Senior Compliance Manager
Cameron Kennedy
SeniorComplianceManager £Salarydependentonexperience UKRemote|Permanent|Full-Time Cameron Kennedy is working on a confidential appointment for an experienced Senior Compliance Manager to join a fast- growing, specialist business operating at the intersection of regulated claims management, customer acquisition and legal services. Reporting to the Compliance Director, this is a senior, hands-on leadership opportunity for a compliance professional who can provide credible independent challenge while working constructively with commercial, marketing, operational and technology teams. The role can be based remotely anywhere in the UK, with occasional travel as required. TheRole Youwillleadtheday-to-daycompliancefunction,supportingthecontinueddevelopmentoftheregulatoryframeworkandensuringhighstandardsofcustomeroutcomes,governanceandcontrol.Keyareaswillinclude: RegulatoryComplianceandGovernance: OversightofFCA-regulatedclaims-managementactivityandthewiderregulatoryperimeter. AdvertisingandCustomerAcquisition: Owningandoperatingthecomplianceapprovalframeworkandapprovalandmonitoringofadvertising,financialpromotions,lead-generationactivityandcustomerjourneys. ComplianceMonitoringandQualityAssurance: Compliancemonitoring,riskassessments,policies,regulatorychangeandmanagementinformation. ConsumerDutyandCustomerOutcomes: ConsumerDuty,complaints,incidents,remediationandroot-causeanalysis. Advisory,RiskandEscalation: Providingclear,commerciallygroundedadviceandescalatingmaterialregulatoryorcustomer-outcomerisksappropriately. LeadershipandStakeholderManagement: Managingasmallteamandstakeholders Leadinganddevelopingcompliancemonitoringandquality-assurancecapability includingMaintainarisk-basedcompliancemonitoringprogrammeaddressingthecompany’sprincipalregulatoryandcustomer-outcomerisks. Complaints,IncidentsandRemediation: ConductcomplaintshandlingandensurecompliancewithDISP,applicableFinancialOmbudsmanServicerequirementsandinternalservicestandards. RegulatoryChange,PoliciesandTraining: includingconductinghorizonscanningacrossFCA,ASA,governmentandrelevantindustrydevelopmentsandassessingtheoperationalandcommercialeffectofregulatorychangeandmaintainaneffectiveregulatorychangeprogramme. ThePerson This search is deliberately targeted. Direct senior compliance experience gained within an FCA-regulated claims management company or marketing and client acquisition agency for law firms is essential — applications from broader financial-services compliance backgrounds without this specific experience will not be suitable and will not be considered.Youwillbring: Astrong,currentworkingknowledgeoftheFCAregulatoryframeworkapplicabletoclaimsmanagement,includingCMCOB,ConsumerDuty,SYSC,DISP,SM&CRandregulatoryreporting/engagement. Provenexpertiseincompliantcustomeracquisition,advertisingandfinancialpromotions,includingdigitalchannels,leadgenerationandlive-campaignoversight. SomeknowledgeofUKGDPR,PECRanddata-sharing/direct-marketingrequirements. Experienceworkingcloselywithclaimantlawfirmsandanunderstandingofthelegal-servicesandreferralenvironment. Ademonstrableabilitytoinfluenceseniorstakeholders,challengeconstructivelyandstoporremediateactivitywherestandardsarenotmet. Ahands-on,organisedanddelivery-focusedapproach,withsoundjudgement,discretionandstrongwrittencommunication. Experienceinhigh-volumeconsumerclaims,regulatedfinancial-servicesclaims,personalinjury,litigationfundingorrelatedclaimant-acquisitionmodelswouldbeparticularlyvaluable.PreviousSMF16orequivalentseniorcomplianceresponsibilityisdesirable,butnotessential. #J-18808-Ljbffr Cameron Kennedy
$130k - $170k
...for America's 86 million homeowners — the go-to platform for managing your home and accessing low-rate credit, because life is expensive... ...it. Role Overview We are looking for a seasoned compliance professional to own and operate Trovy's compliance function. You...SeniorWork from homeFlexible hoursTrovy
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New York, NY4 days ago $180k - $220k
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New York, NY1 day ago $150k - $170k
...healthier future for all. Join our mission as our next Senior Regulatory Affairs Manager. The Senior Regulatory Affairs Manager is responsible for... ...regulatory stakeholders to ensure timely submissions, regulatory compliance, and alignment with product development objectives....SeniorFor contractorsWork at officeRemote workHome officeNight shiftQuidelOrtho
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...details for this role. Line Of Business Compliance Job Description Why Work with Us? At TD... ...resilient and scalable compliance risk management function. As part of our team, you'll play... ...cascade throughout the organization. Senior Compliance Business Oversight Manager (US...SeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours$100k - $135k
..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide... ...often independently with minimal input from senior team members.You’ll lead and support... ...of trading activities.You’ll conduct and manage annual compliance reviews and testing...SeniorLocal areaWorldwideIQ-EQ
New York, NY5 days ago$160k - $175k
Thank you for considering Progyny!Progyny is seeking an experienced Senior Director of Healthcare Compliance to oversee and manage our complex healthcare regulatory and compliance needs as our company continues to grow. This role will determine applicability of and ensure...SeniorFull timeSummer workWork at officeRemote workFlexible hours3 days per weekProgyny
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New York, NY4 days ago $157.5k - $210k
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$200k - $240k
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$211.2k - $281.2k
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Hi, we're Oscar. We're hiring a Senior Director, Enterprise Compliance to join our Compliance team.Oscar is the first health insurance company built... ...functions, including regulatory compliance, regulatory change management/implementation, compliance operations, investigations,...SeniorFull timeWork at officeFlexible hoursOscar Health Insurance
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