Regional Director, Broker-Dealer Advisors (Remote)
CFA Institute
- Remote job
CFA Institute is hiring a Regional Director for the Broker-Dealer Advisor Group to lead business development and manage key advisor relationships. This role requires extensive financial services experience, a Bachelor's Degree, and a preference for an MBA or CFA designation. The successful candidate will drive sales initiatives, deepen partnerships, and deliver compelling presentations on Dimensional's investment philosophy. The position allows remote working from New York/New Jersey or hybrid work from Charlotte. #J-18808-Ljbffr CFA Institute
- ...Broker Dealer client is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting. The position...Remote work
$85k - $100k
...Neuberger Berman is seeking an Advisor Consultant focused on building relationships with financial advisors in the Pac NW, including Merrill Lynch and Morgan Stanley. The role involves developing business plans and managing existing relationships to boost sales in mutual...Remote workFull time- A major financial firm is seeking a Commissions Analyst for a remote position based in Holmdel Township, NJ. The ideal candidate should... ...10 years of experience in financial services, particularly in Broker Dealer firms, and strong MS Excel skills. Responsibilities include...Remote jobWork at office
- ...Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible... ...to a Broadridge office and given the flexibility to work remote. Responsibilities: • Leading the BBD product project prioritization...Remote workWork at officeLocal area
$230k - $280k
Crypto.com is seeking an experienced professional to oversee US Broker-Dealer compliance operations in Manchester, NH. The role involves managing compliance activities, preparing regulatory filings, and serving as the primary contact for audits. Candidates should have Broker...Remote jobFlexible hours$40 - $60 per hour
...regulatory compliance services to client broker-dealers, including establishing processes. The... ...licenses. This role will report to our Director of Growth and Operations. Compliance... ...broker-dealers. We offer a fully remote work environment with a company culture...Remote workHourly payFlexible hours$85k - $100k
## Advisor Consultant, Broker Dealer, Pac NWApplylocations: Remote / Home Office - Washingtontime type: Full timeposted on: Posted Yesterdayjob requisition id: R0... ...experience preferred.* Experience working with wirehouse, regional, and independent financial advisors.* Proven...Remote workLocal areaHome officeShift work- ...Mutual Life Insurance Company (Penn Mutual) is seeking a full-time remote State Licensed VP of Operations. This role involves managing... ...experience in financial services and a strong background in broker-dealer operations. Responsibilities include overseeing operations,...Remote workFull time
$40 - $60 per hour
...regulatory compliance services to client broker-dealers, including establishing processes. The... ...licenses. This role will report to our Director of Growth and Operations. is... ...maintaining broker-dealers. We offer a fully remote work environment with a company culture...Remote workHourly payFlexible hours- ...openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required 2-3 times a week. Ideal candidates have over 3 years of experience in U.S. securities back-...Remote workWork at office
$81.1k - $121.7k
...Group’s Legal Department is hiring a Sr. Compliance Analyst, Broker/Dealer to be a key contributor on the Broker/Dealer Compliance team... ...offices of supervision, including identification of potential advisor sales practice violations. Create and maintain key risk...Remote workFull timeTemporary workWork experience placementWork at officeWork from home- ...travel to corporate offices. Position Sr. Compliance Analyst, Broker/Dealer – key contributor to the Broker/Dealer Compliance team, responsible... ...field offices and supervision offices to identify potential advisor sales practice violations. Create and maintain key risk...Remote workTemporary work
$23 per hour
Commissions Analyst Broker Dealer Experience My name is Bill Stevens, and I have two new twelve month plus Commissions Analyst opportunities... ...you so please feel free to call me. The work schedule will be remote however the ideal candidate must live within a reasonable...Remote workHourly payFull timeContract workWork experience placementWork at office- ...Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Ops Analyst 2, New Account Onboarding Specialist 2, is... ...connections, maintain a strong community, and do their best work. Remote roles will also have the opportunity to come together in our offices...Remote workFull timeH1bWork at officeWork from homeFlexible hours
$230k - $280k
...experienced professional to oversee our US Broker-Dealer compliance operations. This role is the... ...Adoption. Flexi‑work hour and hybrid or remote set‑up Aspire career alternatives... ...com benefits packages vary depending on region requirements, you can learn more from our...Remote workWork at office$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory... ...666.00 2 weeks ago Executive Director/VP Quality and Regulatory... ...Operations, 2 Hour Learning (Remote) - $400,000/year USD Vice... ...Laboratory Operations - East Region Clifton, NJ $300,000.00-$350,...Remote workFull timeWork at office$100k - $171.25k
...and expanding relationships with top financial advisors in the Broker Dealer channel across MO, LA, & AR. The Regional Consultant will partner with financial advisors... ...efforts throughout the territory. This is a remote sales position, based in St. Louis, MO. Key...Remote workTemporary workCurrently hiring- ...Inc is searching for a performance-driven Sales Executive in a remote role to engage with high-value advisory clients. The ideal... ...will have experience in B2B consultative selling or be a former broker-dealer professional with strong knowledge of regulatory frameworks. Responsibilities...Remote job
- CarGurus LLC is looking for a Regional Sales Director to establish and cultivate crucial relationships within the automotive industry in Houston, Texas. The role encompasses consulting with dealership management on effective online business practices and ensuring customer...Remote job
- ...wholesalers as a business development resource to financial planners and advisors for Corebridge Financial annuity products. The Hybrid... ...Work Location ~ This position is currently designated as remote. Estimated Travel ~ May include up to 25% travel....Remote workLocal areaImmediate start
$65k - $75k
...include 1) World Financial Group, including Transamerica Financial Advisors, 2) Protection Solutions and Savings & Investments, comprised... ..., geography, work location designation (in-office, hybrid, remote) and operational needs. Salary may vary above and below the stated...Remote workContract work- ...opportunity based in Atlanta working with Registered Investment Advisors to drive the distribution of Fidelity products, tools, and... ...sponsorship for this position. The Team As a Regional Director your primary responsibility will be supporting and driving sales...Remote workWork from home
$120k - $225k
Wellington Management Company is searching for a Regional Director - Wealth (Wholesaler) based in San Francisco. This professional will generate investment sales to financial advisors, collaborating with a dedicated team to market both public and private strategies. Requirements...Remote job- ...To drive loan volume and market growth, the full-time Area Manager, Dealer Partnerships will build strategic relationships with franchise auto dealers while working remotely from the Greater Detroit area. Key responsibilities Own dealer relationships within the assigned...Remote workFull timeLocal areaRelocation
- ...Operations Representative II - Broker Dealer At OneAmerica Financial, our purpose is to create more certainty for our customers that... ...and OneAmerica Financial associates are not permitted to work remotely in the State of New York. Selected employees must be able...Remote workFull timePart timeWork experience placementWork at officeLocal areaWork from homeFlexible hours
- A financial services company is seeking a Regional Director/RIA External Wholesaler to drive the sales of Fidelity... ..., and extensive field sales experience. This remote role requires collaboration with Registered Investment Advisors, focusing on client relationships and market...Remote job
- ...an accommodation or an alternative application process. Regional Performance Manager - Dealer Performance - F&I Full Time Regular Non-Manager FIELD SALES... ...Manager - Account Development Manager Location: Remote FLSA : Exempt Interested in Safe Guard Products and don'...Remote workFull timeContract workTemporary workLocal areaFlexible hours
- Job Title Regional Performance Manager - Account Development Manager Location Remote FLSA Exempt Company Overview Safe-Guard Product International serves Original Equipment... ...850 employees, who serve more than 12,000 dealers and support contract holders across the U.S....Remote workContract workTemporary workLocal areaFlexible hours
- ...FrankCrum, located in Clearwater, Florida, is seeking a Sales Broker to establish and maintain successful broker relationships for profitable sales growth. This role involves cold calling, training brokers on the FrankCrum product line, and achieving monthly goals. Exceptional...Remote work
$120k - $225k
...role in the West Coast region. This sales... ...alternatives sales to financial advisors across wire houses, independent... ...and regional broker dealer and other large wealth... ...Ideally, this Regional Director will live within the... ...with flexibility to work remotely 1 day a week. We...Remote workFlexible hours1 day per week
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