro’s internal colleagues and external customers...Work at office
$73k - $99k
...remote position based in the US with occasional travel. About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in ensuring the organization adheres to regulatory requirements and internal...Full timeTemporary workRemote workFlexible hours- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a hands-on Compliance Analyst to join our Compliance team with a primary focus on KYC and KYB onboarding operations. This is a do-er role - you will be in...Work at officeWork from homeWorldwideFlexible hours
- ...Taylor Root is running a confidential search for a compliance analyst to join the legal and compliance function at a New York investment manager. This is a hands-on seat with real exposure to the trading floor from day one. Responsibilities: Reviewing daily trading activity...Internship
- ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory expertise as a way to fuel innovation... ...-friendly? AOT Technologies is looking for a Compliance Analyst . Join our team to help integrate regulatory requirements...Local areaRemote workFlexible hours
$50 per hour
...Compliance Specialist Location: New York, NY Pay Rate: $50/hour Summary Supports the organization's commitment to integrity and accountability by ensuring adherence to internal policies, regulatory requirements, and industry standards....Work at office$70.1k - $126.2k
...Position Purpose: Assist in maintaining Centene Corporation’s Compliance Program. Provide regulatory interpretation, perform compliance reporting, lead special projects, and develop and implement compliance auditing and monitoring strategies. Key Details: Must be authorized...Full timeContract workPart timeInterim roleH1bWork at officeRemote workFlexible hours- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...Remote workFlexible hours
- ...platform. We're building the operating system for how value moves in an agentic, borderless economy. The Role We're hiring a Senior Compliance Analyst to be a force multiplier inside our compliance function. You'll own the case work the regulators and banking partners...
$110k - $125k
...inspired and empowered to build an exceptional career. Position Summary: As an Information Governance (IG), Risk, and Compliance Analyst, you will test, evidence, and report on the controls behind the firm's IG, risk, compliance, and information security programs...- DC Advisory seeks an analyst to join the Firm’s legal and compliance teams in New York. This role offers broad exposure to compliance and regulatory workstreams and the chance to contribute to strategic discussions on compliance processes. The position supports FINRA filings...
- Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider...
- Position Overview:The Product Compliance Requirements Analyst for Diligent Entities will support the US compliance angle of the market-leading entity management solution. Working closely with the Principal Product Compliance Advisor, this role is responsible for translating...Work at officeLocal areaVisa sponsorshipFlexible hours
- The New York City Department of Correction (DOC) seeks a Community Coordinator for the Nunez Compliance Unit (NCU) to assist in meeting its obligations under the Nunez Consent Decree. The role involves preparing and conducting analyses, and developing audit tools to review...
$70k - $82.5k
New York University is hiring for a position focused on analyzing policy systems and administrative processes within Global Enrollment Management and Student Success. This role requires a Bachelor's Degree and 2+ years of relevant experience, particularly in Federal Student...Work at office- ...detail-oriented candidate with strong coordination and communication skills who is interested in the intersection of financial crime compliance, technology, and quantitative analysis . Key Responsibilities Support the analysis, development, testing, and optimization of...
- Jefferies is seeking a qualified professional for a Fixed Income Compliance Advisory role in New York, focusing on data analysis, reporting, and compliance metrics for Fixed Income Sales & Trading. The role supports cross-functional teams and regulatory obligations with...
$140k - $185k
...0 - $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Fund Compliance Analyst position commonly found through the Career Launch AI Talent Network. It is intended to help job seekers understand the responsibilities...Full time$125k - $150k
Job Overview - Compliance Analyst Compensation: $125,000 - $150,000/year base ($175,000 - $200,000 All In) Location: New York, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Analyst in New York, NY for our client, supporting regulatory compliance...Work at officeMonday to Friday- I hope you’re doing well. My client, a leading consulting firm based in Midtown Manhattan, is seeking a Compliance Analyst to join their team. This role follows a hybrid schedule, with four days in the office. Responsibilities: Support coordination, regulatory gap assessments...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Analyst. Be the first to apply!
- regulatory reporting analyst New York, NY
- regulatory specialist New York, NY
- compliance officer New York, NY
- coding compliance specialist New York, NY
- entry level compliance analyst New York, NY
- aml compliance analyst New York, NY
- trade compliance specialist New York, NY
- compliance analyst New York, NY
- compliance officer part time New York, NY
- information security compliance analyst New York, NY

