Investment Management Counsel

Our client, a globally recognized investment firm with more than $80B in assets under management, is seeking to add an attorney to its legal team in San Francisco. This is an outstanding opportunity to join a sophisticated and highly collaborative in-house legal department supporting a dynamic investment platform with a broad range of investment strategies and business lines. The role offers meaningful exposure to regulatory, fund, corporate, and investment advisory matters, as well as the opportunity to grow into a well-rounded legal and compliance practitioner within a fast-paced global organization. The successful candidate will work closely with investment professionals, client service teams, and senior leadership on a wide variety of legal and compliance matters arising under U.S. securities and investment advisory laws. The legal team is viewed as a strategic business partner and plays an integral role across the organization’s operations and growth initiatives. This position is based in San Francisco and follows a hybrid (4:1) work schedule.

• Base salary range of approximately $180,000 – $210,000, plus eligibility for a highly competitive bonus and comprehensive benefits package.

Responsibilities :

• Advise internal stakeholders on compliance with U.S. securities and investment advisory laws, including matters arising under the Investment Advisers Act of 1940
• Provide legal and compliance support related to the Securities Act of 1933, Securities Exchange Act of 1934, and related federal and state securities regulations
• Monitor and interpret regulatory developments and assist with implementation of policies and procedures to ensure ongoing compliance
• Partner cross-functionally with investment, operations, and client service teams on legal, compliance, and risk management initiatives
• Assist with regulatory examinations, audits, inquiries, and coordination with outside counsel as needed
• Support compliance training initiatives and broader legal department projects across multiple business lines
• Contribute to a wide range of general corporate, fund, contractual, and strategic legal matters as part of a collaborative in-house legal team

Required Qualifications:

• J.D. from an accredited law school and active bar admission in good standing
• 4+ years of relevant experience at a leading law firm and/or sophisticated in-house legal department
• Strong knowledge of the Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related securities regulations
• Excellent analytical, drafting, communication, and problem-solving skills
• Strong commercial judgment and ability to provide practical, business-oriented legal advice in a fast-paced environment
• Collaborative mindset with the ability to work effectively across departments and with senior leadership
• Interest in developing into a broad-based legal and compliance generalist role supporting multiple business functions
• Familiarity with international securities and investment advisory regulations, particularly in the UK and Singapore, is a plus

If you meet the required qualifications and are interested in this role, please apply today.

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Founded in 1990, Solomon Page is a specialty niche provider of staffing and executive search solutions across a wide array of functions and industries. The success of Solomon Page reflects an organic growth strategy supported by a highly entrepreneurial culture. Acting as a strategic partner to our clients and candidates, we focus on providing customized solutions and building long-term relationships based on trust, respect, and the consistent delivery of excellent results. For more information and additional opportunities, visit: solomonpage.com and connect with us on Facebook , and LinkedIn .

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