Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Head of Operations, Compliance & Broker Relations

$120k - $170k

Mandeville Private Client Inc.

Mandeville Private Client Inc. in Mandeville, Louisiana is seeking a qualified candidate to maintain and oversee the operational framework supporting a Type 2 and Type 3 Introducing Broker model. The ideal candidate will have significant experience in the industry with a strong understanding of regulatory compliance. The position offers a competitive salary between $120,000 to $170,000 and supports diversity and equity in the workplace. Candidates from all backgrounds are encouraged to apply. #J-18808-Ljbffr

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Head of Operations, Compliance & Broker Relations in Mandeville, LA vacancy
  • Broker for Excess and Surplus Insurance role at Novatae Risk Group Novatae Risk Group is...  ...degree is preferred with 1-3 years of relative experience. Past experience should include...  ...would impose an undue hardship on the operation of our business. #J-18808-Ljbffr Novatae... 
    Suggested

    Novatae Risk Group

    Mandeville, LA
    3 days ago
  •  ...Human Resources delivers strategic vision and operational oversight to drive performance, innovation, and compliance across LOPA. This role directly manages core HR...  ...compensation, benefits, leave management, and employee relations-while also steering the Administrative Services... 
    Suggested
    Full time
    Work at office
    Local area

    Louisiana Organ Procurement Agency

    Covington, LA
    4 days ago
  •  ...Operations Manager Mandeville, Louisiana, United States Operations Manager Construction...  ..., and requirements to confirm compliance Partner with the safety team to implement...  ...concrete paving, sitework, drainage, or related projects) ~ Stable work history with demonstrated... 
    Suggested
    Contract work
    For contractors
    Work at office
    Local area

    Staff Finders Inc

    Mandeville, LA
    2 days ago
  • $120k - $170k

     ...Maintain and oversee the operational framework supporting a Type 2 and Type 3 Introducing Broker model, ensuring clear segregation...  ...records, audit readiness, and compliance with internal controls and...  ...situations that are not obviously related Concern for Order - Reflects... 
    Suggested
    Work experience placement

    Mandeville Private Client Inc.

    Mandeville, LA
    1 day ago
  •  ...the one of the largest global insurance and employee benefits broker, providing a broad array of property, casualty, risk management...  ...quotes, binders, declinations, sample wording, policies and other related material in the designated location utilizing naming... 
    Suggested
    Temporary work
    Work at office
    Local area
    Immediate start

    HUB International

    Covington, LA
    5 days ago
  • $25 - $29 per hour

     ...Full-time Description Service Operations Coordinator Location: Mandeville, LA...  ...service orders. This individual will ensure compliance with contractual obligations, support the...  ...in supply chain, technical science, or related field OR 3+ years of related work experience... 
    Hourly pay
    Full time
    Work experience placement
    Work at office
    Local area
    Monday to Friday
    Flexible hours

    Motor Services Hugo Stamp / Pacific Power Group

    Mandeville, LA
    5 days ago
  • Job Description Job Description Licensed Sales Producer: Location Mandeville, Louisiana, USA Job Category: Sales The Hadi Agency: Allstate Insurance We are an exclusive Allstate Agency specializing in all lines of insurance. Our dedicated staff work incredibly...
    Remote work

    The Hadi Agency: Allstate Insurance

    Mandeville, LA
    7 days ago
  •  ...PURPOSE OF THE JOB The Retail Operations Strategy Lead (ROSL) functions as the operational...  ...and policies, partnering with Risk and Compliance on audits, assessments, and remediation...  ...risk identification and mitigation related to branch operations, client experience,... 

    Home Bank

    Mandeville, LA
    3 days ago
  • $20k - $100k

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused ...
    Full time
    Work at office
    Flexible hours

    Regions Bank

    Mandeville, LA
    3 days ago
  •  ...originating Mortgage loans in compliance with company and regulatory...  ...Works closely with the Broker/Sales Manager Attends...  ...regulations including those related to Anti-Money Laundering (AML...  ...Innovative marketing Excellence in operations Physical Requirements:... 
    Work at office

    TowneBank Mortgage

    Covington, LA
    1 day ago
  • A national wholesale insurance brokerage is looking for experienced Excess and Surplus Brokers in Louisiana. Candidates should have a strong background in property and casualty insurance, excellent sales skills, and the ability to work both independently and as part of... 

    Novatae Risk Group

    Mandeville, LA
    2 days ago
  •  ...About the job Operations Manager - Mandeville Operations Manager - Mandeville Mandeville, LA Must be a US Citizen or Green Card holder. The Operations Manager plays a pivotal role in overseeing and optimizing day-to-day operations of all ongoing projects... 
    Contract work
    For contractors
    Work at office

    KLM Careers

    Mandeville, LA
    1 day ago
  • Must have: ~ Stable work history ~ Bachelor's degree in civil or mechanical, engineering or construction management ~ Heavy Highway Construction experience ~15 years experience. ~10 years of project management experience ( prefer someone with...
    Work at office

    VBeyond

    Mandeville, LA
    2 days ago
  •  ...supporting all bank marketing efforts and cross-sell products. Responsible for ensuring compliance of all policies and procedures affecting the day-to-day operations. Perform related duties as required to assist in achieving banking center goals. Provide quality,... 
    Work at office
    Monday to Friday

    First Horizon Bank

    Covington, LA
    3 days ago
  • A construction company in Mandeville is seeking an Operations Manager to oversee daily project operations, ensuring adherence to timelines, budgets, and quality standards. Ideal candidates should have a Bachelor's degree in civil or mechanical engineering or construction... 

    KLM Careers

    Mandeville, LA
    1 day ago
  •  ...the site leader to ensure the execution of operational effectiveness of an individual client...  ...* Ensuring timely reporting of returns compliance * Ensuring key performance indicators are met * Support for activities related to dispatching, routing, and tracking transportation... 
    Contract work
    Work at office
    Home office
    Shift work

    Riverstone Logistics

    Covington, LA
    2 days ago
  •  ...completed on time and within the budget. Qualifications Proven skills in Construction Management, Engineering, Architecture, or related fields gained through alternative routes such as on‑the‑job training, apprenticeships, military service, or equivalent experience,... 
    Full time
    For contractors
    For subcontractor
    Local area

    DonahueFavret Contractors, Inc.

    Mandeville, LA
    3 days ago
  • $725 per month

     ...executed as scheduled. # Ensures dementia care programs are in compliance with Brookdale Excellence Standards Tool (BEST), Divisional...  ...s Degree in therapeutic recreation, gerontology, education or related field preferred. Minimum two years of direct programming... 
    Hourly pay
    Full time
    Temporary work
    Part time
    Work at office
    Flexible hours
    Shift work
    Night shift
    Afternoon shift

    Brookdale Senior Living

    Mandeville, LA
    5 days ago
  •  ...opportunities. Manage leasing activities including showings, tenant screenings, and lease execution. Prepare CMAs, contracts, and related documentation. Coordinate with lenders, appraisers, inspectors, and title companies to ensure smooth closings. Maintain... 
    For contractors
    Work at office
    Remote work
    Flexible hours

    PMI Integrity Properties

    Mandeville, LA
    9 days ago
  •  ...shape strategy and drive team success. Contribute to a culture of excellence, accountability, and continuous improvement. Other job-related duties as requested. Job Qualifications and Requirements: Minimum of 2-3 years of B2B sales experience, preferably in... 
    Full time
    Contract work
    Work at office

    Metronet

    Mandeville, LA
    2 days ago
  •  ..., and capable of exceeding customer expectations through effective management. Responsibilities include training staff, managing operations, controlling labor costs, and maintaining accurate financial records. Strong organizational and communication skills are essential... 

    PJ's Coffee of New Orleans

    Mandeville, LA
    5 days ago
  •  ...disability and veteran status, or any other basis covered under applicable law. Each Weichert franchised office is independently owned and operated. By submitting this application, you consent to receive communications from Weichert or affiliated Weichert companies via text... 
    Work at office
    Local area

    Weichert Realtors

    Madisonville, LA
    4 days ago
  •  ...identity, national origin, veteran, disability status or any other status protected by the laws or regulations in the locations where we operate. We are committed to supporting diversity and equality across our organization and we work diligently to maintain a workplace free... 
    Full time
    Temporary work
    Immediate start
    Relocation package

    Kemper

    Covington, LA
    13 hours ago
  • $80k

     ...with required reporting, requests, and compliance policies. Qualifications: Qualifications...  ...health, sciences, pharmacy or business-related field preferred or relevant and...  ...opportunity employer and is committed to operating with integrity, driving innovation, transforming... 
    Contract work
    Temporary work
    Local area

    Allergan Aesthetics

    Mandeville, LA
    5 days ago
  •  ...closeout. This role will work closely with the Director of Field Operations and project teams to assist with progress billings, change...  ...painting management experience preferred, or experience in a related construction field Strong organizational and time-management... 
    For contractors
    Work at office

    Commercial Painting Co. Inc.

    Covington, LA
    7 days ago
  •  ...looking for an Assistant Project Manger with at least 2-6 years related experience in design construction or construction engineering....  ...requirements Coordinate formation of the project team with department heads, including assignment of PE of record for each discipline... 

    Pelican Energy Consultants

    Covington, LA
    27 days ago
  •  ...Summary The Operations Officer performs Universal Banker duties and oversee day-to-day operations of Universal Bankers to ensure...  ...transactions. Ensures proper internal controls and compliance with all bank regulatory requirements. Ensures branch employees... 
    Work at office
    Night shift

    Gulf Coast Bank and Trust Company

    Covington, LA
    5 days ago
  •  ...Placement and Utilization Reports to: Chief Operating Officer Exemption: Exempt Date...  ...from every authorized case. Ensures compliance with all regulatory agencies for organ...  ...Competencies ~ Bachelor’s degree in a related field preferred; equivalent education and... 
    Full time
    Work at office
    Local area
    Flexible hours

    Louisiana Organ Procurement Agency

    Covington, LA
    16 days ago
  •  ...assignments or opportunities from clients and coordinate with operations to provide qualified, available experts for consideration. Maintain...  ...trade shows, and electronic contract programs. Attend client‑related professional and social functions, conventions, and events as... 
    Contract work
    Casual work
    Work at office
    Local area
    Worldwide
    Night shift

    Rimkus Consulting Group, Inc

    Mandeville, LA
    12 hours ago
  • Job Description Job Description Company Overview: At Executive Financial Partners, we're looking for licensed insurance sales professionals who take ownership of their careers. Driven, results-focused professionals who are ready to accelerate into leadership excel...
    For contractors
    Self employment

    Executive Financial Partners LLC

    Mandeville, LA
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Head of Operations, Compliance & Broker Relations. Be the first to apply!