Senior Compliance Officer: Monitoring & Regulatory Leader
TD Bank Group
TD Bank Group in New York, NY is seeking a Senior Compliance Officer to strengthen the US Compliance Monitoring and Testing Team and Core Compliance functions. The role focuses on developing and executing the annual testing plan, evaluating regulatory requirements, and driving remediation with stakeholders across the firm. The ideal candidate has a Bachelor's degree with 5-7 years of related experience, strong analytical and communication skills, and the ability to manage multiple initiatives in #J-18808-Ljbffr TD Bank Group
Vacancy posted 2 days ago
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## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime type... ...needed, to annual compliance training requirements and regulatory change impact assessments**Education & Experience:*** BA...SeniorRegulatoryWork experience placementLocal areaWork from homeFlexible hours- ...Clinical Research Associate - Sponsor Dedicated to support site qualification, initiation, monitoring, and close-out visits across sponsor projects. The role emphasizes regulatory compliance, subject protection, and robust data integrity in an on-site or remote setting. The...SeniorRegulatoryRemote job
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Rutherford Search
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