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Senior Director, Regulatory Solutions & Trade Surveillance

Full-time

Harrington Starr

A leading capital markets technology business is hiring a senior IC to drive the commercial development of its Compliance & Trade Surveillance offering.

What you’ll be doing:

  • Join client meetings, discovery sessions and RFPs as the regulatory and surveillance SME
  • Lead client-specific demos and presentations, helping move opportunities from initial engagement through to commitment
  • Work closely with Sales to identify opportunities within existing institutional client relationships
  • Shape commercial positioning, thought leadership and market strategy for the business
  • Partner with Product and Customer Support to bring client and market feedback into the product roadmap
  • Track regulatory developments and translate them into relevant client use cases and commercial opportunities
  • Represent the business at industry conferences, roundtables and events

Key skills / experience:

  • 8+ years in capital markets regulation, compliance, surveillance or a closely related area
  • Deep knowledge of trade surveillance, market abuse and capital markets regulation
  • Strong understanding of frameworks such as MiFID II, MAR, Dodd-Frank, etc.
  • Comfortable operating in a client-facing, commercially oriented environment
  • Experience with demos, RFPs, presentations or consultative engagements
  • Strong ability to bridge Regulatory, Sales, Product and Customer-facing teams
  • Excellent communication skills and confidence representing a business externally
  • Self-directed, commercially minded and comfortable in a high-autonomy IC role

The role is open in NYC or Chicago. If you have the required skills and are up to the challenge, apply now for more information.

Vacancy posted 2 days ago
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