Head of Markets Regulatory Affairs & Broker-Dealer Registrations
MUFG Americas
MUFG Americas seeks a Director, Head of Markets Regulatory Affairs & Registrations (U.S. Broker-Dealer) in New York, NY. The role leads regulatory engagement, licensing governance, and reporting programs across the U.S. broker-dealer, ensuring compliance with FINRA, SEC, and NFA requirements while driving governance and control improvements. The role requires significant regulatory experience, executive communication, and leadership across a matrixed organization, with four days in office and #J-18808-Ljbffr MUFG Americas
Vacancy posted 17 hours ago
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