Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Testing & Monitoring Lead

TBG | The Bachrach Group

The Bachrach Group is seeking a Senior Compliance Officer to join its independent compliance monitoring and testing function in New York. The role plans and executes risk-based reviews, documents conclusions, communicates control weaknesses, and oversees corrective actions through closure. You will partner with business leaders, control functions, auditors, and stakeholders across locations, supporting governance, regulatory change, training, and program-enhancement initiatives in a fast-paced #J-18808-Ljbffr TBG | The Bachrach Group

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Testing & Monitoring Lead in New York, NY vacancy
  •  ...A leading organization in clinical research is seeking a Clinical Research Associate to ensure that clinical studies are conducted in compliance with regulatory requirements. The role involves significant travel, monitoring clinical sites, and maintaining robust documentation... 
    Senior
    Remote work

    Baim Institute for Clinical Research

    New York, NY
    1 day ago
  • ICON is seeking a Senior Clinical Research Associate - Oncology to oversee site monitoring and ensure GCP compliance across multiple sites in the northeast US. You will manage site initiation, ongoing monitoring, and close-out visits, while coordinating with cross-functional... 
    Senior
    Remote work

    Remote Jobs

    New York, NY
    5 days ago
  • OnePay is seeking a seasoned Compliance professional to lead controls, monitoring, and risk assessment across regulatory domains. You will partner with Product, Operations, Engineering, Legal, Risk and Compliance to ensure effective controls and timely issue remediation... 
    Senior
    Remote job

    ONE

    New York, NY
    5 days ago
  • JBS International is seeking a Grants Monitoring Compliance Lead Technical Expert III to provide strategic oversight of federal grants administration, monitoring, and compliance reviews. The role leads TA, stakeholder communication, and performance assessment while supervising... 
    Senior
    Remote job

    JBS International

    New York, NY
    2 days ago
  • $175k - $195k

     ...Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client,...  ...specialist Compliance Monitoring & Testing group. You will report directly into the...  ...Monitoring program Working with senior business leaders to enhance the Compliance... 
    Senior
    Full time

    Larson Maddox

    New York, NY
    2 days ago
  • $100k - $135k

    TD Bank is seeking a Senior Compliance Officer for its Monitoring and Testing team in New York, NY. This key role involves executing compliance testing, overseeing remediation efforts, and building global relationships with stakeholders. Candidates should have at least... 
    Senior

    TD Bank

    New York, NY
    3 days ago
  • Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré... 
    Senior
    Remote job

    TD Bank

    New York, NY
    2 days ago
  • TD Bank Group in New York, NY is seeking a Senior Compliance Officer to strengthen the US Compliance Monitoring and Testing Team and Core Compliance functions. The role focuses on developing and executing the annual testing plan, evaluating regulatory requirements, and... 
    Senior

    TD Bank Group

    New York, NY
    5 days ago
  • TD Securities seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team and Core Compliance Group in New York. You will develop and drive the annual testing plan, oversee testing engagements, and manage remediation with global stakeholders... 
    Senior

    TD

    New York, NY
    3 days ago
  • Apple Bank for Savings in New York, NY is seeking a Lead Compliance Testing/Data Mining Analyst to collect data for compliance monitoring and ensure data validity. The role conducts reviews across business units and products in line with the Bank's Compliance Risk Assessment... 
    Senior

    Apple Bank for Savings

    New York, NY
    2 days ago
  • Syneos Health in the United States is seeking a Senior Clinical Research Associate (Sr CRA) to support site monitoring across the drug development continuum. You will...  ...on-site and remote visits, ensure ICH-GCP compliance, and partner with investigative sites to drive... 
    Senior
    Remote work

    United States Digital Space LLC

    New York, NY
    5 days ago
  • $100k - $135k

     ...Hours 40 Line Of Business Compliance Pay Detail $100,000 - $135,...  ...Preferred Qualifications: This Senior Compliance Officer is a key...  ...Securities - US Compliance Monitoring and Testing Team and Core Compliance...  ...specialized expertise or may lead a small team of specialists... 
    Senior
    Temporary work
    Work experience placement
    Work at office
    Work from home
    Flexible hours

    TD

    New York, NY
    3 days ago
  • $107.71k - $161.56k

    Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.Essential Job Functions:This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager... 
    Full time
    Temporary work
    For contractors
    For subcontractor
    Local area
    Immediate start

    Financial Industry Regulatory Authority

    New York, NY
    2 days ago
  • $192k - $240k

     ...technical stack. We're building the system that fixes this: Journey Monitoring, a single centralized hub that brings together Real User...  ...Datadog is:$192,000—$240,000 USDAbout Datadog: Datadog is the leading observability and security platform for the AI era, providing... 
    Senior

    Datadog

    New York, NY
    3 days ago
  • $107.71k - $161.56k

     ...Risk Monitoring DirectorResponsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members.Essential Job Functions:This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying... 

    FINRA

    New York, NY
    3 days ago
  • Crédit Agricole Leasing & Factoring S.A. in Aschheim bei München sucht einen Experten Risikoanalyse & Monitoring im Factoring (m/w/d). Sie steuern Risikoanalysen, überwachen Risikotrends im Portfolio und unterstützen die Weiterentwicklung des Risikomanagements in einem... 
    Senior

    Crédit Agricole Leasing & Factoring

    New York, NY
    3 days ago
  •  ...Project Hospitality is seeking a Family Monitor at Hospitality House in Staten Island, NY. This full-time position focuses on ensuring the safety and compliance of families in shelter during evening hours. The ideal candidate will have a High School Diploma or GED, exceptional... 
    Full time
    Afternoon shift

    Project Hospitality

    New York, NY
    2 days ago
  • Datadog in New York is seeking a Senior Product Manager to own the Journey Monitoring hub, driving end-to-end product lifecycle and cross-functional collaboration. You will work with SREs, engineers, PMs, and business leaders to design an observability layer that auto-... 
    Senior

    Triwill Group

    New York, NY
    4 days ago
  • $272k - $340k

     ...We’re looking for a Senior Staff Software Engineer with deep experience in GenAI/ML to join Datadog’s Application Performance Monitoring (APM) team. APM is a product which provides deep visibility...  ...focused on agentic workflows. You’ll lead efforts to design, train, evaluate,... 
    Senior
    Work at office

    Datadog

    New York, NY
    2 days ago
  • $140k - $185k

    A financial services company located in New York seeks a Portfolio Monitoring Manager to oversee ongoing portfolio positions and ensure alignment with investment guidelines. The role requires strong quantitative and analytical skills, proficiency in Excel, and familiarity... 
    Senior
    Ongoing contract

    TEEMA Solutions Group

    New York, NY
    1 day ago
  • A leading global investment organization based in New York is seeking an Analyst or Senior Analyst to support its private credit investment platform. The role involves coordinating...  ...of credit transactions and involves monitoring treasury operations and performance... 
    Senior

    Northbound Executive Search

    New York, NY
    3 days ago
  • $95k - $120k

     ...Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and...  ...Oppenheimer & Co. Inc. is seeking a Senior AML Transaction Monitoring Investigator to join their AML Group...  ...databases such as LexisNexis, World Compliance, as well as open source searches.... 
    Senior
    Full time

    Oppenheimer & Co. Inc.

    New York, NY
    13 days ago
  • $153k - $204k

     ...and scale AI with confidence. Trusted by leading AI labs, startups, and global...  ...Learn more at .What You’ll Do:The Fleet Monitoring and Analysis (FMA) team builds and operates...  ...reliability operations.About the role:As a Senior Data Engineer you will own and evolve the... 
    Senior
    Permanent employment
    Full time
    Temporary work
    Casual work
    Work at office
    Flexible hours

    CoreWeave

    New York, NY
    3 days ago
  • Responsibilities Own product strategy and value creation for condition monitoring, sensing technology and control platform interfaces Partner...  ...to analyze and resolve problems Demonstrated ability to lead programs / projects Ability to document, plan, market, and execute... 
    Senior
    Contract work

    Jobtailor

    New York, NY
    1 day ago
  •  ...NY is seeking an experienced Financial Crime Risk Management testing specialist to join the team. The role focuses on independent evaluation...  ...mitigation. Ideal candidates have 5+ years in transaction monitoring, KYC/EDD/CDD, and investigative experience, with the ability... 
    Senior

    TD Bank Group

    New York, NY
    5 days ago
  • Drägerwerk AG & Co. KGaA is seeking a Senior Marketing Manager focusing on the Patient Monitoring product portfolio. This hybrid role based in Telford or Andover involves driving marketing programs, collaborating with global teams, and engaging with customers to tailor... 
    Senior

    Drägerwerk AG & Co. KGaA

    New York, NY
    5 days ago
  • Syneos Health is seeking a Sr.CRA to oversee site qualification, initiation, monitoring, and close-out visits for clinical studies. The role requires ensuring regulatory compliance, data integrity, and patient safety across sites, with the flexibility to work remotely or... 
    Senior
    Remote job

    Syneos Health, Inc.

    New York, NY
    2 days ago
  • $110k - $120k

     ...Job Description: Position Summary Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable... 
    Work at office

    Guggenheim Securities LLC

    New York, NY
    5 days ago
  • Director - AIM Control Monitoring and Testing Automation Lead Job Req Id: 26982872 Location(s): Chennai, Tamil Nadu, India Job Type: Hybrid Posted: Aug...  ...technical expert, a people manager, and a key partner to senior stakeholders across the organization. Your success will... 
    Full time

    Citi

    New York, NY
    1 day ago
  • We are seeking an experienced Monitoring & Testing Lead to establish and oversee an independent assurance...  ..., and provide reporting to senior management and governance committees....  ...transaction monitoring, escalation, or other compliance activities. Conduct partner oversight... 
    Bank staff

    Madison-Davis, LLC

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Testing & Monitoring Lead. Be the first to apply!