Trade Surveillance & Compliance Analyst
$80k - $150kWellington Management
Wellington Management is seeking a Trade Surveillance Analyst to support the firm’s global Trade and eComm Surveillance Program. This role involves identifying and assessing potential violations through the review of trading activity and collaborating with various departments. The ideal candidate will have 2–6 years of relevant experience in trade surveillance or compliance. The position comes with a competitive salary range of USD 80,000 – 150,000, depending on experience. Employees enjoy a flexible work environment with four days in the office and one day remote each week. #J-18808-Ljbffr Wellington Management
- ...of having both in-person time with colleagues and flexible at-home life optimizations. Learn More: The Senior Global Trade Compliance Analyst applies experienced judgment to support and strengthen MathWorks' Export Compliance Program. This role independently resolves...SuggestedWork experience placementWork at officeFlexible hours
$80k - $150k
...Wellington Management is seeking a Trade Surveillance Analyst to support its global Trade and eComm Surveillance Program. The incumbent will analyze trading activity to identify potential regulatory violations and collaborate with various stakeholders to safeguard the...Surveillance- ...The MathWorks, Inc. is looking for a Senior Global Trade Compliance Analyst to support its Export Compliance Program. This role involves resolving complex compliance matters and providing expertise on export regulations while ensuring audit readiness. The ideal candidate...SuggestedFlexible hours
$80k - $150k
...perspectives with those of our clients. About The Role The Trade Surveillance Analyst is responsible for supporting the firm’s global Trade and... ...trading behavior in context. The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to help...SurveillanceRemote workFlexible hours1 day per week- A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple...Suggested
- CFA Institute is looking for a Trade Surveillance Analyst to support our global Trade and eComm Surveillance Program in Boston, Massachusetts.... ...findings, collaborating with various stakeholders, and ensuring compliance with relevant regulations. A strong focus on integrity,...SurveillanceFlexible hours
$80k - $150k
Wellington Management Company is seeking a Trade Surveillance Analyst to support its global surveillance program. The role involves analyzing trading... ...to identify potential violations, working closely with Compliance, Legal, and IT teams. The ideal candidate will have 2-6...Surveillance$90k - $115k
Job Summary IT Risk and Compliance Analyst position is a highly visible, client‑facing role that works closely with Legal and Business Unit... ...desired. 3 years of experience involving ISO27001 annual surveillance audits and full recertification audits. Familiarity with...SurveillanceWork experience placementLocal area$75k - $100k
...ll Make Perform delegated supervisory activities, oversight, surveillance and exception reporting research and review, and maintenance... ...records. Assist managers as needed with assigned day-to-day compliance/oversight tasks to ensure branch office compliance with Firm...SurveillanceContract workWork at officeFlexible hours- ...HIGH-LEVEL OVERVIEW The Global Trade Compliance Coordinator is responsible for managing daily import and export transactions and supporting the trade compliance team, while ensuring compliance with import and export regulations including CBP, EAR, and OFAC. This...Work at officeRemote work
$97.75k - $115k
...A leading asset management firm is seeking a Compliance Analyst to support portfolio compliance activities. Responsibilities include daily monitoring of trades, maintaining compliance programs, and preparing reports. Applicants should have 2-4 years of experience in compliance...Flexible hours$170k - $200k
...Deputy Chief Compliance Officer – Investment Advisor BOSTON, MA About Victory Capital... ...Implement and oversee pre- and post-trade compliance monitoring for portfolios, ensuring... .... Lead periodic compliance testing, surveillance, and monitoring activities; escalate...SurveillanceLocal areaFlexible hours- ...Senior Associate to join its Boston office. A strong compliance culture is central to the firm’s values. The Compliance Department... ...; conflict and risk identification; monitoring and surveillance; personal trading; compliance policies and procedures; and continuing...SurveillanceWork at office
- ...Description The Opportunity: The IT Compliance Analyst will play a critical role in supporting Veson Nautical's comprehensive compliance... ...leading commercial maritime owners, operators and commodity trading companies. Veson's solutions enable our clients to identify...
$101k - $133k
...Celestica Inc. is seeking a remote Import/Export Advisor to manage compliance with US customs and support strategic sourcing for advanced technologies. The ideal candidate will have six to eight years of relevant experience and a bachelor's degree in a related field....Remote work$168k - $252k
...for key product development or registration documents* Ensures compliance of regulatory submissions with current regulations and... ...processes to maintain a product on the market; reporting and surveillance* Comprehensive understanding of drug development and related...SurveillanceSummer workRemote workFlexible hours2 days per week$80k - $140k
...Solution Delivery efforts within its Market Surveillance Team. This pivotal role involves... ...technology plans and project management to ensure compliance with regulations. The ideal candidate will have a strong background in trading, particularly in FX or equity, and...Surveillance$101.4k - $108.1k
...machinery. Ensure regulatory operations meet compliance standards, maintain ongoing regulated... .../issue security access cards, monitor surveillance system. Oversee and maintain the... ...Education: Bachelor's degree or equivalent trade school certificate required. Current Universal...SurveillanceTemporary workLocal areaFlexible hours$168k - $252k
...guidelines. Understanding of requirements and processes to maintain a product on the market, including labeling, reporting, and surveillance. Comprehensive understanding of drug development concepts (clinical trial design, statistics, clinical pharmacology). Ability to...SurveillanceRemote work2 days per week$101.4k - $108.1k
...Perform all duties and responsibilities in compliance with standard operating procedures and... ...security access cards. Monitor security surveillance system and equipment as needed.* Oversee... ...: Bachelor's degree or equivalent trade school certificate required. Current Universal...SurveillanceTemporary workLocal areaRelocation packageFlexible hours- ...evaluate relative and absolute risk-return trade-offs in primary and secondary markets.... ...research, due diligence, and portfolio surveillance workflows, synthesizing filings, transcripts... ...managers, traders and other investment analysts to maintain a one-team/one-portfolio...Surveillance
$57k - $75.81k
...detail-oriented administrative support specialist for their Foreign Trade Zone operations. Responsibilities include tracking inventory data, reviewing shipping documentation, and preparing compliance reports for U.S. Customs. The ideal candidate has 3+ years of import/...Work at office- ...minutes! Your Responsibilities: ~ Deliver exceptional customer service to clients and visitors. ~ Monitor CCTV surveillance systems and complete accurate daily activity reports. ~ Observe, survey, and report on activities at your assigned post...SurveillanceWeekly payFlexible hours
- ...vendors and contractors Accurately log guest packages, ensure timely delivery and perform package inventory audits Monitor lobby and surveillance cameras and patrol property to ensure resident safety and security Assist in the scheduling and completion of all amenities’...SurveillanceFor contractorsLocal areaFlexible hoursShift workNight shift
- ...Exchange, you'll think on your feet and grow your skills while providing floor surveillance, preventing loss and helping to create a safe environment for customers to buy, sell, and trade. Exceptional customer service and attention to detail is a must and some experience...Surveillance
$92.2k - $141.4k
Senior Product Safety & Compliance Engineer The Senior Product Safety & Compliance Engineer... ..., including contribution to post‑market surveillance and complaint handling processes under 2... ...available information, including benefit‑risk trade‑offs required under ISO 14971....SurveillanceTemporary workLocal areaFlexible hoursShift work- ...investment advisor marketplace. We are seeking a Chief Compliance Officer who can provide advisory oversight in all... ...expectations Develop and implement effective surveillance oversight for sales, marketing, trading, products Prepare Board Report and presentation...SurveillanceFull time
$30 - $48 per hour
...adjustments, inspections, small repairs, surveillance). In charge of storeroom inventory... ...required. Review work order feedback from the trades regarding updates to task lists and... ...coming from production departments. Ensure compliance of proper safety, quality and...SurveillanceShift work- ...construction area with subcontractors’ “Trade Safety and Health CPs” present in their... ...personnel. Audit project documentation for compliance with ACE EM 385, Site APP, and the... ...with the implementation of the Medical Surveillance programs. Handle safety‑related documentation...SurveillanceFor subcontractor
$20 - $26 per hour
...work with cutting edge technology and specialize in high-performance audio/video, lighting control, motorized shading, networking, surveillance, etc. A key focus at Elite is cultivating a supportive employee atmosphere as well as a dynamic and challenging opportunity for...SurveillanceHourly pay
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