Senior Compliance Monitoring & Testing Lead
TD Bank Group
TD Securities in New York is seeking a Senior Compliance Officer to join the Compliance Monitoring and Testing Team. You will help develop and execute the annual testing and monitoring plan, define review scopes, and document findings for senior stakeholders. The role requires 5+ years in compliance testing or audit within US broker-dealers, strong regulatory knowledge, and excellent communication. JD desired; BA/BS required. #J-18808-Ljbffr TD Bank Group
Vacancy posted 3 days ago
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