Search Results: 21,428 vacancies
...Role Overview – Legal & Compliance Analyst:
Join our client, a leading financial advisory firm serving high net worth individuals, families... ...)
• Familiarity with applicable regulations and ongoing regulatory filings
• Understanding of organizational/business...
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...Job Description
Job Description Technical Regulatory Business Analyst/Regulation 2052 A/Alteryx - Flagstar Bank - Hybrid/NYC - 1 year+ -... ...leading financial institution committed to innovation and compliance excellence. Our dynamic team is dedicated to delivering top...
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Contract work
Local area
Relocation
Flexible hours
3 days per week
...Job Description
Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry)
** NOTES: Ideal candidate will have experience in the following:
Property and Casualty insurance experience (home, auto, umbrella, watercraft, dwelling fire, package...
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Remote job
Work visa
...The Director, Regulatory Compliance is responsible for managing key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). These functions include managing responses to SEC inspections and oversights, managing responses to government...
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Holiday work
Full time
Temporary work
For contractors
For subcontractor
Local area
Immediate start
Remote job
...Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including merger control filings. The successful candidate will...
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Work experience placement
...daily commute to reducing humanity's collective environmental footprint - we've got huge goals.
As Senior Counsel of Regulatory and Compliance , you will join our dynamic Legal team with a particular focus on being a trusted advisor to the business while ensuring...
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Local area
Flexible hours
...oversees some $112 billion in client assets.
Position:
The RGFO Compliance Team is seeking a Compliance Analyst to assist with various aspects of the Compliance branch program including, regulatory advice and guidance, policy interpretation, conducting testing/...
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Local area
...Title: Compliance Analyst
Location: New York City, NY
Hybrid Work: Role will start in-office four days per week, reducing to three... ...compliance operations and contributing to the firms adherence to regulatory standards.
Responsibilities:
Support the Compliance...
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...London, Cologne, Oslo and Singapore.
EIP seeking to hire a Compliance Analyst who will work closely with the firm's Compliance Officer to... ...Assist with updating the firm's compliance manual and regulatory filings (e.g., Form ADV, Form PF, etc.)
Own the administration...
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Work from home
Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and compliance professionals... ...all business activities are conducted in accordance with regulatory requirements.
Job Title: Compliance Analyst
Location:...
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...Citadel and Bridgewater Associates.
Opportunity
As a Compliance Analyst, you'll play the role of coordinating and executing our compliance... ...compliance-related employee onboarding
Assist with any regulatory inquiries and / or examinations
Identify process...
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...Description:
Responsibilities:
Assist both the Head, Compliance and Executive, Compliance to monitor the Branchs compliance... ...prepare e-file Suspicious Activity reports to the relevant regulatory check all applicable files (Customer List, Board of Directors,...
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Local area
Overview:
COMPLIANCE ANALYST
WHAT IS THE OPPORTUNITY?
The Compliance Analyst will be responsible for monitoring, oversight and independent... ...an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and...
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Hourly pay
Compliance Analyst
The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies... ...prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies.
We are seeking a highly...
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...about our benefits, please visit
Fanatics is seeking a motivated, team-oriented state compliance analyst with 2-4+ years of applicable experience in a compliance, legal, or regulatory operations role (gaming industry experience preferred, but not required). The State...
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Full time
Worldwide
Home office
...about our benefits, please visit
Fanatics is seeking a motivated, team-oriented state compliance analyst with 2-4+ years of applicable experience in a compliance, legal, or regulatory operations role (gaming industry experience preferred, but not required). The State...
Full time
Home office
...About the Team:
The FERC Generation Compliance Team is responsible for the compliance management... ...The primary role of the FERC Compliance Analyst will be to support the implementation of... ...and audits and respond to regulatory requests from federal and regional regulatory...
...the five boroughs.
The Department of Homeless Services (DHS) seeks to hire two (2) Community Coordinators to function as Compliance Analysts who will;
- Coordinate case reviews, obtain, and organize case records, analyze case files to make an initial determination...
Local area
Monday to Friday
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management...
Full time
Temporary work
Part time
Bank staff
...financial marketplaces, is seeking an Associate level Trading Compliance Analyst to join our OTC Link ATS team.
Please note this position... ...dealer related tasks
* Assist in preparation of draft Regulatory filings
* Support CCO in a variety of compliance related tasks...
Temporary work
Local area
Flexible hours
