Average salary: $102,500 /yearly
More stats ...Trading. Powered by Technology.
Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we... ...an edge which contributes to our consistent success.
As a Compliance Officer at Gelber, you will have a real opportunity to have a...
Suggested
Holiday work
Full time
Casual work
Flexible hours
...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
Suggested
Local area
Remote job
3 days per week
...Chief Compliance Officer
About the Company
Market-leading provider of commercial real estate services
Industry
Real Estate
Type
Public Company
Founded
1783
Employees
10,001+
Categories
Real Estate
Nonresidential
Property Managers...
Suggested
Employer: DWS GroupTitle: Senior AFC & Compliance Officer - AlternativesLocation: ChicagoAbout DWS:DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets under management (as of 30 June 2022). Building on more than 60 years of experience,...
Suggested
Local area
Flexible hours
...solidified its standing as a leading provider of comprehensive, in-depth credit analysis.
The Role: MDBRS is currently seeking a Compliance Officer for its Chicago office. The Compliance Officer - Chicago, will be responsible for supporting the MDBRS Compliance Program in...
Suggested
Remote job
3 days per week
...Deputy Chief Compliance Officer
About the Company
Dynamic derivatives trading firm
Industry
Financial Services
Type
Privately Held
Founded
1995
Employees
201-500
About the Role
The Company is seeking a Deputy Chief Compliance Officer with...
Suggested
...clients, and more than 370,000 retail accounts, from nearly 80 offices across six continents. Our customers are at the heart of our... ...Overall purpose
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business...
Suggested
Permanent employment
Full time
Worldwide
3 days per week
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
...perform administrative tasks. In this role you will be responsible for handling all administrative tasks for the Chief Legal and Compliance Officer and General Counsel. You will be expected to make travel arrangements, form a partnership with the executives and the Legal...
Suggested
Full time
Job DescriptionUnder supervision, functions as an officer/team member in the Department of Procurement Services' Certification and Compliance Division to perform responsibilities with the highest levels of ethics and confidentiality; evaluate applications from businesses...
Suggested
Contract work
For contractors
Work experience placement
Local area
...The ideal candidate will have:
Knowledge of Equities and/or fixed income compliance
Testing & Monitoring
Policies & Procedures
Code of Ethics
Trade/Portfolio Compliance
Employee Surveillance
Regulatory Inquiries/Audits
A strong...
Suggested
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer who can also support the investment advisers compliance...
Suggested
For subcontractor
Flexible hours
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Suggested
Local area
Alera Group, Inc., is seeking a Regional Compliance Consultant to join our team! This position will need to reside in our Northeast Region... ...primary responsibility of supporting our central region field office colleagues with employee benefit compliance education and assistance...
Suggested
...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and...
Suggested
...professionals and team members at more than 1,200 health and wellness offices across 48 states in three distinct categories: Dental care,... ...an exciting opportunity to join our Legal team as a Director, Compliance.Reporting to the Senior Director of Compliance, the Compliance...
Full time
Our Client
A global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago.
This business unit has grown significantly in recent years and as a result the senior executives are...
Permanent employment
...Job Description
Job Description Safety and Compliance Officer - REMOTE Position / Work From Home
AFT is looking for a Safety and Compliance Officer to work remotely from home. We are an extremely fast-growing transportation company adding hundreds of trucks over...
Remote job
Work from home
...We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the Firm's BD licenses, individual...
Permanent employment
Full time
Work experience placement
...The Student and Exchange Visitor Information System ( SEVIS ) Coordinator/Compliance Officer reports to the Director for International Students and Global Scholar Services and is responsible for ensuring institutional compliance with DHS and DOS immigration regulations...
Full time
Work experience placement
...people with substance abuse and mental health issues turn their lives around – GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the organization’s compliance program, ensuring compliance with the...
Holiday work
Temporary work
Local area
Flexible hours
What you can expect as the AVP, Compliance & Market Conduct:Serves as primary regulatory advisor to Chief Compliance Officer (CCO) on compliance for Sammons Financial Group Companies on regulatory, market conduct, product, project, record retention, governance and strategic...
Holiday work
Full time
Temporary work
Local area
Home office
...environment, this is the place for you!
Job Summary:
As a Compliance Analyst, you will serve as a research and audit specialist... ...consultation with the Director of Compliance (BSA Compliance Officer). The position is responsible for analyzing patron transactions...
Holiday work
Flexible hours
Shift work
Night shift
Weekend work
...64, TCB has developed over 25,000 residential units as well as office and retail properties and owns or manages over 11,000 rental units... ...of this position is to help ensure on-going Public Housing compliance and adherence to The Chicago Housing Authority (CHA) and TCBs Operations...
Remote job
Night shift
...split and/or fully grant funded?NoDuties and ResponsibilitiesThe Compliance Specialist will coordinate research compliance activities at... ...PowerPoint; must be an adept user of Internet, e-mail and other office automation systemsSupervisory ResponsibilitiesNoRequired operation...
Local area
...The Highlights: The SEVIS Compliance Analyst is responsible for applying federal regulatory parameters to determine whether non-immigrant student and exchange faculty members are compliant with Department of Homeland Security (DHS) regulations, as part of the mandatory...
Holiday work
Local area
Visa sponsorship
Night shift
Weekend work
Afternoon shift
..., Sustainability & Ventures
**Job Family Group:**
Ethics & Compliance Group
**Job Description:**
Our purpose is to bring together... ...for relocation
**Remote Type:**
This position is a hybrid of office/remote working
**Skills:**
**Legal Disclaimer:**
We are an...
Local area
Remote job
Relocation
Relocation package
Flexible hours
...alternative real assets. Headquartered in Chicago and London with offices throughout North America, Europe and Asia, the Firm has more... ...Street is seeking to hire an Analyst/Associate to join our Compliance team that will focus on the investor onboarding, supporting our...
Temporary work
Local area
Immediate start
Summary:
The HR Analyst reports to the Global Compliance Manager and is responsible for working closely with the Compliance Specialists to support the firms compliance program, global mobility program and HR-related DEI data needs.
Duties and Responsibilities:...
Local area
...with their financial future.
Position Summary
Ariel Investments is looking for a Senior Compliance Analyst who will report to Ariel Investments' Chief Compliance Officer (CCO) and assist the CCO in establishing, managing, and administering the compliance policies...
Local area