Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Reporting AVP - Capital & Regulatory Reporting

$87k - $147k

MUFG

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.The Assistant Vice President (AVP), Capital & Regulatory Reporting is responsible for supporting the preparation, review, and governance of applicable U.S. and international regulatory capital and related regulatory reports for the firm. This role focuses on ensuring accuracy, consistency, and regulatory compliance across capital calculations, schedules, and disclosures, while partnering closely with Finance, Risk, Technology, and Data teams to strengthen the firm’s regulatory reporting framework. The AVP plays a key role in change management, issue remediation, and process enhancement related to capital and regulatory reporting requirements.Major Responsibilities:Regulatory Capital & Reporting Execution & DevelopmentsSupport the end-to-end production and review of capital and regulatory reports, including Basel III capital schedules, ensuring timely and accurate reports.Ensure timely and accurate submission of reports in accordance with regulatory deadlines and internal control standards.Perform detailed variance analysis, reconciliations, and reasonableness checks on capital ratios, risk-weighted assets (RWA), and key regulatory balances.Maintaining alignment between regulatory capital reporting, financial reporting, and risk management data sources.Monitor regulatory developments and proposals impacting capital and regulatory reporting; assist in translating requirements into reporting, data, and process changes.Change Management, Process Improvement Participate in user acceptance testing (UAT) and validation of system or data changes affecting regulatory and capital reporting outputs.Support enhancements to regulatory reporting systems and tools (e.g., Axiom platforms), including data sourcing, calculation logic, and reporting workflows.Contribute to process improvement and automation initiatives aimed at improving efficiency, transparency, and sustainability of capital and regulatory reporting processes.Controls, Governance & Issue ManagementSupport the design, execution, and enhancement of controls over capital and regulatory reporting, including reconciliations, variance thresholds, and documentation standards.Partner with Technology, Data Governance, and Chief Data Office teams to support data quality, lineage, and control initiatives related to capital and regulatory reporting.Assist in the identification, escalation, and remediation of issues, including audit findings, self-identified issues, and reporting errors, ensuring timely resolution and appropriate root cause analysis.Maintain procedures, process documentation, and control narratives to support audit readiness, regulatory examinations, and internal governance expectations.Support internal and external audits and regulatory examinations by preparing analyses, documentation, and responses to inquiries related to capital and regulatory reporting.Qualifications: Approximately 4–6 years of experience in regulatory reporting, capital reporting, finance, or risk functions within a banking or financial services environment.Foundational understanding of U.S. regulatory capital frameworks and reporting requirements (e.g., Basel III, FR Y-9C capital schedules).Strong analytical skills with large data sets and experience performing reconciliations, variance analysis, and data investigations.Familiarity with regulatory reporting and data tools such as Axiom SL, Excel, and related reporting or data analysis technologies. (e.g. Tableau, Power BI)Detail-oriented, highly organized, and able to manage multiple priorities in a deadline-driven environment.Strong written and verbal communication skills, with the ability to collaborate effectively across functions and escalate issues appropriately.Education:Bachelor’s degree in Accounting, Finance, Economics, or a related field; advanced degree, CPA, or CFA preferred.The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified.The typical base pay range for this role is between $87K - $147K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonuses and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.MUFG Benefits SummaryWe will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual’s associates or relatives that is protected under applicable federal, state, or local law.SummaryLocation: Tempe, AZ; Jersey City, NJType: Full time

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Regulatory Reporting AVP - Capital & Regulatory Reporting in Tempe, AZ vacancy
  • $87k - $147k

     ...per week and work remotely one day. A member of our recruitment team will provide more details.Job SummaryThe Liquidity Regulatory Reporting Analyst, AVP is responsible for the accurate, timely production and submission of critical U.S. liquidity regulatory reports,... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    9 hours ago
  • $87k - $147k

     ...member of our recruitment team will provide more details.The Regulatory Reporting AVP, Data Governance will work in the Enterprise Reporting...  ...& CommunicationPartner closely with Regulatory Reporting, Capital Management, Risk, Finance, Technology, and other control functions... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    4 days ago
  • $87k - $147k

     ...client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.The Regulatory Reporting AVP, Incident Management will work within the Regulatory Reporting Incident Management function to support the execution of the... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    2 days ago
  • $91k - $114k

     ...member of our recruitment team will provide more details.The Tax Reporting AVP is responsible for executing year-end U.S. tax reporting in...  ...with Compliance and Legal teams to interpret and implement regulatory changes impacting tax reporting.Respond to inquiries from clients... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    2 days ago
  •  ...details.Job Title: Enterprise Reporting & Analytics, Assistant Vice...  ...Vice President reports to the Regulatory Reporting Manager and is responsible...  ...ensure data integrity.This AVP will be responsible for...  ...Report, Treasury International Capital (TIC) reports, Head Office... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work
    1 day per week

    MUFG

    Tempe, AZ
    3 days ago
  • $100k - $125k

     ...analytical Financial Analyst AVP with 4-6 years of experience...  ...will support forecasting, reporting, and business analysis activities...  ...to ensure compliance with capitalization policies related to...  ...requirements of the Financial Industry Regulatory Authority (FINRA) and the... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work
    Home office

    MUFG

    Tempe, AZ
    1 day ago
  •  ...CIB) and Consumer & Community Banking (CCB).As a Liquidity Risk Reporting Vice President in the Corporate Treasury Middle Office (CTMO),...  ...of all risk reporting continuously.Respond to internal or regulatory requests to complete ad hoc data analysis or produce custom reports... 
    Regulatory
    Work at office
    Visa sponsorship

    JP Morgan Chase

    Tempe, AZ
    3 days ago
  • $74.2k - $126.2k

     ...Role SummaryThe Consultant role within the North America Client Reporting team plays a strategic role within the Northern Trust Asset...  ...solutions that support client retention, business growth, and regulatory requirements.The role combines deep investment reporting expertise... 
    Regulatory
    Full time
    H1b
    Work at office
    Worldwide
    Flexible hours

    Northern Trust

    Tempe, AZ
    9 hours ago
  • $82.72k - $108.57k

    Senior Accountant, Statutory and Legal Entity Reporting Hi, we’re Oscar. We’re hiring a Senior Accountant, Statutory and Legal Entity...  ...efforts. Work on process improvement opportunities. Work with Regulatory Relations and other teams across the Organization to respond... 
    Regulatory
    Full time
    Work at office
    Flexible hours

    name

    Tempe, AZ
    4 days ago
  • $118k - $130k

     ...Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Senior Consultant, you will have the ability to share new ideas and collaborate on projects as a consultant without the... 
    Regulatory
    Local area
    Visa sponsorship

    Deloitte

    Gilbert, AZ
    4 days ago
  • $86.7k - $170.9k

     ...to work in a collaborative environment? As an experienced Fund Reporting and Treasury Specialist you will have the ability to share new...  ...pre-cycle planning, policy reviews, and communication of regulatory/industry changes.Direct asset-based fee and waiver calculations... 
    Regulatory

    Deloitte

    Gilbert, AZ
    3 days ago
  •  ...Summary: This role is responsible for supporting the preparation of external financial reporting process, ensuring compliance with U.S. generally accepted accounting standards and regulatory requirements. This role is critical in ensuring the accuracy, completeness and... 
    Regulatory
    Full time
    Work experience placement
    Local area

    Rogers Corporation

    Chandler, AZ
    12 hours ago
  • $102k - $125k

     ...Job Summary: Business Unit Controller (BUC) Complex Products AVP is responsible for a broad range of activities such as:Ensure...  ...Prepare general ledger entries and “Requests for Information” from Regulatory Reporting team and Head Office Reporting team.Partner with BUC and... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    3 days ago
  • $86k - $130k

     ...details.The Project Delivery Management, AVP directly participates in Operations-...  ...coordination​, Progress monitoring and Management Reporting​, Issue and Change Control Request...  ...requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    9 hours ago
  • $90k - $110k

     ...more details.The KYC Process Governance, AVP is responsible for ensuring that all of the...  ..., and that the firm complies with legal/regulatory boundaries and jurisdictions. Day-to-day...  ...full ownership for one or more processes, reports, procedures or products, and may also be... 
    Regulatory
    Full time
    Work at office
    Local area
    Immediate start
    Remote work

    MUFG

    Tempe, AZ
    2 days ago
  • $112k - $141k

     ...working in Transaction banking, Payments, and Capital markets to join our IT team. The...  ...dependencies.Performance Optimization: Analyze and report on payment system performance,...  ...Ensure that payment processes meet relevant regulatory requirements and security standards.Lead... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work
    1 day per week

    MUFG

    Tempe, AZ
    1 day ago
  • $106k - $130k

     ...details.OverviewThe Assistant Vice President (AVP) - Audit Execution Analytics is...  ...including scoping, testing, documentation, and reporting.Strong quantitative and analytical...  ...requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    3 days ago
  •  ...multi location workforces and sophisticated regulatory requirements, requiring customized solutions, system integrations, advanced reporting, and a dedicated service model focused on...  ...drive strategic discussions around human capital management (HCM) initiatives for... 
    Regulatory

    ADP - Automatic Data Processing

    Tempe, AZ
    1 day ago
  •  ...remediation and action tracking, audit readiness, and data-driven reporting (e.g., ServiceNow, Power BI). You will help strengthen the...  ...the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work
    1 day per week

    MUFG

    Tempe, AZ
    1 day ago
  •  ...multi location workforces and sophisticated regulatory requirements, requiring customized solutions, system integrations, advanced reporting, and a dedicated service model focused on...  ...drive strategic discussions around human capital management (HCM) initiatives for... 
    Regulatory

    Automatic Data Processing

    Tempe, AZ
    1 day ago
  •  ...continuous improvement of governance processes, workflows, and reporting across the firm’s Enterprise Architecture ecosystem.This role...  ...enable a more data-driven, scalable governance model aligned with regulatory and risk requirements.Key Responsibilities:1. ServiceNow... 
    Regulatory
    Full time
    Work at office
    Local area
    Remote work
    1 day per week

    MUFG

    Tempe, AZ
    4 days ago
  • $70k - $115k

     ...Onboarding & Maintenance, Investment Execution, Asset Aggregation, Reporting and Billing. The role centered on providing exceptional...  ...Process alternative investment documentation (e.g., subscriptions, capital calls, distribution notices) and coordinate with fund managers,... 
    Contract work
    Temporary work
    Work at office
    Flexible hours

    Morgan Stanley

    Tempe, AZ
    2 days ago
  •  ...budgets, and change orders; prepare status reports, dashboards, and presentations for...  ...drive continuous improvement. Support capital planning and multi-site standardization...  ...plumbing), construction processes, and regulatory compliance. ~ Proficiency in project management... 
    Regulatory
    Full time
    For contractors
    Remote work
    Relocation
    Shift work

    Carvana

    Tempe, AZ
    27 days ago
  •  ...Northern Trust can confidently operate in an increasingly complex regulatory environment.Lead the technical direction and development of...  ...and evidence requests, including SOC2 and SOX testing and reporting for all cyber controls.Support Cybersecurity audits, providing... 
    Regulatory
    Full time
    H1b
    Work at office
    Flexible hours

    Northern Trust

    Tempe, AZ
    1 day ago
  •  ...leading technology and exceptional service. Role/ Department:The Regulatory Risk Management team is responsible for the governing...  ...regulatory sustainability in BAU. This role will also support the reporting of regulatory risk management readiness and areas of potential... 
    Regulatory
    Full time
    H1b
    Work at office
    Worldwide
    Flexible hours

    Northern Trust

    Tempe, AZ
    9 hours ago
  •  ...including subscriptions, redemptions, investor reporting, AML/KYC reviews, and client servicing....  ...documentation, ensuring compliance with regulatory and fund requirements.Manage investor...  ..., redemptions, transfers, and capital activity reporting.Complete AML, KYC, and... 
    Regulatory
    Full time
    H1b
    Work at office
    Worldwide
    Flexible hours

    Northern Trust

    Tempe, AZ
    9 hours ago
  • $140k - $150k

     ...maintenance, and equipment reliability.Support capital project planning and execution.People...  ...and ensure alignment with company goals.Regulatory Compliance and Quality:Ensure all...  ...compliance teams to maintain certifications and reporting requirements.Strategic and Financial... 
    Regulatory
    Full time
    Local area

    Brenntag

    Chandler, AZ
    1 day ago
  •  ...opening for a full-time Finance Manager. The Finance Manager reports to the Chief Executive Officer and is responsible for leading...  ...finance and accounting personnel.  · Monitor industry trends, regulatory changes, and best practices and recommend improvements to strengthen... 
    Regulatory
    Full time
    Contract work
    Immediate start

    Qwaltec

    Tempe, AZ
    12 hours ago
  • $108.97k - $185.16k

     ...treatment. Sitting within the 2nd line of defense, this Specialist reports to the Head of Risk Treatment and will play an important role...  ..., provide review and challenge, and respond to audit and regulatory requirements The successful candidate will benefit from having... 
    Regulatory
    Full time
    H1b
    Work at office
    Flexible hours

    Northern Trust

    Tempe, AZ
    9 hours ago
  •  ...Job Summary: Reporting to the Compliance Director, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible for the compilation of data for client required reporting, regulatory controls... 
    Regulatory
    Temporary work
    Remote work
    Monday to Friday
    Shift work

    Rausch Sturm

    Tempe, AZ
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Reporting AVP - Capital & Regulatory Reporting. Be the first to apply!