Senior Compliance Officer: Global Monitoring & Testing Leader
TD
TD Securities seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team and Core Compliance Group in New York. You will develop and drive the annual testing plan, oversee testing engagements, and manage remediation with global stakeholders. The role requires 5+ years in compliance testing or audit, strong regulatory knowledge, and excellent communication and project management skills. Bachelor’s degree required; JD preferred. #J-18808-Ljbffr TD
$100k - $135k
TD Bank is seeking a Senior Compliance Officer for its Monitoring and Testing team in New York, NY. This key role involves executing compliance testing, overseeing remediation efforts, and building global relationships with stakeholders. Candidates should have at least...Senior$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted... ...Team covers the TDS US businesses and certain global businesses, working with regional testing teams...SeniorWork experience placementLocal areaWork from homeFlexible hours- TD Bank Group is seeking a Compliance Officer in New York to support the US Compliance Monitoring and Testing Team within Core Compliance. You will design and execute annual and cycle-based testing programs, work with global partners, and ensure remediation of gaps across...Suggested
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré...SeniorRemote job
$100k - $130k
...personnels permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)... ...***Preferred Qualifications:**This Senior Compliance Officer is a key member... ...the TDS US businesses and certain global businesses, working with regional...SeniorTemporary workWork experience placementRemote workWork from homeFlexible hours$163k - $204k
...managers. The Investments Compliance team provides... ...the Chief Compliance Officer in the day-to-day execution... ...trust agreements. Code, test and implement... ...experience in guideline monitoring using BlackRock Aladdin... ...Group, Inc. (AIG) is a global leader in commercial and personal...SeniorFull timeWork at office$150k - $200k
...creation. Our talented, global teams bring... ...support the firm's compliance program across registered... ...Act of 1940.Monitor compliance with... ...periodic compliance testing and surveillance activities... ...of our following offices 3 days/week.Boston... ...bonus.#MID_SENIOR_LEVELAt Franklin...SeniorFull timeLocal area3 days per week$150k - $180k
...Line Of Business: Compliance Pay Detail: $150,00... ...of TDS US Compliance Monitoring & Testing (M&T) Team, responsible... ...covers the TDS US and global businesses, working... ...to stakeholders and senior management to ensure... ...Continuous Operating standard office equipment -...Work experience placementWork at officeLocal areaWork from homeFlexible hours- ...Securities (US) seeks a Vice President, Compliance to lead the Compliance Monitoring and Testing Team within Core Compliance. This role oversees... ..., and ensure timely reporting to senior management, while coordinating with global testing teams and regional colleagues....
$175k - $195k
...poster from Larson Maddox Global Sales Operations Manager |... ...High-Performing Consultants Compliance Monitoring Manager - Capital Markets... ...Compliance Monitoring & Testing group. You will report directly... ...program Working with senior business leaders to enhance the Compliance...SeniorFull time$92.15k - $165k
...Risk Management and Compliance, you are at the... ...best-in-class. As a Senior Associate, Full... ...APIs, integrations, testing, deployment, and... ...code review, and monitoring, so solutions move... ...and today we are a leader in investment banking... ...they bring to our global workforce are...SeniorFull timeContract work- ...the United States is seeking a Senior Clinical Research Associate (Sr CRA) to support site monitoring across the drug development... ...remote visits, ensure ICH-GCP compliance, and partner with investigative... ...handling, and collaboration with global teams. #J-18808-Ljbffr United...SeniorRemote work
$72.28k - $117.52k
...of Business: Compliance Job Description:... ...U.S. Compliance Monitoring and Testing Team Summary:... ...Duties: The Senior Compliance Testing... ...Proficiency with Microsoft Office applications.... ...world's leading global financial institutions... ...to being a leader in client experience...SeniorFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hours$115k - $150k
...KKR is a leading global investment firm that... ...KKR is seeking a Compliance Officer to join KKR’s... ...partnering with business leaders to identify and... ...Directly support senior colleagues on the... ...application Monitoring compliance with... ...risks assessments, testing and audits...SeniorWork at officeLocal area$100k
...seeking a highly motivated Compliance Officer to join our Private Funds... ...investment products. Assist in monitoring and testing compliance programs to... ...and reports for senior management and stakeholders... ...of an innovative industry leader to create a profoundly different...SeniorPermanent employmentTemporary workWork at officeFlexible hours- ...A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor...Contract work
- JBS International is seeking a Grants Monitoring Compliance Lead Technical Expert III to provide strategic oversight of federal grants administration, monitoring, and compliance reviews. The role leads TA, stakeholder communication, and performance assessment while supervising...SeniorRemote job
$140k - $185k
A financial services company located in New York seeks a Portfolio Monitoring Manager to oversee ongoing portfolio positions and ensure alignment with investment guidelines. The role requires strong quantitative and analytical skills, proficiency in Excel, and familiarity...SeniorOngoing contract$192k - $240k
...building the system that fixes this: Journey Monitoring, a single centralized hub that brings... ...behavioral drop-offs), and business leaders (who care about outcomes and revenue impact... ...(Datadog employee resource groups)Free, global Spring Health benefits for employees and...Senior- The Bachrach Group is seeking a Senior Compliance Officer to join its independent compliance monitoring and testing function in New York. The role plans and executes risk-based... ...closure. You will partner with business leaders, control functions, auditors, and stakeholders...Senior
$72k - $141k
...their fullest potential. The Compliance Senior Consultant is a strategic... ...partnership with Legal and business leaders.Review regulatory complaint... ...opportunities to develop Testing & Monitoring best practices and... ...industryProficiency in Microsoft Office Suite, including Microsoft...SeniorFull timeWork experience placementWork at office$100k - $150k
...for this role.Job Description:CIB Credit Compliance plays an important control and oversight... ..., supporting deal setup, covenant monitoring, compliance reporting, exception management... ...and audit/regulatory readiness across the global corporate lending portfolio. The successful...SeniorFull timeLocal areaWork from homeFlexible hours- ...United States. The CRA will oversee site activities to ensure compliant, high-quality conduct across global clinical programs. Responsibilities include site monitoring, training delivery, site recruitment collaboration, and tracking milestones. The role requires Oncology...Remote job
$123k - $215.25k
....American Express Global Dining brings together... ....THE ROLEAs a Senior AI Engineer - Agentic... ...deployment, monitoring, and continuous improvement... ...Security, Risk, Compliance, and other... ..., implementation, testing, debugging, and refactoring... ..., develop as a leader, and grow your...SeniorWorldwideVisa sponsorship$35 - $45 per hour
Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring... ...Department of Financial Services (NYDF) regulations Seniority level : Associate Employment type : Contract Job function...Permanent employmentContract workTemporary workWork experience placement$150k - $300k
...tokenization capabilities across Global Markets and Banking.... ...Vice President-level Senior Software Engineer, you... ...versioning, automated testing, security assurance,... ...management, and monitoring; (f) Gas optimization,... ...New York, we maintain offices around the world. We believe...SeniorFull timeContract workTemporary workPart time$104k - $177k
...’re seeking a future team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team... .... This includes the development of compliance monitoring and reporting for BaaS and Consumer products. Based...SeniorTemporary workWorldwideFlexible hours$272k - $340k
...We’re looking for a Senior Staff Software Engineer with... ...Performance Monitoring (APM) team. APM is a product... ...opportunity to be the world leaders in agentic... ...we place value in our office culture - the relationships... ...teach and learnCompetitive global benefitsContinuous professional...SeniorWork at office- ...while appropriately managing compliance risk. Build a deep understanding... ..., risk-tiered oversight, and monitoring activities and contribute to... .... Partner effectively across Global Functions, Legal, Finance,... ...experience as an HCC or GCC officer/manager preferred. Demonstration...Senior
$153k - $204k
...leading AI labs, startups, and global enterprises, CoreWeave... ...at .What You’ll Do:The Fleet Monitoring and Analysis (FMA) team builds... ...operations.About the role:As a Senior Data Engineer you will own and... ...PTOCatered lunch each day in our office and data center locationsA...SeniorPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours
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