VP, Complaints Intake & Regulatory Compliance
Morgan-Stanley
Morgan Stanley is seeking a Complaints Intake Manager in Wealth Management Compliance to lead the intake, coding, quality control, policies, and regulator responses for the Morgan Stanley Smith Barney and E*TRADE complaints program. This Vice President level role focuses on advisory guidance to the Wealth Management Field, overseeing a team and coordinating with Compliance, Legal, Risk, Operations, and Customer Service to ensure timely and compliant complaint handling. #J-18808-Ljbffr Morgan-Stanley
$95k - $170k
We’re seeking someone to join our team as a Complaints Intake Manager in Wealth Management Compliance to be responsible for the management of the Morgan Stanley... ...and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level...ComplaintsTemporary work$140k - $165k
...or an alternative application process. VP of Compliance Full Time Dallas, TX, US Salary Range:... ..., advises executive leadership on regulatory and compliance risks, and partners with... ...distribution partners. Consumer and regulatory complaints. Oversee the investigation and...ComplaintsFull timeRelocation package$135k - $165k
...investing with confidence and innovation.\nJob Summary\nThe VP, Futures Regulatory Compliance will support the firm’s futures and derivatives... ...job posting scam, you should report it to your local FBI field office or to the FBI’s Internet Crime Complaint Center....ComplaintsContract workWork at officeLocal area- Our client is seeking a VP Compliance to lead and oversee its insurance compliance program across... ...will advise executive leadership on regulatory risk, lead the Compliance function, and... ...regulatory examinations, and consumer complaints Experience overseeing advertising,...Complaints
- ...Vice President, Quality Assurance and Regulatory Affairs - Sarnova - Dallas, TX Job Description... ...impact on patient safety, regulatory compliance, product quality, operational... ...production controls, process validation, CAPA, complaint handling, supplier quality, and...ComplaintsContract work
- ...expectations of our customers, and stakeholders, while maintaining compliance with regulatory guidance. Officer position designated by the Board of... ..., aid in resolution when necessary, and report consumer complaints, tracking for trends. Manage/Supervise compliance and...ComplaintsBank staff
- ...budget performance through higher level negotiating strategies. The VP will create demand for SBM services by identifying, tracking,... ...evaluations; rewarding and disciplining employees; addressing complaints and resolving problems. Ensure employees are properly trained on...ComplaintsLocal area
$2,000 per month
...motivated Part-Time Community Liaison / Intake Coordinator to represent our hospice agency... ...chart updates and pending items. Compliance and Ethical Marketing Follow all Millenia... ...compliance concerns, referral concerns, patient complaints, or facility concerns immediately to the...ComplaintsPart timeWork at officeImmediate startRemote workWork from homeHome officeFlexible hours- ...handling visitor and patient feedback, including complaints, grievances, compliments and suggestions, from intake to timely resolution. The role requires a... ...investigations, write response letters, ensure CMS regulatory compliance, and work with clinical #J-18808-Ljbffr...Complaints
- ...Important: Regulatory Compliance Role — Not IT or CybersecurityThis position requires deep, hands-on expertise in consumer debt... ...delivery, and call recording disclosures.Own the consumer complaint management system: intake, classification, root-cause analysis, and remediation...Complaints
- ...house legal officer within a healthcare MSO, guiding strategic, regulatory, and governance matters across the enterprise. You will... ...leadership and the Board to align legal strategy with growth and compliance. You will oversee corporate governance, contracts, physician agreements...Remote job
- Morgan Stanley is seeking a Vice President Compliance Testing to design and execute regulatory and compliance-based reviews across Institutional Equities, Fixed Income, Commodities, Prime Brokerage, Investment Banking, Research and Operations. You will lead testing efforts...
- Oliver James Group is seeking a strategic VP Compliance to lead and oversee the insurance compliance program across life, annuity, Medicare... ...health products. You will advise executive leadership on regulatory risk, direct the Compliance function, and partner with business...
- Futu Holdings Limited in the United States seeks a VP of Regulatory Reporting to lead the firm’s regulatory reporting program, ensuring SEC/FINRA/CFTC/NFA compliance and strong internal controls across U.S. entities. The role partners with Finance, Compliance, Operations...
- Morgan Stanley is seeking a Bank Compliance - ISG Coverage Officer in the U.S. Banks Non-Financial Risk space to serve as a subject matter... ..., monitoring, trainings and risk assessments to support regulatory compliance across institutional businesses. Ideal candidates hold...
$14.5 - $16.5 per hour
...Intake Specialist (Client Service - Sales)Heard and Smith, LLP was founded on the principles of compassion, humility and the relentless... ...detailed documentation of client interactions, concerns, and complaints in a paperless database systemUse good judgment to discern what...ComplaintsHourly payRemote workWork from homeHome office- ...Description Job Description Vice President of Compliance Hospice | Nationwide (Midwest... ...multi-market hospice provider seeking a VP of Compliance to lead clinical... ...the CEO, this leader will oversee hospice regulatory compliance, Medicare compliance, survey...Local area
- ...property operating company and regulatory matters. This position will... ..., including, consumer complaints, demand letters, threatened... ...property management, operations, compliance, communications, and leadership... ...matters, including claim intake, coverage analysis, coordination...ComplaintsWork at officeLocal areaRelocationFlexible hours
- ...retention program and manage a 25-30 person team of loyalty, retention, and complaints specialists. This role reports to the Sr. Director, Customer Care and will oversee escalations, regulatory compliance, and SLA management across the customer journey. The ideal candidate...Complaints
- A leading insurance distribution company in Dallas is looking for a Regulatory Analyst to manage consumer complaints and inquiries. The role involves analyzing regulatory actions, ensuring compliance with insurance regulations, and reviewing marketing materials. The ideal...ComplaintsFull time
- RavenTek Solution Partners LLC seeks a Compliance Review Attorney to support federal compliance, regulatory review, and case evaluation for a government customer. The role analyzes complaints and supporting docs to determine dispositions while adhering to laws and policies...Complaints
$26 per hour
...Courts & Appeals System (ECAS), and ensure compliance with court deadlines and procedural... ...applications; Draft initial templates of complaints, motions, briefs, summons, and discovery... ...quarterly reports; Conduct detailed client intake interviews, gather biographical...Complaints- The Insurance Compliance & Regulatory Senior Lead in Dallas is a remote, full-time senior role focused on handling the toughest customer complaints and official responses to state departments and carrier partners. A strong candidate has years of hands-on regulatory compliance...ComplaintsRemote jobFull time
- ...insurance organization to identify an experienced Compliance Analyst II to join its compliance team. This role will support a broad range of regulatory and compliance activities, including state filings, regulatory research, complaints, investigations, advertising, regulatory...ComplaintsContract work
$130k - $150k
...prepared and ready for successful regulatory agency inspections (NSPIRE,... ...collections, marketing, HUD compliance regulations, evictions, etc.... ...most sensitive inquires or complaints verbally in-person and by phone... ...properties within the VP’s portfolio, and site visits...ComplaintsFull timeLocal areaRelocationRelocation packageShift workAfternoon shiftWeekday work- A private equity investment firm seeks a Vice President of Compliance to oversee regulatory compliance and build a best-in-class compliance infrastructure. The role requires 5+ years of compliance experience, including working directly with the SEC. The ideal candidate...
- ...Vice President, Compliance and BSA Compliance About the Company Flourishing community... ...related laws, internal policies, and federal regulatory expectations. This role involves staying... ..., and providing training to staff. The VP/BSA Compliance Officer will also lead...
- A private equity investment firm in Dallas seeks a hands-on Vice President of Compliance to oversee its regulatory compliance program. The role demands over five years of compliance experience, preferably with SEC-registered firms, and a demonstrated ability to scale compliance...
- ...Vice President of Compliance & Quality, Home Health & Hospice About the Company Well-established home health and hospice organization improving clinical quality and regulatory compliance. Industry Hospital & Health Care Type Privately Held About the...
$108k - $162k
...Banks Non-Financial Risk on our Deposits Compliance team to support the rapidly growing... ...overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice... ...procedures and training, support of testing, complaints and core teams. Product types include,...ComplaintsFull timeTemporary work
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