Regulatory Compliance Analyst
Praxis Tech
Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider of news and analysis for the iGaming industry. Benefits Health insurance Paid time off #J-18808-Ljbffr Praxis Tech
- ...Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part... ...reviews of new customers to ensure compliance with AML/KYC regulatory requirements. Perform in-depth analysis and investigation...SuggestedWork at officeRemote work
- ...Senior Regulatory Analyst We are seeking a Senior Regulatory Analyst to join a high-impact team focused on wholesale electricity market... ...North America. This role goes beyond traditional regulatory compliance, with a focus on translating complex policy developments into...Suggested
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...SuggestedWork at office
- ...Position Summary The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for research compliance programs administered by the Office of Research Compliance and Training (RCT), with an approximate 70/30 split between...SuggestedWork at officeLocal area
$55 - $60 per hour
...poster from Confidential Position Overview Contract – Bank Regulatory Compliance Officer Department: Compliance – Bank Regulatory Compliance... ...level: Not Applicable Employment type: Temporary Job function: Analyst and Project Management Industries: Banking and Financial...SuggestedContract workTemporary work$80k - $130k
...Compliance OfficerNeuberger is a private, independent, employee-owned investment manager, offering a wide range of active strategies across... ...of 1940 rules and regulationsReview, analyze, and respond to regulatory inquiries, including those relating to the SEC and NFA/...Local areaWorldwideShift work- ...Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day...Work experience placement
$30 - $50 per hour
...a detail-oriented professional to support billing operations, compliance reporting, and data analysis within a home care services environment... ...expert for Sandata, providing support for billing processes, regulatory reporting, operational inquiries, and system-related analytics...Contract workTemporary workImmediate startRemote workMonday to Friday- ...A leading alternative investment manager is seeking a Compliance Associate to join its growing team. This is an excellent opportunity... ...investment, legal, operations, and investor relations teams on key regulatory and compliance initiatives. Responsibilities Support the firm’...
$90k - $110k
...Make an impact in sanctions compliance and financial crime prevention. Grow your expertise in OFAC and international payments.... ...supporting records and intelligence to facilitate compliance and regulatory determinations. Develop concise investigation summaries outlining...Permanent employmentLocal area- ...Compliance Officer (New York, NY): Our client is a well-established alternative asset management firm with approximately $8b in AUM is... ...Officer. Responsibilities include: Assist with the preparation of regulatory filings, including Form ADV and Form PF Support compliance...
$100k - $140k
...Build expertise across RIA and broker-dealer compliance programs. Gain broad exposure to alternative investments and regulators.... ...Description Key ResponsibilitiesMarketing, Communications & Regulatory Oversight Review marketing materials, investor communications...Permanent employmentLocal area$70k - $160k
...how transformative growth accelerates impact. Meet the Team The Compliance Department at Millennium is responsible for adopting,... ...help prevent and detect violations of applicable laws, rules, regulatory requirements and Firm policies, while supporting a strong culture...$88 per hour
...Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial... ...) supporting Equity Research, Information Barrier governance, regulatory compliance, and Control Room activities within a global...Contract workImmediate startRemote work- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of... ...compliance testing and surveillance program, as well as prepare regulatory reports and testing documentation Acquire a comprehensive...Full time
$107k
...Compliance Officer-The Rybak Firm PLLC, Bklyn, NY, seeks indiv to conduct compliance review & regulatory analysis on NY No-Fault insurance claims/litigations. Under guidance/supervisn of attorneys, audit & analyze claim files/billing records/med docs/ policy materials...$85k
...preempts local rules, and how a jurisdiction treats uses its ordinance never mentions Requirements Comfort reading legal and regulatory text — zoning ordinances, municipal codes, state statutes — and interpreting it precisely A skeptic's mindset: you verify...Full timeWork at officeLocal areaRemote work- ...is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the administration and... ...documentation, and internal monitoring processes Assist with regulatory reporting, periodic reviews, and compliance testing Support AML...Work at office
$125k - $150k
...Job Overview – Compliance Analyst Compensation: $125,000 – $150,000/year base ($175,000 - $200,000 All In) Location: New York, NY Schedule... ...Compliance Analyst in New York, NY for our client, supporting regulatory compliance, compliance monitoring, policy administration,...Work at officeMonday to Friday$120k - $160k
...AML Compliance OfficerAML Compliance OfficerExperience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief Compliance OfficerCompany... ...RQD can quickly and seamlessly enhance its platform, adapt to regulatory changes, and offer a more efficient implementation that scales...Immediate startFlexible hours$100k - $145k
...technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the... ...and ensuring the timely and accurate filing of all regulatory reports; Assist in the review of marketing materials and RFPs;...Full timeCurrently hiringRemote workFlexible hours- ...Regulatory AssociateWe are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will... ...development and submission of regulatory documents, ensuring compliance with all regulatory standards, and facilitating the approval process...Work at office
- ...A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities...
$75k - $85k
...Compliance AnalystOppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer Asset Management ("OAM") in New York. This... ...through compliance testing and monitoring, regulatory filings, policy and procedure maintenance, and...Work at office$110k - $130k
...Join to apply for the Compliance Analyst role at The D. E. Shaw Group OVERVIEW The D. E. Shaw group seeks an analyst to work closely with... ...business activities are conducted in strict accordance with regulatory requirements. This position offers the opportunity for broad...- ...We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance... ...teams to help maintain effective compliance programs, monitor regulatory requirements, and support a strong culture of compliance across...Work at office
$150k - $200k
...Compliance Program Support The successful candidate will support the firm's compliance program across registered private equity funds... ...-traded funds (ETFs), ensuring adherence to applicable regulatory requirements and internal policies. This role will work closely...Local area3 days per week$90k - $200k
...Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is... ...a broad range of complex investigations, forensic accounting, regulatory compliance, including business intelligence, internal (client)...Temporary workFlexible hours$22.38 - $33.57 per hour
...support physician and provider credentialing, privileging and verifications in a healthcare setting. The role ensures accuracy, regulatory compliance and timely processing of applications and primary source verifications. This full-time, day-shift position offers a pay...Hourly payFull timeTemporary workDay shift- Special Officer The Special Officer enforces the Museum's Security Rules and Regulations. The ideal candidate will be extremely organized and able to balance multiple tasks with competing priorities efficiently, professionally and with minimum supervision; work autonomously...Hourly payFor contractorsApprenticeshipWork at officeLocal areaFlexible hours
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