Regulatory Counsel — Broker-Dealer FinTech (California)
Visa Hunt
Robinhood is seeking an Assistant General Counsel to join our Regulatory legal team, with experience in retail broker-dealer regulation. This role is based in New York, NY; Washington DC; or Menlo Park, CA with in-person attendance 3 days per week to accelerate progress and collaboration.
We seek a highly adaptable, collaborative attorney who can handle ambiguity and shifting priorities, delivering practical legal advice.
#J-18808-Ljbffr- ...Robinhood is seeking an experienced Assistant General Counsel, Credit Cards to serve as the primary legal architect for our credit... ...functional teams from ideation through launch. You will manage regulatory compliance, craft consumer agreements, and shape the future of...RegulatoryFull time
- ...technology. This hands-on in-house role requires 7–10 years of experience, JD, and US bar admission. The position includes collaboration with cross-functional teams, ensuring regulatory compliance, and maintaining templates. Onsite 3 days/week in Sunnyvale. #J-18808-Ljbffr...RegulatoryFull time3 days per week
- ...People Of: Professional Services is seeking a Labor & Employment Counseling Associate in Los Angeles, CA. This role is ideal for a 3rd–6th... ...tailored to client needs. Given the importance of workplace regulatory compliance, your role will include conducting audits, drafting...RegulatoryFull time
- ...Jobtailor is seeking an experienced regulatory counsel to lead Baseten's AI regulatory posture in the U.S. and international markets. You will own export controls, privacy program development, and certification governance while partnering across Security, Engineering...RegulatoryFull time
$380k
...Labor & Employment Associate / Counsel Location: San Francisco, CA A top-tier international law firm is seeking an experienced... ...advice on compliance and employment law risk management under California and federal law. Who You Are ~6+ years of employment...SuggestedFull time- ...litigation, including coordination with outside counsel. Draft, review, interpret, and update... ...legal requirements. Monitor legal and regulatory developments across North America and... ...Doctor (J.D.) and active bar membership; California bar membership preferred. 7+ years of...RegulatoryWork at officeLocal areaRemote workFlexible hours1 day per week
$270k - $290k
...Position: Labor & Employment Counsel Location: Los Angeles, CA; San Francisco, CA Experience: 9-12 years We are representing a prominent... ...) required. Must be licensed to practice law in the State of California. 9-12 years of relevant experience in labor and employment law...Full time$270k - $290k
...A prominent law firm is seeking a Labor & Employment Counsel to join their offices in California. The role involves managing a variety of labor and employment law matters independently, including litigation and PAGA cases. An ideal candidate will have a Juris Doctorate...Full time- ...the name of the People of the State of California. Guided by an overarching commitment... ...Power (LADWP) Division acts as General Counsel to the Board of Water & Power Commissioners... ...utilities); Experience managing public, regulatory and commercial projects, litigation and/...RegulatoryFull timeWork at officeTrial period
$235k - $390k
...Los Angeles, CA Labor & Employment Counseling Associate A leading global law firm... ...objectives. Key Responsibilities Advise California, national and multinational employers... ...workplace compliance obligations and regulatory developments Who You Are ~3rd–6th...RegulatoryFull timeFlexible hours$200k - $240k
...00+ teammates across hubs in California, Arizona, and Texas collaborate... ...the largest private consumer fintech unicorns in the U.S., with... ...tools that empower external brokers to deliver Achieve’s industry... ...aligning C-suite executives and regulatory bodies on highly strategic,...RegulatoryFull timeContract workImmediate startRemote workWork from homeShift work- Robinhood’s legal team seeks an experienced Employment attorney to provide day-to-day guidance on enterprise employment policies, investigations, and risk assessments in the U.S. and abroad. This role requires collaboration across People and Compliance teams with in-person...Full time3 days per week
$300k - $400k
...technology business based in Pasadena, California. At Scratch, everything starts and ends... ...tax advisors Oversee tax, audit, and regulatory financial reporting Investor & Board... ...Haves Background in consumer lending, fintech, or marketplace lending Experience with...RegulatoryFull timeWork at officeRemote workDay shift- ...Holdings, Inc. seeks an Executive Vice President, Associate General Counsel - Corporate in La Jolla, CA. This senior leader will manage... ...to the CLO, you will guide governance processes, filings, and regulatory compliance for a NASDAQ/NYSE‑listed environment while...RegulatoryFull time
$230k - $270k
...-play online social games. We have an exciting opportunity to join our Legal team in the USA and are currently looking for a Regulatory Counsel to join the team. In this role you will advise the business on gaming and government affairs regulation, providing strategic...Regulatory$190.31k - $237.88k
...a business-minded attorney to join our Legal team as Product Counsel who will report to the Director - Legal Product & Strategy. You... ...intellectual property, software licensing, privacy, AI, security, and regulatory considerations affecting company products. Develop scalable...RegulatoryFull timeRemote work- ...without compromise. Summary We are seeking an experienced Product Counsel attorney to be a part of our growing Legal team. As Product... ...-minded lawyer with a deep understanding of the legal and regulatory issues affecting global technology and cybersecurity SaaS companies...RegulatoryLocal areaRemote work
$200k - $250k
...markets Position: Chief Compliance Officer – Autism & IDD Location: California TH Daniels Global Executive Search & Selection is a renowned... ...scale responsibly while maintaining the highest ethical and regulatory standards. You will lead a team consisting of a Director of...RegulatoryFull time$180k - $230k
...Other Skills and Abilities Licensed to practice law in California Ability to lead and motivate others on the team to accomplish... ...Ability to mentor, train and build team enthusiasm among staff counsel Ability to assist as second chair in trials and arbitrations...Full timeWork at office- ...Verrus is seeking a Commercial/IP Litigation Partner with extensive experience in California State Court matters. This role offers the chance to lead complex litigation cases, develop effective strategies, and mentor junior attorneys within a fully remote working environment...Full timeRemote work
- ...venture-backed AI software company is seeking a commercially minded Counsel to join its legal team as the second legal hire , working... ...This role offers broad exposure across commercial, regulatory, corporate, employment, and intellectual property matters. You...Regulatory
$200k - $240k
...alongside a $130M Series A. The Role Higgsfield is seeking a Senior Counsel, Commercial to serve as a key legal partner to our Sales,... ...contract management systems and reporting. Monitor legal and regulatory developments impacting AI, digital media, content generation,...RegulatoryContract work$150k - $350k
...Hybrid Intellectual Property Litigation Attorney in California Join a well-established, nationally recognized AmLaw firm with 10 offices and 300+ attorneys. The firm is known for handling sophisticated, high-stakes litigation and complex intellectual property matters...Full time- ...Stealth Law Firm seeks an Intellectual Property Litigation Attorney (or Partner) with 2+ years of IP litigation experience to join its California team. The role offers hybrid work and the opportunity to handle high-stakes IP disputes from strategy through trial,...Full time
$200k - $280k
...Stealth Law Firm in California offers a remote-friendly position for a litigation attorney, handling civil and business litigation matters from start to finish. You will manage cases, draft motions and pleadings, conduct legal research, and appear at hearings with support...Full timeRemote work- ...Jobtailor seeks a senior in-house litigation counsel to advise senior leadership on complex legal matters and lead a proactive litigation strategy. You will partner with business leaders across functions to balance growth with risk, and manage outside counsel across a...Full time
$120.61k - $165.43k
...Parental Leave Pay Range: $120,611 - $165,434 Job Summary The Associate Legal Counsel provides legal support to Hydro across a range of commercial, corporate, compliance, and regulatory matters under the supervision of more senior attorneys. This role is designed for...RegulatoryContract workWork at officeLocal areaFlexible hours- ...requirements into actionable guidance for division and region leadership, negotiate sophisticated agreements, and manage budgets for outside counsel. The role emphasizes leadership, mentoring, and the development of playbooks and standards across the Real Estate practice. #J...Full time
$310k - $390k
...Managing Associate – M&A and Private Equity Attorney | California TPO search Locations: San Francisco, Silicon Valley, Orange County, Santa Monica A top‑tier AmLaw firm seeks a Managing Associate with 4‑6 years of experience to join its high‑performing M&A and...Full timePrivate practice- 11 Premier Research International LLC is seeking a Vice President of Regulatory Strategy in California. This role involves supervising teams, developing regulatory strategies, and ensuring compliance with regulations governing clinical trials. The ideal candidate will...RegulatoryFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Counsel — Broker-Dealer FinTech (California). Be the first to apply!
- managing broker California, MO
- energy broker California, MO
- remote broker California, MO
- transportation broker California, MO
- logistics broker California, MO
- sales broker California, MO
- business broker California, MO
- regulatory contract California, MO
- regulatory executive California, MO
- regulatory technician California, MO
















