AVP, Broker Dealer Regulatory Reporting
Taurus Search
A leading Financial Institution, is looking for an AVP to join their growing Broker Dealer Regulatory Reporting team. This firm is offering, great work life balance and hybrid work out of their NYC office. Job Responsibilities Preparation of the daily net capital (15c3-1) and customer reserve formula (15c3-3) Assist with the monthly Focus filing 17H Risk Assessment Filing – quarterly preparation and analysis Other FINRA Reporting – preparation and analysis Job Qualifications Undergraduate degree with 5+ years of experience in the Financial Services industry, preferably in a role working with the daily net capital (15c3-1) or customer reserve (15c3-3) calculations from a preparation or operational standpoint Experience working in Accounting, Finance, or Project Management is ideal Ability to build strong internal and external relationships #J-18808-Ljbffr Taurus Search
Vacancy posted 5 days ago
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