Compliance Associate
$50 - $60 per hourMichael Page International Inc.
- This is a temporary to permanent position
- The client is looking to hire someone for September 2026
- Conduct compliance testing and monitoring activities
- Support trade surveillance reviews and investigations
- Administer and oversee Code of Ethics and personal trading programs
- Assist with AML/KYC screening processes and compliance reviews
- Support SEC and RIA regulatory compliance requirements
- Prepare and maintain regulatory filings and documentation
- Partner with business stakeholders to ensure adherence to regulatory obligations and internal policies
The Successful Applicant A successful Compliance Associate should have:
- Experience within investment management, asset management, hedge funds, private equity, alternative investments, or a registered investment adviser (RIA) environment
- Broad compliance generalist background with exposure to multiple areas of compliance
- Knowledge of SEC and RIA regulatory requirements
- Experience in compliance testing, monitoring, employee trading reviews, AML/KYC, and regulatory filings preferred
- Strong analytical, communication, and problem-solving skills
- Competitive hourly pay of $50 to $60 USD.
- Opportunity to gain experience in the financial services industry.
- Temporary role offering flexibility in Chicago.
Vacancy posted 8 hours ago
Similar jobs that could be interesting for youBased on the Compliance Associate in Chicago, IL vacancy
- ...instruments such as stocks, futures, and options. ABN AMRO Clearing USA LLC-Member FINRA, NFA, FIA and SIPC. Job Overview: The compliance associate role supports firm-wide compliance activities to ensure that business operations, policies, and procedures are aligned with...SuggestedWork at officeLocal areaFlexible hours3 days per week
ABN AMRO Clearing USA LLC
Chicago, IL1 day ago - The Options Clearing Corporation (OCC) is seeking a Regulatory Compliance professional to support the team in maintaining OCC's regulatory framework and advising on compliance matters across the organization. You will help drive remediation, update policies, and deliver...Suggested
- ...Job Description Job Description About the Role Quincy Wells Group is seeking a Compliance Associate to support our compliance function across both our Broker Dealer and Registered Investment Advisor (RIA) businesses. Reporting directly to the Chief Compliance Officer...SuggestedWork at office
Quincy Wells Group
Chicago, IL2 days ago $105k - $130k
Invenergy, LLC in Chicago, IL is seeking a Reliability Compliance Associate focused on supporting NERC Regulatory Compliance. Key responsibilities include supporting compliance demonstrations, managing technical data, and crafting narratives for regulatory adherence. The...SuggestedWork at office$80k - $100k
A global manufacturer with a complex international supply chain is expanding its Trade & Supply Chain Compliance function and looking to add a Trade Compliance Specialist to its Chicago team. This role will serve as a key resource for U.S. import and Customs compliance...SuggestedWork at officeWork from home- ...regulatory requirements; work with senior/manager/director on complex issues or investigations. Help manage all aspects of the Compliance Hotline and compliance issues received via e-mail and phone. Ensure reported issues are appropriately received, evaluated, investigated...Work at officeLocal areaRelocation package
- Marex is seeking a SOX Governance & Compliance Associate to support the Sarbanes-Oxley control framework across the Americas. You will update process flow maps, oversee design and operating effectiveness, and track deficiencies with severity assessments. Responsibilities...
$260k - $365k
...Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer...Full timeTemporary workWork at officeFlexible hours$60k - $90k
...COMPLIANCE ASSOCIATE – FINANCIAL SERVICES Location: Remote (Initial 2-Week Onsite Training in Illinois) Schedule: Full-Time | Monday – Friday COMPENSATION • Salary: $60,000 - $90,000 annually • Eligibility for salary increases. • Quarterly and annual...Full timeWork at officeRemote workMonday to FridayChicago, ILa month ago- ...and public‑sector clients with value‑added integrated financial solutions. Reference 26000GFR Responsibilities The SG Americas Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker‑dealer activities across Sociét...Work at officeLocal area
$65k - $120k
Goldman Sachs Bank AG is seeking a Compliance Associate based in Chicago, IL, to join the Private Wealth Management team. This role involves monitoring compliance with regulations, assessing financial products for clients, and advising teams on regulatory issues. Ideal...$65k - $120k
Goldman Sachs Group, Inc. is searching for a Compliance Associate for its Private Wealth Management team in Chicago. The role involves monitoring compliance, assessing financial product suitability, and collaborating with various teams to ensure adherence to regulations...$65k - $120k
The Goldman Sachs Group is seeking an Associate for their Private Wealth Management Compliance team in Chicago. The role involves monitoring compliance, assessing product suitability, and advising teams on regulations. Candidates must have a Bachelor’s degree and three...$90k - $108k
...remain open for application based on business need, which may be before or after the 3‐day posting window. Job Description As Compliance Associate, Asset Management, you will support Prevailing Wage & Apprenticeship (PWA) compliance across Invenergy’s operating portfolio...For contractorsApprenticeshipFor subcontractorVisa sponsorship$260k
Permanents Placements LLC is seeking a mid-level associate for its Investigations, Compliance & Defense Practice in Chicago. Ideal candidates will have 3-5 years of relevant experience, with a focus on investigations and compliance. The firm promotes a collaborative environment...Permanent employment$65k - $120k
Overview Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen... ...Business. Private Wealth Management Compliance is seeking an Associate to join our team and be based out of our Chicago office....Full timeTemporary workPart timeWork at office$260k - $365k
An elite, global law firm is seeking a mid-level associate to join its Investigations, Compliance & Defense Practice in Chicago. Ideal candidates will have 3-5 years of relevant experience, though current 2026 judicial clerks will also be considered. The firm offers a...Permanent employment$65k - $120k
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...Management Business. Private Wealth Management Compliance - Associate (Chicago) As part of this team, the primary responsibilities will...Full timeTemporary workPart time$50 - $60 per hour
...Job Description Job Description Job Title: Risk & Compliance Associate Location: Chicago, IL Industry: Management Consulting Compensation: $50 – $60 / hour (Contract) Work Schedule: Monday–Friday, 8:00 AM–5:00 PM - HYBRID Benefits: This position is...Contract workWork at officeLocal areaMonday to FridayAddison Group
Chicago, IL2 days ago- BCG Attorney Search is seeking a junior- to mid-level associate to join its Healthcare Privacy and Compliance team in Chicago. The successful candidate will manage privacy and cyber incident responses and provide legal counsel on compliance matters. The ideal applicant...
- Northern Trust Corp is seeking an AML CIP/KYC Associate in Chicago, IL. This role involves reviewing client files for AML compliance and providing support for regulatory adherence. The ideal candidate should have comprehensive knowledge of Financial Institution Regulatory...
- Greenberg Traurig LLP seeks a senior Associate in its Financial Regulatory & Compliance Practice. The role can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office, with clients across industries nationwide. Candidates should have at least 6...Work at office
$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering (AML) Compliance Associate Disclaimer: Please be advised that the most accurate and up-to-date information about our open roles—including job descriptions, compensation, and benefits—can only be guaranteed...Full timeRemote workWorldwideFlexible hours- Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance across the operating portfolio, ensuring documentation accuracy and compliance. The role involves stakeholder coordination...Apprenticeship
$125k - $140k
...publicly traded company on the NASDAQ since April of 2024. For more information visit Role Summary The SOX Governance & Compliance Associate will be responsible for support the Sarbanes-Oxley (SOX) control process for Marex activities in the Americas. These duties...Immediate startWorldwide$88k - $125k
We are seeking a highly analytical and collaborative Risk & Compliance Associate to join our Legal, Risk & Compliance team. Reporting to the Assistant General Counsel - Privacy & Compliance, this role will play a critical part in advancing Kearney’s global compliance,...Work at officeHome officeFlexible hours2 days per week1 day per week- Kearney Italia, Inc. is seeking a Risk & Compliance Associate to enhance its compliance programs and support risk management initiatives. The ideal candidate will have 4-7+ years of relevant experience and a strong commitment to ethical practices. This role offers the...
- ...Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical devices (including Class I and II devices, software as a medical device, and...
$86k - $126k
Eaton Electrical Division is seeking a Trade Compliance Analyst to lead Trade Agreements Act (TAA) and Country of Origin (COO) compliance for IT and datacenter power products, including UPS systems, power distribution equipment, rack power solutions, and related accessories...H1bWork at officeLocal areaRelocationHome officeVisa sponsorship$80k - $85k
...operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.Position Purpose: The Compliance Analyst II supports the firm’s employee and Introducing Broker (IB) compliance programs by administering applicable regulatory...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate. Be the first to apply!
Related searches
- regulatory reporting analyst Chicago, IL
- regulatory affairs specialist Chicago, IL
- financial compliance analyst Chicago, IL
- medicare compliance specialist Chicago, IL
- senior compliance analyst Chicago, IL
- risk compliance officer Chicago, IL
- bsa aml compliance officer Chicago, IL
- regulatory compliance analyst Chicago, IL
- compliance specialist Chicago, IL
- aml compliance analyst Chicago, IL