Registered Client Service Associate
$64.1k - $88.1kAmeriprise Financial Services, Inc.
About Our CompanyWe’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.Job DescriptionDo you have financial planning experience and want to advance your career with an industry-leading firm? Ameriprise Financial is America’s leader in financial planning and ranked #1 in customer loyalty. As a Registered Client Service Associate, you will provide dedicated support to a high producing advisors by preparing portfolio materials for client meetings, leverage your analytical skills to build financial plans, and manage client interactions to retain and develop deeper relationships. At Ameriprise Financial, we take pride in providing our clients with a personalized experience every step of the way; if you thrive in an environment where you can help others and create a positive impact on a client’s overall experience, we invite you to take your career to the next level by applying to join our team today!Key ResponsibilitiesAssist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions.Prepare and summarize client meetings by scheduling and confirming meetings, enter data into contact manager, build the agenda and summary of meetings, escort clients to advisor and provide vital follow-up.Prepare and ensure new business paperwork successfully submitted which includes preparing forms, obtain appropriate signatures, prepare documentation to send to home office, track new insurance applications and coordinate rollovers.Prepare for and coordinate marketing events which includes crafting marketing compliance documentation and managing event marketing reimbursement.Provide general administrative duties such as answering the advisors phone, processing expense management reports, prepare routine client correspondence, support for closes, set up of client files, copy and new business correspondence and alerts.Required QualificationsBachelors degree or equivalent.3 - 5 years Relevant Experience Required.Series 7 or ability to obtain within 150 days.State securities agent registration (S63 or S66) or ability to obtain within 150 days.State IAR registration (S65 or S66) or ability to obtain within 150 days.Life, Accident, and Health licenses & Variable Contracts or ability to obtain within 150 days.Experience working in a client service environment.Detail orientated, strong math, and analytical skills. Good organization and time management skills.Able to manage multiple priorities and prioritizes effectively. Able to independently work with minimal supervision.Able to communicate with all levels within the organization. Process oriented and can work with a team.Strong computer and software skills.Preferred QualificationsProficient speaking English and Mandarin.Visa SponsorshipApplicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).In-Office CollaborationWe are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least four (4) days per week, with flexibility to work from home one (1) day per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.Base Pay SalaryThe estimated base salary for this role is $64,100 – $88,100 per year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.Full-Time/Part-TimeFull timeExempt/Non-ExemptNon-ExemptJob Family GroupBusiness Support & OperationsLine of BusinessAAG Ameriprise Advisor GroupAmeriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you. #J-18808-Ljbffr
$64.1k - $88.1k
...Registered Client Service Associate### Registered Client Service AssociateApply: On-Site: Newport Beach, California: Full time: Posted Yesterday: End Date: December 3, 2026 (28 days left to apply): R26\\_4397**About Our Company**We’re a diversified financial services...SuggestedFull timePart timeH1bWork at officeWork from homeHome officeVisa sponsorship1 day per week$55k - $80k
...and their prospective and existing clients and other branch staff team members.... ...of rich history and recognition for service and excellence in the Financial Services... ...Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented...SuggestedWork at office$45k - $85k
...Summary Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to...SuggestedWork experience placementWork at office$28.47 - $47.44 per hour
...you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.Job Overview:As a Registered Client Service Associate, you will provide comprehensive administrative and operational support within the...SuggestedWork at officeWork from home$72.2k - $90k
...Registered Client Service AssociateRegistered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s)/Private Wealth Advisor(s)/teams on a daily basis. Through regular interactions with clients, individuals in this role build...SuggestedTemporary workWork at officeLocal areaWork visa- ...* Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join...Work experience placementWork at office
$55k - $65k
...Registered Client Service Associate Oppenheimer & Co. Inc.'s Private Client Division is currently seeking a Registered Client Service Associate for their Newport Beach or Los Angeles branch office in California. The RCSA's primary responsibility is to support Financial...Local area- Fwainvest in Newport Beach, CA is seeking a Registered Client Service Associate to provide high-quality support to Financial Advisors and clients. The ideal candidate will have strong communication skills and the ability to handle multiple tasks in a fast-paced environment...
- Morgan Stanley is seeking a Senior Registered Client Service Associate to support Financial Advisors and Private Wealth Advisors. You will help cultivate client relationships, process transactions, and respond to account inquiries in a fast-paced, client-first environment...
- Morgan Stanley in Newport Beach, CA seeks a Registered Client Service Associate to support Financial Advisors and client relationships in a fast-paced, client-first environment. You will handle everyday requests, digital tool onboarding, and clerical account tasks to ensure...
$58.19k - $103.81k
The Licensed Client Service Associate is a developing professional role which integrates in-depth specialty knowledge with a solid understanding of industry standards and practices; demonstrates good understanding of how the team and area integrate with others in accomplishing...Full time- Raymond James in Newport Beach, CA is seeking a Registered Client Service Associate to support financial advisors and their clients with high‑quality administrative assistance. You will handle inquiries, scheduling, onboarding, and liaison across phone, email, in person...
- Raymond James is seeking a Registered Client Service Associate to provide high-touch administrative support to Financial Advisors, clients, and branch staff. The role includes onboarding new clients, opening accounts, and maintaining client information across systems. The...
- Ameriprise Financial in Newport Beach, CA is seeking a Registered Client Service Associate to support high producing advisors by preparing portfolio materials, analyzing data, and delivering a personalized client experience. In this on-site role, you will manage meetings...
- Job Description Summary Advise clients about a range of banking products (including savings... ...of rich history and recognition for service and excellence in the Financial Services... ...James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and...Part timeWork experience placementWork at office
$50k - $60k
Oppenheimer & Co. Inc. in Newport Beach, CA is seeking a Client Service Associate to provide exceptional service to clients and financial advisors. Responsibilities include answering inquiries, producing analytical reports, and managing client relationships. The ideal...- ...Newport Beach, CA seeks an exceptional individual to join our high-producing team. The role requires licensing readiness, strong client service, and meticulous attention to detail in handling accounts and regulatory duties. The position supports Financial Advisors with...
$50k - $60k
...Client Service AssociateBeloform is seeking a detail-oriented and dependable Client Service Associate to join our dynamic team. In this role, you will serve as a primary point of contact for our clients, providing consistent support, resolving issues efficiently, and ensuring...Work at office$31.25 - $33.65 per hour
...Client Service AssociateOur Irvine, CA office is looking for a Client Service Associate to serve as the liaison between the client and the Financial Advisor (FA). You will work with all aspects of the client experience, including financial paperwork and financial account...Full timeWork at officeMonday to FridayFlexible hours$15k
...standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive... ...of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining...Hourly payWork experience placementWork at officeLocal area$50k - $60k
...Client Service Associate Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including...Local area$50k - $60k
...Client Service Associate Beloform is seeking a detail-oriented and dependable Client Service Associate to join our dynamic team. In this role, you will serve as a primary point of contact for our clients, providing consistent support, resolving issues efficiently,...Work at office$19 per hour
...off for any reason. Bonuses: Are available for employee and client referrals for current employees. Benefit Offerings: Medical,... ...enhance workplace experiences and business operations through services including workplace support, physical and digital mailroom solutions...Full timeTemporary workPart timeWork at officeImmediate start- Citi in Fountain Valley, CA is hiring a Licensed Client Service Associate to support wealth management activities under Banker guidance. The role emphasizes risk-aware decision making, regulatory compliance, and clear communication with clients and teams. Required are...
$31.25 - $33.65 per hour
...passion for enriching the lives of our clients. We continually seek to perfect our craft... ...financial plans and investment management services to over 90,000 households from our over... ...office is looking for a Client Service Associate to serve as the liaison between the client...Full timeTemporary workWork at officeMonday to FridayFlexible hours- Client Services Associate | Cooper McManus Wealth Management Irvine, CA | Full-Time | 100% onsite Cooper McManus is an established Irvine wealth management firm managing over $2.5B for high-net-worth individuals and families. We're hiring a Client Services Associate to...Full time
- Wealth Enhancement Group’s Irvine, CA office is seeking a Client Service Associate to bridge the client and Financial Advisor, handling client paperwork and account reviews. This on-site role operates Monday-Friday, 8am-5pm, with a starting pay range of $31.25/hr to $3...Work at officeMonday to Friday
- Cooper McManus Wealth Management in Irvine, CA, is seeking a Client Services Associate to keep advisor operations running smoothly and to deliver a first-rate client experience at every touchpoint. This full-time, on-site role supports account openings, paperwork processing...Full time
- Citi in Fountain Valley, CA is seeking a Licensed Client Service Associate to support wealth management services under Banker guidance. The role emphasizes client service, risk awareness, and adherence to regulatory standards in day-to-day interactions. You'll develop...
- Morgan Stanley is seeking a client support and administrative professional to back FA/PWA teams, manage client accounts, and handle clerical tasks with accuracy and discretion. The role requires familiarity with financial products, strong communication, and proficiency...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Registered Client Service Associate. Be the first to apply!
- client relationship associate Newport Beach, CA
- client services associate Newport Beach, CA
- registered client associate Newport Beach, CA
- community services specialist Newport Beach, CA
- honda service advisor Newport Beach, CA
- part time service advisor Newport Beach, CA
- court services officer Newport Beach, CA
- guest services associate Newport Beach, CA
- human services specialist Newport Beach, CA
- environmental service worker Newport Beach, CA

