VP, AI Compliance & Governance - Wealth Management
474 MS Services Group, Inc.
Morgan Stanley in Texas seeks a Vice President, AI Compliance Officer to provide second-line oversight of AI initiatives across Wealth Management. You will advise governance teams, review AI/ML compliance, and participate in firmwide governance and reporting to senior management. The role emphasizes collaboration with legal, risk, and technology stakeholders, with in‑person interviews and eventual relocation to Dallas. Strong understanding of regulatory frameworks is required. #J-18808-Ljbffr 474 MS Services Group, Inc.
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the VP, AI Compliance & Governance - Wealth Management in Dallas, TX vacancy
- Morgan Stanley seeks an International Wealth Management Compliance Officer to provide expert jurisdictional guidance across key non-U.S. markets and enhance governance for cross-border activities. This Vice President role supports the firm's international growth strategy...Suggested
- Morgan Stanley is seeking a Vice President for Artificial Intelligence Compliance in Wealth Management Compliance. This role involves providing oversight and advisory for AI initiatives, ensuring compliance with regulations while fostering responsible innovation. The candidate...Suggested
$108k - $185k
...a Vice President, Artificial Intelligence Compliance Officer in Wealth Management Compliance to provide second-line oversight, advisory support, and governance for Artificial Intelligence initiatives, including Generative AI, partnering closely with senior business, legal...SuggestedTemporary workLocal area- ...Chief Operating Officer (COO), Wealth Management About the Company Fast-growing registered investment advisor supporting advisors with hands-on business development and compliance Industry Financial Services Type Privately Held About the Role The...Suggested
- ...Bank AG is seeking a Vice President in Dallas to align business strategy and drive AI initiatives across Wealth Solutions. This role demands strong analytical skills, project management expertise, and the ability to work with senior leaders in various functions. Key responsibilities...Suggested
- ...looking for a Vice President based in Dallas to drive AI strategy and automate workflows within Wealth Solutions. This role requires partnering with senior... ...have a Bachelor’s degree, over 8 years of project management experience, and expert skills in Excel and PowerPoint...
$108k - $185k
...'re seeking someone to join our team as an International Wealth Management Compliance Officer in Wealth Management Compliance to provide expert... ...jurisdictional guidance across key non-U.S. markets, enhance governance and control standards for cross-border activities, and...Temporary work- Goldman Sachs Group, Inc. in Dallas is seeking a Vice President in Internal Audit, Compliance and Legal to independently assess the firm’s internal control structure, governance, risk management, and anti-financial crime frameworks. You will lead audit efforts, challenge...
- ...and state taxes to lead and mentor staff within the Goldman Partner Office planning team. You will deliver complex tax planning, compliance solutions, and efficient client service for high-net-worth clients and partnerships. Strong communication and proactive problem-solving...Work at office
- Sabre Corporation seeks a seasoned VP, Associate General Counsel - Corporate to lead SEC compliance, corporate governance, and equity programs for a global technology company. You will partner with Finance, Investor Relations, and the People team to ensure accurate disclosures...
- Wealth Management Investigations Attorney - Vice President (Dallas) Description Company Profile... ...worldwide including corporations, governments, and individuals from more than 1,200... ...Profile Professionals within Legal and Compliance provide a wide range of services to our...Temporary workWorldwide
$108k - $185k
...'re seeking someone to join our team as an International Wealth Management Compliance Officer in Wealth Management Compliance to provide expert... ...jurisdictional guidance across key non-U.S. markets, enhance governance and control standards for cross-border activities, and...Full timeTemporary work- ...to Lead the strategy, governance, and optimization of KYC... ...detection, regulatory compliance, and operational effectiveness... ...overseeing the Firm's management of legal, regulatory... ...risk. This is a VP level position within the... ...efficiency.- Leverage AI, machine learning, and...Temporary work
- ...across Tax, Legal, and Advisory functions. In this in-office Dallas role, you will manage client onboarding, draft scenario analyses, and ensure timely delivery of sophisticated wealth plans while upholding rigorous professional standards and regulatory requirements....Work at office
- JPMorgan Chase & Co. is seeking a Wealth Management Vice President to advise on restricted stock... ..., and coordinate with issuer counsel, compliance, and advisor teams to deliver... ...transactions. The role covers advisory coverage, governance, diligence on Rule 144, and end-to-end...
- Goldman Sachs’ Private Wealth Management arm seeks a Vice President to lead wealth planning capabilities for UHNW clients and family offices. You will partner with Private Wealth Advisors to build complex analyses of net worth, liquidity, transfers, and trade-offs. Based...Work at office
- ...reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group... ...internal control structure, including the firm's governance processes and controls, and risk management and...Local area
- ...its next Vice President of Compliance. Our client supports a... ...Chief Legal Officer, the VP of Compliance will lead the... ...investigations, hotline management, issue remediation, policy governance, training, and reporting,... ...technology, automation, and AI tools to improve...Remote work
- Morgan Stanley is seeking a Complaints Intake Manager in Wealth Management Compliance to lead the intake, coding, quality control, policies, and regulator responses for the Morgan Stanley Smith Barney and E*TRADE complaints program. This Vice President level role focuses...
- Mercer Advisors in Dallas, TX is seeking a Regional Vice President, Community to build client relationships and drive wealth-management solutions. You will lead sales efforts, coordinate cross‑functional resources, and guide prospects from initial contact to a tailored...
- Goldman Sachs seeks a real estate transaction attorney to support the Asset & Wealth Management Real Estate team in Dallas. You will handle structuring, negotiation, and execution of real estate deals, including financing and sale-leasebacks, while addressing regulatory...
$135k - $165k
...investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience... ...with confidence and innovation.\nJob Summary\nThe VP, Futures Regulatory Compliance will support the firm’s futures and derivatives...Contract workWork at officeLocal areamoomoo
Dallas, TX21 days ago- ...Operations to lead cybersecurity, technology infrastructure, and service delivery across the Diocesan entities. The role oversees AI governance, cloud/on-premises platforms, and information systems, ensuring security, reliability, and mission alignment. Senior leadership...Flexible hours
$95k - $170k
We’re seeking someone to join our team as a Complaints Intake Manager in Wealth Management Compliance to be responsible for the management of the Morgan Stanley Smith Barney and E*TRADE complaints program, including but not limited to intake, coding, quality control, policies...Temporary work- ...dynamic global reinsurance organization with broad legal, governance, and compliance needs. Industry Insurance Type Privately Held... ...is pivotal in supporting the company's growth initiatives, managing legal risk, and ensuring compliance within a dynamic and evolving...
- ...Board Member, Nonprofit Governance About the Company Well-known child care resource... ...referral agency Industry Education Management Type Non Profit Founded 1978... ...planning, and ensure legal and ethical compliance. The ideal candidate for the Board...
- ...investigations attorney to handle a docket of internal and regulatory enforcement investigations for its Wealth Management business in Dallas. This is a hands-on VP role requiring independent management of a high-volume investigative workload and coordination with multiple...
- ...privacy, data protection, data governance, records retention,... ...lead within the enterprise AI governance program. Reporting to the VP, Associate General Counsel & Chief Compliance Officer, this leader will... ...Information Governance, & Risk Management Lead privacy risk...
Stripes
Irving, TX2 days ago - ...Vice President, Risk & Underwriting Manager, Payments About the Company Fast-... ...payments business strengthening risk, compliance, and governance for growing payment programs. Industry... ...the Role The Company is seeking a VP Risk & Underwriting Manager with a...
- ...partners, shape policies and ensure effective program delivery while maintaining fiscal integrity. Responsibilities include planning, budgeting, contracts, audit, risk management, fundraising collaboration, and ensuring compliance with GAAP. #J-18808-Ljbffr Risch Results
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, AI Compliance & Governance - Wealth Management. Be the first to apply!
Related searches
- vice president finance Dallas, TX
- vice president talent management Dallas, TX
- vp hr Dallas, TX
- vice president sales Dallas, TX
- vp internal audit Dallas, TX
- vp technology Dallas, TX
- senior vice president human resources Dallas, TX
- vp lending Dallas, TX
- vice president process improvement Dallas, TX
- vp of accounting Dallas, TX