Senior Investment Banking Compliance Lead
Canadian Imperial Bank of Commerce
CIBC in New York, NY seeks an Investment Banking Compliance Officer to partner with Sales & Trading, Investment Banking, Legal, Risk, Compliance, and Operations to oversee regulatory risk and control frameworks for capital markets activities. The role advises on regulatory considerations for debt, equity, derivatives, and structured products; leads governance, training, and remediation efforts; and collaborates across U.S. capital markets to support client engagements. #J-18808-Ljbffr Canadian Imperial Bank of Commerce
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Investment Banking Compliance Lead in New York, NY vacancy
$191k - $305k
...About this role: Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to support the continued growth of its Prime Brokerage platform within Corporate & Investment Banking (CIB). The Senior Lead Compliance Officer will provide compliance...SeniorWork experience placementFlexible hoursWells Fargo
New York, NY3 days ago$122.5k - $175k
...Framework Ventures is seeking an experienced role focusing on AI-powered compliance at their U.S. locations. The successful candidate will enhance compliance tasks through intelligent automation, redesign GRC processes, and mentor junior staff. Ideal applicants will have...SeniorFull timeFramework Ventures
New York, NY1 day ago$82.92k - $150k
...A leading cryptocurrency exchange is seeking a Senior Compliance Officer to develop and implement compliance programs related to BSA/AML and KYC regulations. Candidates should have a Bachelor’s degree and at least 5 years of experience in compliance within the financial...SeniorRemote workTOP cryptocurrency exchange
New York, NY1 day ago- ...consulting group in New York is seeking a Compliance Risk Assessment Officer to lead and manage the annual Compliance... ...or risk management within investment banking, strong analytical skills, and the ability to present findings to senior stakeholders. Employees enjoy a...Senior
Talan Group
New York, NY3 days ago $160k - $175k
...A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes, FL, the role involves executing the Compliance Program, providing compliance resource expertise to business...SeniorFlexible hoursPopular
New York, NY2 days ago- ...A leading fintech company in New York is seeking a Senior GRC Lead who will bridge compliance expertise with technical execution. You will manage critical GRC processes to enhance risk management and compliance measures. Candidates should have over 5 years of experience...SeniorWork at office
Brex
New York, NY3 days ago - ...Citi is seeking a Lead Analyst in New York to manage third-party risk and operational resilience. This role will involve overseeing risk frameworks and providing insights to senior leadership. Candidates should have over 6 years of experience in risk management and a...Senior
Citi
New York, NY1 day ago - ...Circle Internet Management Services LLC in New York is seeking a Senior AML Analyst to enhance sanctions compliance processes. You will execute reviews, assess risk, and ensure documentation within a flexible, high-growth environment. The ideal candidate has 4+ years...SeniorFlexible hours
Circle Internet Management Services LLC
New York, NY3 days ago $64.89k - $173.04k
...CVS Health is looking for a Senior Analyst in New York, NY to join the Periodic Access Review team. You will execute access reviews in accordance with documented procedures, ensuring compliance and accuracy during the process. The ideal candidate has 2+ years of experience...SeniorFull timeHispanic Alliance for Career Enhancement
New York, NY5 days ago- Syensqo is seeking a Senior Cybersecurity & Regulatory Compliance Lead to enhance our global compliance efforts in IT and Operational Technology. In this pivotal role, you will work closely with technology teams to ensure adherence to evolving regulatory standards. The...Senior
- ...strategy and contract management across multiple states. You will lead negotiations with commercial, Medicare Advantage, and Medicaid plans, while shaping a scalable regional roadmap and ensuring compliance. The role requires deep experience in managed care contracting,...SeniorContract work
- ...Stryker Corporation is seeking a Senior Analyst for their Periodic Access Review team in Idaho. The role focuses on executing access review processes, ensuring compliance with internal and external requirements, and mentoring junior analysts. The ideal candidate will have...SeniorFull time
Stryker
New York, NY2 days ago - A leading compliance firm in the United States is seeking a Senior Compliance Advisor to lead FedRAMP compliance and cloud security initiatives. The ideal candidate will have a Bachelor's in IT or Cybersecurity, 5+ years of experience in cloud compliance, and strong project...Senior
- Spring Health is looking for a Senior Compliance Specialist II to oversee the integration of compliance for Alma. This fully remote position... ...compliance, with strong skills in GRC and AI governance. You will lead compliance programs and assess risks while maintaining...SeniorRemote job
$150k - $190k
Compass Pathways in New York seeks a Senior Manager, IT Information Security to lead its cybersecurity program during a critical phase of growth. The role emphasizes collaboration with IT leadership and external partners to protect company data, users, and systems. Candidates...Senior- Staftonic LLC in the United States is seeking an experienced TMV Lead to oversee Test Method Validation activities across software and hardware. You will mentor validation engineers, review TMV protocols, and ensure rigorous execution and documentation of test cases. The...Senior
- Capgemini is seeking a Client Engagement Delivery Lead in New York to manage complex AML-related engagements. Responsibilities include... ...experience and a strong background in financial crime compliance and team management. The position offers a competitive salary and...Senior
- SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5-10+ years of compliance experience within equities markets, a strong knowledge...Senior
- DNA Partners is seeking a Senior Information Governance Analyst to enhance information governance operations in New York, NY. This role... ...with legal teams and cross-functional stakeholders, ensuring compliance and strengthening data governance practices. The ideal candidate...Senior
- ...Oura is seeking a Senior Governance, Risk, Compliance (GRC) Analyst to join the Security Team in New York City. This role involves leading GRC initiatives, managing compliance policies, and performing risk assessments. Candidates should have over 6 years of experience...SeniorRemote workFlexible hours
Itlearn360
New York, NY2 days ago - ...services across concurrent developments. You will collaborate with project executives, superintendents, and estimators to optimize costs, lead times, and quality while maintaining compliance with NYC codes and union requirements. #J-18808-Ljbffr LMK Recruiting SolutionsSenior
- Carrier is seeking a highly skilled Senior Associate Supplier Quality Assurance to join the... ...processes and methodologies, ensuring compliance with industry standards. The ideal candidate... ...of the supplier quality program, lead technical reviews, and monitor supplier performance...Senior
$90k - $95k
Anthos|Home is seeking a Compliance & Government Contract Supervisor in New York to ensure compliance with legal and regulatory obligations, while leading government contract procurement strategies. This full-time role requires strong experience in compliance and government...SeniorFull timeContract work- ...in New York is seeking an Environmental & Social Due Diligence Lead to evaluate and manage environmental and social risks in corporate... ...transactions. You will collaborate with deal teams, legal, and compliance stakeholders while advising on complexities related to power,...Senior
- Con Edison is seeking a Senior Environmental, Health & Safety (EH&S) Specialist to support safety across the construction, operation, maintenance, and retirement of energy systems, ensuring full compliance with federal, state, and local regulations and company procedures...SeniorLocal area
$120k - $165k
A leading law firm in New York is seeking a Senior Paralegal to provide advanced legal support in complex litigation and investigations. The role involves... ...paralegals, managing case workflows, and ensuring compliance with court rules. Candidates must have a profound understanding...SeniorWork at office- ...Senior Vice President, Editorial Lead About the Company Internationally acclaimed fixed-income investment management firm Industry Investment Management Type Privately... ...Employees 1001-5000 Categories Banking B2B Consulting & Professional Services...Senior
- ...experienced individual to safeguard revenue and reputation through auditing and compliance activities. Responsibilities include conducting medical record audits, developing formal reports for senior management, and coordinating education sessions for over 500 health...Senior
$200k - $300k
Citi is seeking an accomplished Investment Counselor to join their Private Bank in New York. This role focuses on managing investment relationships with ultra-high net worth clients, providing tailored investment advice and solutions. Candidates should have 15+ years of...Senior- A leading telehealth solutions provider based in the United States seeks a Senior Paralegal to manage e-discovery and support large-scale litigation. You will lead the... ..., you'll play a crucial role in maintaining compliance during significant legal actions. Join us for...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Investment Banking Compliance Lead. Be the first to apply!
Related searches
- senior trade analyst New York, NY
- senior app developer New York, NY
- senior customer service advisor New York, NY
- senior international account manager New York, NY
- senior product manager mobile New York, NY
- senior magento developer New York, NY
- senior quantitative risk analyst New York, NY
- senior business development director New York, NY
- sr marketing manager New York, NY
- sr technical product manager New York, NY