Get new jobs by email
- ...Business Overview: Demonstrate the firm's commitment to compliance by maintaining a compliance testing review program that evaluates... ...value-added comments and recommendations where appropriate. Also, assist in the firm's various certification processes, coordinate...Suggested
- ...passionate about our business and our culture, and are seeking individuals with that same drive. The Compliance team is seeking a full time Assistant Vice President / Associate with responsibility across multiple areas of focus. Responsibilities : Managing the...SuggestedFull timeWork at officeRemote work
- ...Compliance Monitoring and Surveillance - Assistant Vice President This position is responsible for supporting surveillance and monitoring in the Compliance Group. Manage and execute various Enterprise-Wide programs including: Record Information Management (RIM), Business...SuggestedFull timeWork experience placementWork at office
Mitsubishi UFJ Trust and Banking Corporation, New York Branc...
New York, NY18 days ago - ...to diverse businesses. Job Description The Position: AVP, BOWS Compliance The Firm is seeking to add a Compliance resource to the BOWS... ...for resolution Conduct electronic communications monitoring Assist with reporting/filing requirements on the FINRA Gateway as needed...SuggestedTemporary workWork at officeLocal area
- ...Assistant Vice President, Business Operations Our Vision: To make New York City the global model for inclusive innovation and economic growth... ..., review, and maintain operational policies to ensure compliance with regulations and alignment with organizational operations...SuggestedTemporary workSummer workWork at officeFlexible hours
- ...Job Description Job Description Assistant Vice President of Programs PRIMARY FUNCTION/PURPOSE: The Assistant Vice President of Programs... ...and management to Transitional Housing Programs to ensure compliance with all legal, regulatory, and contractual requirements....SuggestedContract workWork experience placementLocal area
- ...Assistant Vice President of Compliance About the Company Premier investment bank Industry Investment Banking Type Privately Held About the Role The Company is seeking an Assistant Vice President of Compliance to join their team. The successful...Suggested
- ...culture, and are seeking individuals with that same drive. Assistant Vice President - Business Selection and Client Onboarding (Conflicts and... ...heavy interaction with banking teams and Legal & Compliance. Responsibilities : Assists with the firm's conflict...SuggestedWork at office
$93.75 - $112.5 per hour
...The Firm is seeking to add a Compliance resource to the BOWS Legal and Regulatory Team in its New York office. The position offers a great... ...using illumis; electronic communications monitoring; assisting with reporting/filing requirements on the FINRA Gateway; maintaining...SuggestedFull timeWork at officeBrookfield Asset Management
New York, NYa month ago- ...Assistant Vice President, Private Equity At Corebridge Financial, we believe action is everything. That's why every day we partner with financial... ...characteristic. The Company is also committed to compliance with all fair employment practices regarding citizenship and...SuggestedWork experience placementWork at officeLocal areaImmediate startRemote work
- ...Assistant Vice President I, Technology Risk And Controls At Corebridge Financial, we believe action is everything. That's why every day we... ...assurance program designed to support the company's overall compliance with regulations, laws, and corporate policies relating to...SuggestedWork at officeLocal areaImmediate startRemote workFlexible hours
- ...mark-to-market (MtM) valuations, ensuring they reflect fair value Collaborate with internal departments to ensure compliance with policies and procedures Assist in front office initiatives, providing analysis and support for key projects Work with cross-functional teams...SuggestedWork at officeLocal areaRemote work
- ...investor communications initiatives and assists Marketing in developing information,... ...Structured Finance, Fund Accounting and Compliance to create and disseminate information that... .... Position Responsibilities The Vice President will serve as a point of contact for...SuggestedWork at office
In House Counsel Jobs | JDHuntr 41757 Senior Vice President & Assistant General Counsel, New York, N
In House Counsel Jobs | JDHuntr 41757 Senior Vice President & Assistant General Counsel, New York, NY To apply go to JDHuntr.com Lead companys... ...potential new investments in the company. Ensure companys compliance with applicable laws, regulations, and covenants with...SuggestedFull time- ...four-time winner of MMI/Barron's Solutions Provider award (See link below). About the Role iCapital is looking for a Compliance Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team to lead the review and approval process for...SuggestedFull timeWork at officeRemote workWork visa
- ...other BASS team members, Line of Business supervisors, Business Controls and COO teams as well as other support functions (e.g., Compliance, Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal will be to help the Designated Supervisors...Work experience placement
- ...Job Description Job Description About the Role iCapital is looking for a Compliance Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team to lead the review and approval process for investor KYC with a strong private fund...Full timeWork at officeRemote work
- ...Overview Job Title Americas Corporate Bank and Treasury Business Line Operational Risk Specialist Corporate Title Assistant Vice President Location New York Overview Non-Financial Risk Management (NFRM) is looking for a dynamic professional who works...Full timeWork at officeWork from home
- ...the Commercial Banking Attorney - Commercial Real Estate - Vice President, Assistant General Counsel role at JPMorganChase 5 days ago Be among... ...servicing teams, as well as other JPMCB stakeholders including compliance and controls teams, in each case, on a variety of CRE...Full timeWork at office
- US Advisor Attorney-Vice President, Assistant General Counsel Join to apply for the US Advisor Attorney-Vice President, Assistant General Counsel... ...departments. JD or educational equivalent required. Compliance with relevant licensing requirements. Preferred Qualifications...Full time
- ...four-time winner of MMI/Barron's Solutions Provider award (See link below). About the Role iCapital is looking for a Compliance Assistant Vice President or Vice President professional to join its Regulatory and Compliance team to lead the review and approval process for...Full timeWork at officeRemote workWork visa
- ...Vice President, IR Governmental Grant Compliance & Admin About the Company Respected credit union focused on community development Industry Banking Type Privately Held Founded 1995 Employees 201-500 Categories Banking & Mortgages ATM...Remote job
- ...Description Job Title: Operations Lead Corporate Title: Assistant Vice President Location: New York, NY Overview Private Banking... ...processes Act as SME and coordinator with Audit, Compliance, Finance, Risk Management teams for various projects and reporting...Work at officeWork from home
- ...skills at all business levels. ~ Ability to work collaboratively across departments. ~ JD or educational equivalent required. ~ Compliance with relevant licensing requirements. Preferred Qualifications, Capabilities, and Skills: ETF experience and in-house...
- Broker-Dealer & Cash Equities Attorney - Vice President, Assistant General Counsel - Join to apply for the Broker-Dealer & Cash Equities Attorney... ...businesses. You will work closely with the business, compliance, other internal control functions, internal and external legal...Full time
- ...to facilitate our technology development by coordinating with internal teams including Sales, UX & Design, Engineering, Legal and Compliance. The ideal candidate will be able to facilitate collaboration, effective delivery, and ensure the team meets business objectives...
- ...recruitment team will provide more details. Job Summary: Within Compliance PMO, the Technical Project Manager is responsible for... ...results and deliverables throughout each phase of a project. •Assist the training coordinator in the delivery of end user training and...Work experience placementWork at officeLocal areaRemote work
- ...career to the next level? We are looking for an experienced Assistant Vice President - Senior Information Security Analyst to join a leading... ...vulnerabilities. Collaborate with cross-functional teams to ensure compliance with regulatory requirements. Lead incident response...Local area
- ...Assistant Vice President, Actuary About the Company Well-established regional property & casualty insurance carrier Industry Insurance Type Privately Held About the Role The Company is seeking an Assistant Vice President to lead its actuarial department...
- ...between strategy and execution, working cross-functionally across Sales, Product, Engineering, Operations, Finance, HR, Legal, and Compliance teams to deliver seamless, value-accretive integrations. The ideal candidate will drive smooth transitions and help realize the...Full timeWork at officeRemote work
iCapital
New York, NY8 days ago
