Senior Internal Auditor

Senior Internal Auditor

We are one of the oldest investment management firms in the United States, with a history dating to 1924. The Company's long record of providing exemplary service and attractive returns through a variety of market conditions has made us the investment manager of choice for many of today's most discerning investors.

Basic Purpose:

Internal Audit is an independent appraisal function within the company, established as a service to company management and the Board of Directors to examine and evaluate the activities of the company and its subsidiaries and provide analyses, appraisals and recommendations concerning the activities reviewed.

To achieve this overall objective, Internal Audit, reporting directly to the Audit Committee of the Board of Directors and administratively to the CFO, is responsible for reviewing, analyzing and reporting on compliance with internal controls over the financial, operational and compliance functions of the company and consulting with the Management Committee and business process owners regarding the implementation of control enhancements resulting from reviewing and analyzing the controls.

Primary Responsibilities:

- Day-to-day execution of audits which includes preparing audit programs and performing and documenting audit fieldwork.

- Complete controls testing as required by Sarbanes-Oxley Section 404 (SOX 404)

- Assist Internal Audit Supervisor in preparing audit reports.

- Identify and assess risk exposures across all business lines.

- Keep business process owner abreast on potential audit issues throughout the examination.

- Assist business process owners with the implementation of control enhancements.

- Make appropriate recommendations to address and manage potential risk exposures.

Job Requirements:

- Bachelor's degree.

- 4 plus years of audit experience (internal audit experience or controls-based external audit experience preferred).

- An understanding of the asset management industry a plus.

- Knowledge of SOX 404.

- Capable of working on multiple internal audit engagements simultaneously.

- Strong analytical and writing skills.

- Excellent communication (both written and verbal) skills required.

- Enthusiastic, motivated professional who desires to develop and maintain strong client and team relationships.

- Adept skill level with Microsoft Office products. Teammate and ACL experience a plus.

- Ability for up to 10% travel.

Does this describe you?

Do you have asset management experience? Do you have 4 + years of audit experience within the asset management industry?

All your information will be kept confidential according to EEO guidelines.