Regulatory Compliance Monitoring Specialist (FRBNY/NYDFS)
Social Capital Resources
A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor's degree and at least 3 years of experience in compliance testing and monitoring. This is a contract position offering competitive pay. #J-18808-Ljbffr
$35 - $45 per hour
Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan... ...of the bank's adherence to all regulatory requirements (excluding Financial Crimes... ...Federal Reserve Bank New York (FRBNY) and New York State Department of Financial...SuggestedPermanent employmentContract workTemporary workWork experience placement- BHG Financial is looking for a Quality Assurance Monitoring & Testing Analyst to join our dynamic team. This role involves ensuring high quality and regulatory compliance through monitoring processes and reporting insights. The ideal candidate will have a Bachelor’s degree...Suggested
$90k - $120k
...visit Role Investigations Specialist to join BitGo’s Financial Intelligence... ...automation of transaction monitoring systems and investigation... ...Collaborate with the wider Compliance team on program enhancements... ..., and keep informed of regulatory trends, enforcement actions,...SuggestedWorldwide- ...NBC Universal is seeking an Analyst in Compliance Operations to drive global compliance initiatives and support risk management. This... ...in tools like PowerPoint and Excel. The Analyst will develop monitoring strategies, collaborate with cross-functional teams, and present...Suggested
- Regulatory Compliance Advisory Specialist Job Category : Compliance Requisition Number : REGUL01933 Posted : March... ...CLS’s interface with: (i) the FRBNY Supervisory teams regarding all ongoing... ...related examination and continuous monitoring activity Managing the development...SuggestedFull time
- A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational...
$100k - $135k
TD Bank is seeking a Senior Compliance Officer for its Monitoring and Testing team in New York, NY. This key role involves executing compliance testing, overseeing remediation efforts, and building global relationships with stakeholders. Candidates should have at least...- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalaur...Remote job
$100k - $130k
...renseignements personnels permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US) page is... ...needed, to annual compliance training requirements and regulatory change impact assessments**Education & Experience:*** Bachelors...Temporary workWork experience placementRemote workWork from homeFlexible hours$110k - $120k
Guggenheim Partners is hiring a Monitoring and Testing Associate to join its Compliance team in New York. This role involves assessing business activities for... ...3-5 years of experience in financial services or regulatory environments. Familiarity with regulatory...$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime... ...needed, to annual compliance training requirements and regulatory change impact assessments**Education & Experience:*** BA...Work experience placementLocal areaWork from homeFlexible hours- Madison-Davis, LLC is seeking a Monitoring & Testing Associate to join its Compliance team in New York. This role involves evaluating business activities to... ...support risk assessments, surveillance reviews, and regulatory inquiries, contributing to the firm's compliance...
$65k
.... Position Overview SUS is seeking a Compliance Specialist within their QA department. This position... ...will be to implement and develop regulatory compliance strategies, provide technical... ...and improve internal controls and monitoring systems for various programs/departments...Local areaFlexible hours$60k
...Compliance specialist RFT The Bronx, NY, US 11 days ago Requisition ID: 1071 Salary: $60,000.00 Annually... ...who is passionate about ensuring regulatory compliance while partnering with site... ...Conduct annual recertification reviews and monitor compliance deadlines. Perform internal...Full timeWork at office- ...Compliance Specialist - Plant Scherer The Compliance Specialist maintains an in-depth knowledge... ...Specialist interfaces with corporate and regulatory agencies and ensures notification to... ...necessary environmental sampling, monitoring equipment and interfacing with plant...For contractors
- ...to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality... ...regular compliance reports, monitoring deadlines and requirements to... ...researcher regarding compliance and regulatory program standards and...Work experience placementWork at officeFlexible hours
- NBCUniversal is seeking an Analyst for Compliance Operations in New York, NY. This pivotal role involves ensuring adherence to compliance and ethics, executing monitoring and testing strategies, and managing complex projects. Candidates should have at least 2 years of experience...Work at office
$65k - $150k
...Overview The Assistant Vice President performs compliance reviews across the bank to assess... .../AML and OFAC, and/or consumer and bank regulatory regulations, rules and requirements. The... ...Compliance Testing Program Administration Monitor regulatory activities and industry...Work experience placement- ...skilled Clinical Research Associate to oversee performance and regulatory compliance for assigned sites across the country, under the CRA-... ...all trial phases. The role requires strong site management, monitoring expertise, and collaboration with cross-functional teams, with...Remote job
$132k - $178k
...landscape. Position Summary The Compliance Lead at FalconX will be... ...movement, resulting from internal monitoring systems, alerts, referrals,... ...Reports (SARs) that meet regulatory standards and internal... ...updates (e.g., FinCEN guidance, NYDFS crypto guidance). Qualifications...Local area$55 - $60 per hour
...poster from Confidential Position Overview Contract – Bank Regulatory Compliance Officer Department: Compliance – Bank Regulatory Compliance... ...banking regulations, providing compliance advice, support, and monitoring on regulations such as BHCA, Reg Y, Reg K, Reg D, and Reg W...Contract workTemporary work$18 - $18.91 per hour
...pay range $18.00/hr - $18.91/hr Title: Compliance Specialist Duration: 06 Months + Extension/FTE... ...company's operations align with legal and regulatory requirements. Roles and... ...adherence to regulations. Social Compliance: Monitoring and ensuring compliance with factory...Hourly payContract workWorldwide$70k - $75k
...intersection of performance, compliance, hospitality, and resident experience... ...Overview The Compliance Specialist plays a critical role in ensuring ongoing regulatory compliance across an assigned... ...for reviewing resident files, monitoring program compliance, supporting...Full timeInterim roleWork at office$65k - $80k
...Compliance Specialist USD $65,000.00 – $80,000.00 per year. Location: 7th Avenue, New York, NY... ...organization and its programs comply with regulatory requirements. A Compliance Specialist... ..., and improve internal controls and monitoring systems for various programs and...Local areaFlexible hours$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT What is the opportunity? The Compliance Specialist establishes... ...effective compliance program to ensure regulatory compliance for Wealth Management products. Responsible for monitoring, discovering, interpreting, enhancing,...Remote work$60k - $75k
...Compliance Specialist - Affordable Housing Queens, NY | Full-Time | About the Company... ..., part compliance navigator, and part regulatory translator. What You'll Do File... ...Regulatory Compliance & Audit Prep Monitor units for compliance with rent limits,...Full timeInterim roleWork at officeLocal area- ...an accommodation or an alternative application process. REGULATORY COMPLIANCE SPECIALIST Black Creek, GA, US 7 days ago Requisition ID: 1779 Regulatory... .... Support Functions Assists in implementing and monitoring compliance controls, compliance procedures, and operational...Contract workWork at officeShift work
$70k - $75k
...Compliance Specialist Location: On-site | Manhattan/Bronx Reports to: Senior Compliance... ...a critical role in ensuring ongoing regulatory compliance across an assigned portfolio... ...responsible for reviewing resident files, monitoring program compliance, supporting site...Full timeInterim roleWork at office$65k - $75k
...globally of which 2 in the US and 1 in Canada. As a Compliance Specialist within the U.S. Regulatory Compliance team, you will play a key role in ensuring... ...regulations. Your responsibilities will include monitoring compliance activities, conducting regulatory assessments...Work at officeFlexible hours- The Director, Compliance Monitoring, reporting to the Vice President, Compliance, leads NPCC's Compliance Monitoring program and is responsible... ...provides leadership in the consistent application of regulatory requirements, risk-based monitoring practices, and continuous...Work at officeLocal area
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