Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Risk Lead - Capital Markets (Hybrid NYC)

Talan Group

An international consulting group in New York is seeking a Compliance Risk Assessment Officer to lead and manage the annual Compliance Risk Assessment process. This position focuses on identifying compliance risks and assessing controls across all business lines. The ideal candidate will have over 8 years of experience in compliance or risk management within investment banking, strong analytical skills, and the ability to present findings to senior stakeholders. Employees enjoy a competitive salary with a hybrid working model. #J-18808-Ljbffr

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Risk Lead - Capital Markets (Hybrid NYC) in New York, NY vacancy
  • A global consulting firm is seeking a Compliance Risk Assessment Officer in New York for a hybrid role. This position involves leading the annual Compliance Risk Assessment process, identifying compliance risks, and collaborating with various stakeholders to manage and... 
    Senior
    Risk

    Talan Group

    New York, NY
    1 day ago
  • $98k

    The National Association of Insurance Commissioners is seeking a Capital Markets Analyst II for their New York City office. This full-time hybrid position involves monitoring investment markets and preparing analytical reports. Ideal candidates will have a strong background... 
    Risk
    Full time
    Work at office

    National Association of Insurance Commissioners

    New York, NY
    3 days ago
  •  ...lawyer to support our Capital Markets and Debt and Structured...  ..., industry‑leading deal volume and a proprietary...  ...available at As a Lead Senior Counsel on the Advisory...  ...and mitigating risk proactively, creatively...  ...corporate governance, compliance, employment, litigation... 
    Senior
    Risk

    CBRE Group, Inc.

    New York, NY
    2 days ago
  •  ...experienced professional to join their Risk Management Group's Operational Risk team...  ...enhancing the operational risk profile across capital markets, particularly in FX and futures. The...  ...trade processes. The position offers a hybrid working model and comprehensive benefits... 
    Senior
    Risk

    Macquarie Bank Limited

    New York, NY
    4 days ago
  • $95k - $120k

    NACBA is seeking a Senior Auditor for its US Internal Audit...  ...role involves conducting risk-focused audits, advising...  ...controls, and promoting compliance with policies and legislation...  ...will have experience in Capital Markets and be part of a hybrid work arrangement. The... 
    Senior
    Risk

    NACBA

    New York, NY
    2 days ago
  • $178.8k - $204.1k

     ...Senior Business Banker - NYC Market The Senior Business Banker plays a critical role in driving the...  ...Maintain a strong understanding of Capital One's credit policy, ensuring compliance while effectively evaluating and mitigating risk. Skills: Proven experience... 
    Senior
    Risk
    Full time
    Part time
    Local area

    Capital One Financial Corp

    New York, NY
    6 days ago
  • $178.8k - $204.1k

    Senior Business Banker - NYC Market The Senior Business Banker plays a critical role in driving the growth...  ...a strong understanding of Capital One’s credit policy, ensuring compliance while effectively evaluating and mitigating risk. Skills Proven experience in business... 
    Senior
    Risk
    Local area

    Capital One

    New York, NY
    5 days ago
  • $105k - $120k

     ...contributor to enhance its Third-Party Risk Management (TPRM) program. The role...  ...and mitigating risks, ensuring compliance with regulations, and collaborating...  ...Power BI. The position operates in a hybrid model and offers a competitive NYC salary range of $105,000 - $120,000... 
    Senior
    Risk
    Work at office

    United Nations Federal Credit Union

    New York, NY
    2 days ago
  • CAC Group in New York, New York, is seeking a Human Capital Risk Analyst to join their employee benefits consulting arm. This role involves...  ..., supporting client service needs, and helping the RFP/Marketing team evaluate carrier proposals. The ideal candidate will hold... 
    Risk

    CAC Group

    New York, NY
    3 days ago
  • $109.3k - $182.1k

    Overview: Complete Compliance Risk Management activities throughout the enterprise for their...  ...compliance oversight, support and guidance for Capital Markets, Commercial Banking, Institutional...  ...Challenge to the Business line and senior management in assigned Line of... 
    Senior
    Risk
    Work experience placement

    Dormont Manufacturing Co

    New York, NY
    3 days ago
  • CFA Institute is seeking a Senior Market Risk Specialist in New York, New York, responsible for...  ...experience and a strong background in capital markets. This role involves developing...  ...analyzing new product requests, and ensuring compliance with regulatory requirements related... 
    Senior
    Risk

    CFA Institute

    New York, NY
    1 day ago
  • $175k - $200k

     ...Develop, maintain, and enhance compliance policies and written...  ...advisory relationships with senior business leaders, serving as...  ...compliance matters and transactional risk. Advise on cross-border...  ...deliver training programs for capital markets professionals. Monitor and... 
    Senior
    Risk

    PJT Partners, Inc

    New York, NY
    2 days ago
  • Job Description Senior Full Stack JavaScript Developer (Hybrid, Jersey City, NJ - 2 days a week)...  ...KYC, tax, credit, legal, risk and more, to streamline the...  ...to onboarding of global market products and services. Responsibilities...  ...UI components. Lead front‑end development... 
    Senior
    Risk
    For contractors
    Work at office
    2 days per week

    6AM City, LLC

    New York, NY
    5 days ago
  •  ...massive delays, wasted capital, and lost...  ...contractors reduce compliance time, de-risk projects, and scale...  ...York City with a hybrid schedule (3 in-...  ...week). We prefer NYC-based candidates...  ...looking for a Product Marketing Manager to own...  ...and growth. Lead Product Launches:... 
    Senior
    Risk
    For contractors
    Work at office
    Relocation
    Home office
    Flexible hours
    3 days per week

    PermitFlow

    New York, NY
    4 days ago
  •  ...standards and regulatory compliance. Our decentralized...  ...partnerships with leading data and AI...  ...transformative projects in marketing, operations, and...  ...intersection of capital markets and AI,...  ...portfolio and risk decisions, and unlock...  ...to develop into a senior investment banking... 
    Senior
    Risk
    Work experience placement
    Work at office
    Relocation package

    TWG Global AI

    New York, NY
    3 days ago
  •  ...delays, wasted capital, and lost opportunity...  ...reduce compliance time, de-risk projects, and scale...  ...York City with a hybrid schedule (3 in-office...  ...role requires NYC-based candidates...  ...This Senior Product Marketing Manager is PermitFlow...  ...enterprise deals. Lead Product Launches... 
    Senior
    Risk
    For contractors
    Work at office
    Immediate start
    Relocation
    Home office
    Shift work
    3 days per week

    PermitFlow

    New York, NY
    5 days ago
  • CBRE Group, Inc. is seeking a Lead Senior Counsel to support our Capital Markets and Debt and Structured Finance business. This role involves providing legal counsel on corporate governance, compliance, and risk management, collaborating closely with senior leadership and... 
    Risk

    CBRE Group, Inc.

    New York, NY
    2 days ago
  • $200k - $225k

    AXIS Capital seeks a Senior Underwriter for their Ocean Marine Cargo team in New York. The...  ...building a portfolio targeting Middle Market and Large Complex risks. With a minimum of five years in...  .... The position offers a hybrid work model and an expected salary... 
    Senior
    Risk

    AXIS Capital

    New York, NY
    4 days ago
  • Hire With Jarvis - Lance Melendez is seeking an Associate Director of Marketing for a global management consulting firm based in New York. In this hybrid role, you will lead the development of marketing strategies that drive lead generation and brand awareness, while managing... 
    Senior

    Hire With Jarvis - Lance Melendez

    New York, NY
    2 days ago
  • $81.4k - $151.8k

     ...026Address:151 W 42nd StreetJob Family Group:Audit, Risk & ComplianceThe Capital Markets Senior Compliance Officer will assist in the effective implementation,...  ...the foundations for continued growth and partnership.Leads project to completion, provides process and... 
    Senior
    Risk
    Contract work
    Part time
    Local area

    Bank of Montreal

    New York, NY
    3 days ago
  • $129k - $215k

    Rippling is seeking a Sr. Sales Strategy Manager for a hybrid role based in SF or NYC. This position involves managing the Total Addressable Market (TAM) and collaborating with various teams to ensure data quality and pipeline generation. Candidates should have over 5... 
    Senior

    Rippling

    New York, NY
    2 days ago
  •  ...Description   As a Senior Manager...  ..., you will lead client engagements...  ...banks, and market infrastructure...  ...deep expertise in capital markets operations...  ..., technology, risk, and regulatory...  ...recordkeeping, compliance, operational...  ...information.  Hybrid Workplace Guidelines... 
    Senior
    Risk
    Work experience placement
    Work at office
    Local area
    Worldwide
    Visa sponsorship
    Work visa
    Flexible hours
    3 days per week

    SIA

    New York, NY
    16 days ago
  • $81.4k - $151.8k

     ...Hispanic Alliance for Career Enhancement is looking for a Capital Markets Senior Compliance Officer to oversee compliance regarding BMO's Capital...  ...policies, implementing the compliance program, and managing risk assessments. The ideal candidate will possess a Bachelor'... 
    Risk

    Hispanic Alliance for Career Enhancement

    New York, NY
    4 days ago
  • $155k - $252.5k

     ...Quantitative Strategist (Emerging Markets) Corporate Title: Vice...  ...modeling, pricing, and risk management with deep...  ...sheet, funding, and capital. What We Offer You A...  ..., and collaboration A hybrid working model, allowing...  ...) Trading How You'll Lead Collaborate with the global... 
    Senior
    Risk
    Work at office
    Work from home
    Flexible hours

    Deutsche Bank

    New York, NY
    2 days ago
  • $110k - $126k

    3Degrees, Inc. is seeking a Senior Trading Associate based in New York City...  ...key member of the Environmental Markets team, focusing on trading strategies and risk management related to Energy...  ...-time position offers a flexible hybrid work environment and compensation... 
    Senior
    Risk
    Full time
    Flexible hours

    3Degrees, Inc.

    New York, NY
    3 days ago
  •  ...Group in New York is seeking an expert in investment risk metrics, credit risk analysis, and capital modeling. The role involves designing and implementing...  ...in-depth reporting and supporting financial market stress scenarios. #J-18808-Ljbffr North American Search... 
    Senior
    Risk

    North American Search Group

    New York, NY
    5 days ago
  • $151.7k - $182.7k

    Citi is seeking a Business Analytics Senior Lead Analyst based in Tampa, Florida. This pivotal role involves creating technical strategies for Wholesale Credit Risk, leveraging sophisticated analytical frameworks to address business challenges. Ideal candidates will possess... 
    Senior
    Risk

    Citi

    New York, NY
    4 days ago
  • Radar is hiring a Senior GRC Analyst in New York City to enhance security and compliance programs, focusing on third-party risk and SaaS governance. You will work with various teams to evaluate...  ..., reporting to the GRC and Trust Lead. A passion for risk management and... 
    Senior
    Risk

    Radar

    New York, NY
    12 days ago
  • Capital Markets and Loan Portfolio Mitigation Lead Analyst, Vice President Job Req Id: 26...  ...Kingdom Job Type: Hybrid Posted: Jun. 25, 2...  ...mitigation strategies for Senior managers. Monitoring the market risk and P&L of the CM&...  ...such as Legal, Compliance, Market and Credit... 
    Risk
    Work at office
    Flexible hours

    Citi

    New York, NY
    4 days ago
  • $126.8k - $244k

     ...Insights team comprises market-facing sector...  ...opportunity The banking and capital markets (BCM)...  ..., and evolving risks reshape how banks operate...  ...capabilities. As a Senior BCM Analyst at EY,...  ...). You will lead a portfolio of programs...  ...and leader-enabled hybrid model. Our expectation... 
    Senior
    Risk
    Summer holiday
    Local area
    Flexible hours

    Ernst & Young Oman

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Risk Lead - Capital Markets (Hybrid NYC). Be the first to apply!