Head of Regulatory Examinations Management, MD
$170k - $267.5kState Street Bank
Who we are looking forThe Global Head of Regulatory Examination Management is a senior leadership role within the Global Regulatory Liaison Office (GRLO) responsible for leading the firm’s global regulatory examination program, including the governance, coordination, and execution of supervisory reviews across jurisdictions.This role serves as the central point of contact between supervisory agencies and the firm to ensure examinations are managed in a consistent, proactive, and well-controlled manner. This role requires in-depth understanding of regulatory and supervisory processes, strong executive communication skills, and the ability to influence a broad range of internal and external stakeholders. As part of the GRLO, the role contributes to fostering a strong regulatory posture by driving disciplined execution, clear and consistent messaging, and effective engagement with supervisory authorities.The Global Regulatory Liaison FunctionOur GRLO serves as the primary liaison with regulators in jurisdictions in which we operate and is responsible for strategically managing those relationships through a global operating model that supports local, regional and global needs consistently. What you will be responsible forExamination Program Leadership: Lead the global regulatory examination program, including setting standards, execution protocols, and oversight across jurisdictions.End-to-End Examination Management: Oversee the planning, coordination, and delivery of regulatory examinations, including intake, scoping, scheduling, response management, and closeout.Stakeholder Coordination: Drive alignment across business and control functions, including Risk, Compliance, and Legal, to ensure responses are timely, accurate and consistent.Regulatory Engagement Support: Partner with Regulatory Relationship Management to support supervisory interactions and the development of briefing materials.Quality Assurance and Messaging: Ensure regulatory submissions and related materials are clear, concise, accurate, and aligned with firm positions.Governance and Reporting: Oversee reporting and escalation protocols for senior management and the Board.Continuous Improvement: Identify themes and lessons learned from examinations and drive enhancements to processes, controls, and readiness.Team Leadership: Lead, develop and mentor a high-performing team while fostering strong execution and accountability.Education & Preferred Qualifications12+ years of relevant experience in regulatory examination management, regulatory affairs, compliance, risk, or a related disciplineDeep understanding of regulatory examination processes and supervisory engagement across complex, highly regulated environmentsProven ability to lead complex, cross-functional efforts and influence senior stakeholders across a matrixed organizationStrong executive communication skills, including experience preparing materials for senior management, Boards, and regulatorsDemonstrated organizational, program management, and execution skills with strong attention to detailExperience leading and developing teams in a fast-paced, high-accountability environmentBachelor’s degree required; advanced degree preferredSalary Range: $170,000 - $267,500 AnnualThe range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.Employees are eligible to participate in State Street’s comprehensive benefits program, which includes: our retirement savings plan (401K) with company match; insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages; paid-time off including vacation, sick leave, short term disability, and family care responsibilities; access to our Employee Assistance Program; incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans); and, eligibility for certain tax advantaged savings plans.For a full overview, visit .About State StreetAcross the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.Discover more information on jobs at StateStreet.com/careersRead our CEO StatementJob Application Disclosure:It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.SummaryLocation: New York, New York; Clifton, New Jersey; Stamford, Connecticut; Boston, MassachusettsType: Full time
$140k - $190k
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Position Summary Manager - Risk, Regulatory, & Licensing - Digital Assets Regulatory & Financial Risk Ready for a fast-paced, impactful... ...risk assessments, internal audits, or regulatory examinations in a digital asset context.Implementing regulatory technology...Work at office- ...Marketing, and Operations so CAI meets its regulatory obligations while the business moves at... ...are looking for a Regulatory Program Manager to own marketing and communications... ...reporting under FINRA Rule 4530 and leading examination and inquiry responses in your areas.Own...Work at officeLocal areaRemote workFlexible hours
- The Head of Compliance for Energy and Commodities Business and... ...a robust compliance management system. Bachelor's degree is... ...testing, and management of regulatory exams. Strong understanding... ...contact for FCM and IB regulatory examinations and inquiries, coordinating...
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...securities, and advanced trading, research, and management technology. Responsibilities The Deputy... ...Excel for data management and regulatory reporting. The role requires the ability... ...to regulatory inquiries, audits, and examinations Assess and evaluate daily operations and...- ...Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate... ...Have familiarity with various regulatory mock examination audits, including documentation requests,...Contract workWork at officeShift work
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AIG is seeking a Director, Regulatory Affairs to join the Group Regulatory... ...Group. Reporting to the Head of Group Regulatory, the... ...candidate will support regulatory examinations, strategic projects, process... ...directly with senior management of the regulatory organization...Full timeWork at office- ..., or OFAC‑reportable matters to the Sanctions Manager. Assist with sanctions‑related investigations and regulatory reporting requirements. Identify and escalated... ...internal and external audits, regulatory examinations, compliance testing, and issue remediation activities...
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$120k - $130k
...alert disposition decisions, manages escalations involving potential... ...closely with the Sanctions Head, Payments Operations, Financial... ...‑related investigations and regulatory reporting requirements.... ...external audits, regulatory examinations, compliance testing, and issue...Night shift$176k - $220k
...an Associate Director, Compliance Issue Management to own how Flex identifies, resolves,... ...sacrificing accuracy, audit‑ability, or regulatory defensibility. This role is right for... ...audits, and regulatory or bank partner examinations. Proactively identify gaps in reporting...Full timeLocal areaRelocation packageFlexible hours2 days per week3 days per week- ...A global management consulting group is seeking a Manager, Payments to drive regulatory initiatives in Financial Services. The ideal candidate will have over 7 years of relevant experience, especially in payments and FinTech, providing expert guidance on U.S. payment...
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$97.2k - $195k
...Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the... ..., and regulations, while responding to regulatory inquiries, other audits, and examinationsEngages... ...experienceMay require regulatory examination/registration or certification,...Full timeWork at officeLocal areaFlexible hoursDay shift- ...A leading dietary supplement brand is seeking a Quality Assurance (QA) Manager to oversee quality systems, ensuring product quality, safety, and brand integrity across all manufacturers and suppliers. The role requires a Bachelor's degree in a relevant field and 6–10 years...Remote work
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