Broker-Dealer Compliance Leader & Chief Compliance Officer
Marex
Marex in New York seeks a Head of Broker Dealer Compliance to lead a team responsible for the Americas Broker Dealer advisory services across Equities, Fixed Income and Listed Options with emphasis on real-time guidance and regulatory reporting. You will partner with business leaders to ensure adherence to SEC, FINRA, OCC and other regulatory requirements while driving a culture of integrity and risk awareness across Marex’s U.S. trading desks. #J-18808-Ljbffr Marex
Vacancy posted 1 day ago
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