Regulatory Compliance Monitoring Specialist (FRBNY/NYDFS)
Social Capital Resources
A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor's degree and at least 3 years of experience in compliance testing and monitoring. This is a contract position offering competitive pay. #J-18808-Ljbffr
$35 - $45 per hour
Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan... ...of the bank's adherence to all regulatory requirements (excluding Financial Crimes... ...Federal Reserve Bank New York (FRBNY) and New York State Department of Financial...SuggestedPermanent employmentContract workTemporary workWork experience placement- Regulatory Compliance Advisory Specialist Job Category : Compliance Requisition Number : REGUL01933 Posted : March... ...CLS’s interface with: (i) the FRBNY Supervisory teams regarding all ongoing... ...related examination and continuous monitoring activity Managing the development...SuggestedFull time
- A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational...Suggested
$100k - $130k
...renseignements personnels permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US) page is... ...needed, to annual compliance training requirements and regulatory change impact assessments**Education & Experience:*** Bachelors...SuggestedTemporary workWork experience placementRemote workWork from homeFlexible hours- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalaur...SuggestedRemote job
- TD Securities seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team and Core Compliance Group in New York. You will develop... ...5+ years in compliance testing or audit, strong regulatory knowledge, and excellent communication and project...
$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime... ...needed, to annual compliance training requirements and regulatory change impact assessments**Education & Experience:*** BA...Work experience placementLocal areaWork from homeFlexible hours- First Central Saving Bank is seeking an AML & Compliance Analyst to monitor merchant services and ISO relationships, investigating potential money... ...review activity, perform enhanced due diligence, and support regulatory reporting. #J-18808-Ljbffr First Central Saving Bank
- ...Position Summary The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for research... ...sanctions, and research security compliance programs, including monitoring the Research Compliance inbox, responding to and...Work at officeLocal area
$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist... ...effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering, interpreting, enhancing, updating...Remote work- ...Compliance SpecialistReporting to the Assistant Director of Compliance... ...for the Compliance Specialist is to assist in achieving quality... ...regular compliance reports, monitoring deadlines and requirements to... ...researcher regarding compliance and regulatory program standards and...Work at officeFlexible hours
$18 - $18.91 per hour
...pay range $18.00/hr - $18.91/hr Title: Compliance Specialist Duration: 06 Months + Extension/FTE... ...company's operations align with legal and regulatory requirements. Roles and... ...adherence to regulations. Social Compliance: Monitoring and ensuring compliance with factory...Hourly payContract workWorldwide$55 - $60 per hour
...poster from Confidential Position Overview Contract – Bank Regulatory Compliance Officer Department: Compliance – Bank Regulatory Compliance... ...banking regulations, providing compliance advice, support, and monitoring on regulations such as BHCA, Reg Y, Reg K, Reg D, and Reg W...Contract workTemporary work- ...Flourish Research is seeking a motivated Regulatory Compliance Specialist I to support regulatory document management for clinical trials on a remote... ...preparing amendments and informed consent documents, and coordinating audits and monitoring visits, all #J-18808-Ljbffr...Remote work
- ...sustainability. Role Description The Coding Compliance Specialist is a full-time, in-person role based... ...external audits, ensure accuracy, regulatory compliance, and alignment with payer... ...processes. The role also involves monitoring regulatory changes, updating policies...Full timeWork from home
- ...Quality Assurance & Compliance Specialist The Quality Assurance & Compliance Specialist supports the organization's Quality Assurance... ...Compliance Program by conducting clinical documentation reviews, monitoring regulatory compliance, analyzing quality data, and assisting with...Work at officeLocal area
- ...Position Summary The Building Compliance & Violations Specialist is responsible for overseeing and resolving... ...and full compliance with NYC regulatory agencies. This role manages violations... ...operations through proactive monitoring and preventative compliance practices...For contractorsLocal area
$92.11k - $156.88k
...: Overview: COMPLIANCE SPECIALIST SENIOR WM WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes... ...effective compliance program to ensure regulatory compliance for Wealth Management products. Responsible for monitoring, discovering, interpreting, enhancing,...- ...international bank. They seek an AVP Compliance Officer to join their... ...of compliance testing, regulatory oversight, risk assessments,... ...AML, KYC/CIP, OFAC, FinCEN, NYDFS, Federal Reserve, USA PATRIOT... ...requirements . Support transaction monitoring, sanctions/watchlist...Work at office
- Job Summary Senior Compliance Review Specialist Aptive is seeking a Senior Compliance Review Specialist... ...operational, programmatic, monitoring, or compliance reviews and can build... ...internal control, investigative review, or regulatory compliance experience. Demonstrated...Work at office
$34k - $104k
Compliance Program Specialist - PNC Investments Join to apply for the Compliance Program Specialist -... ...Researches current laws, rules, and other regulatory requirements and drafts or assesses... .... Coordinates the compliance monitoring program and reviews activity to ensure...Full timeTemporary workPart timeWork experience placementRemote work$107.2k - $178.6k
...reliability of the Bulk Power System through rigorous compliance with applicable NERC standards monitoring and enforcement activities and functions as a team... ...-Party assets Responsibilities Ensures effective regulatory compliance to the North American Reliability...Remote jobWork at office- Quality Improvement and Compliance Specialist Summary: Seeking a detail‑oriented and mission‑driven... ...integration metrics, and other regulatory requirements. The QICS will assist the... ...Quality Improvement & Compliance in monitoring, auditing, and reporting quality indicators...For contractorsWork at officeMonday to Friday
- ...and homeowners alike. Your Team The Compliance Specialist for Lead Hazard Control & Healthy Homes... ...laws (federal, state, and city), regulatory requirements, policies, and procedures... ...and Legal Affairs (OLA) for effective monitoring, tracking, and strengthening of relevant...Full timeWork at officeLocal areaRemote workFlexible hours2 days per week
- ...Project Hospitality is seeking a Family Monitor at Hospitality House in Staten Island, NY. This full-time position focuses on ensuring the safety and compliance of families in shelter during evening hours. The ideal candidate will have a High School Diploma or GED, exceptional...Full timeAfternoon shift
- ...Senior Cybersecurity Governance, Risk & Compliance Specialist in New York, NY. The position duties... ...the firm's vendor risk posture and regulatory compliance framework. Day-to-day job... ...diligence, security assessments, and ongoing monitoring that integrate into the organization'...Part timeRemote work
- ...is seeking a Clinical Research Associate to ensure that clinical studies are conducted in compliance with regulatory requirements. The role involves significant travel, monitoring clinical sites, and maintaining robust documentation while supporting the study team. Candidates...Remote work
- ...maintenance, data collection, and field monitoring to ensure compliance with protocols, regulations, and... ...ensure compliance with applicable regulatory requirements, Good Clinical... ...clinical engineers or designee and specialists to: Enroll sites into new and ongoing...Local areaRemote workWork from home
- ...markets outside of NCAL.The Compliance Consultant IV, Medical Coding... ...with official guidelines, regulatory requirements, and organizational... ...regulatory compliance by monitoring regulatory changes; conducting... ...Coders OR Certified Coding Specialist from American Health...Work experience placement
$130k - $150k
...but also to contribute to our clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the various teams who market Franklin Templeton’s products and services. The department sets...Full timeWork at officeLocal area
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