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Remote Compliance Analyst - Ad Review (Finance & Insurance)

Cetera Financial Group

New York, NY
  • Remote job

Cetera Financial Group seeks a Compliance Analyst for Ad Review to ensure retail communications meet state and federal laws, rules, and regulations. This remote role covers insurance and securities, including adherence to FINRA and SEC standards. You will review materials, interpret regulatory impacts, and coordinate with regulatory bodies and business units to maintain compliant communications and materials across the organization. #J-18808-Ljbffr Cetera Financial Group

Vacancy posted 2 days ago
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