Remote Compliance Analyst - Ad Review & FINRA/SEC
Cetera
Salem, OR
- Remote job
Cetera Financial Group, a leading network of independent retail broker-dealers and registered investment advisers, is seeking a Compliance Analyst for Ad Review. This fully remote role focuses on ensuring retail communications comply with state and federal regulations, including FINRA and SEC rules, across insurance and securities products. You will review materials, communicate updates, and coordinate with regulatory bodies while maintaining compliance materials and processes. #J-18808-Ljbffr Cetera
Vacancy posted 1 day ago
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