Compliance Analyst

Title: Compliance Analyst - Code of Ethics Location: Midtown Manhattan (onsite 3 days/week) Compensation: $90K-$110K base + bonus This role supports the Code of Ethics program of a $12B+ hedge fund in Midtown Manhattan. Responsibilities: Coordinate ethics-related onboarding activities, including new-hire training and validation of employee brokerage and investment disclosures through the designated compliance platform Advise personnel on internal compliance requirements, policy interpretation, and appropriate procedures under the firm's conduct standards Investigate potential policy breaches, document findings, and escalate concerns to senior compliance leadership when appropriate Execute targeted testing and surveillance procedures to evaluate program effectiveness, and compile recurring employee trading analyses for management review Recommend enhancements to the organization's ethics framework and supporting compliance policies in response to regulatory developments and industry practices Identify ways to strengthen program oversight and operational efficiency through process improvements and emerging technology solutions Assess adherence to global standards across regional offices, coordinate with international stakeholders, and communicate significant observations to senior compliance personnel Manage assigned components of the quarterly employee compliance attestation and certification process Qualifications: 1-3 years of compliance experience at a compliance consulting firm or RIA