Capital Markets Compliance Leader: Risk & Policy Advisor
Regions Bank
Regions Bank is seeking a Capital Markets Compliance Function Manager to own one or more products, advising on risks and regulatory requirements. You will lead reviews, develop policies, and support changes across the capital markets business from Regions' offices in Birmingham, AL; Atlanta, GA; or Charlotte, NC. The role requires a business-related bachelor’s degree, 10+ years in compliance with 5+ years in Capital Markets, and willingness to work on-site at multiple regional offices. #J-18808-Ljbffr Regions Bank
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- Regions is seeking a Capital Markets Compliance Function Manager to provide risk management expertise across first, second, or third lines of defense. You will own multiple products or processes, contribute to policy development, and support business decisions with compliance...Suggested
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...improve U.S. Bancorp’s (USB) risk management, control, and... ...dedicated audit coverage for Capital Markets and institutional broker-dealer... ..., partnering with risk, compliance, operations, and technology... ...complex audits aligned to CAS policies, IIA Standards, and applicable...Full timeWork experience placementLocal area3 days per week- ...Senior Credit Risk Analyst Department: Credit Risk... ...merchant base, without capital at risk. We are owned by... ...well as Product, Data, Compliance, and Commercial teams to... ...innovations, strong policies, optimised decisioning... ...Responsibilities Overall market Credit Risk Support the...Permanent employmentWork at officeWorldwideFlexible hours3 days per week
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...Manager - Financial Risk Our Deloitte... ...team helps client leaders translate multifaceted... ...industry participants on market trends,... ...clients' regulatory and compliance needs, balancing... ...Risk, Market Risk, Capital Management/Stress... ...modeling support, credit policy/scorecards, risk...Work at officeVisa sponsorship$110.7k - $218.3k
...Consultant - Financial Risk Our Deloitte... ...Forensic team helps client leaders translate multifaceted... ...clients' regulatory and compliance needs, balancing risk... ..., Liquidity Risk, Market Risk, Capital Management/Stress TestingKnowledge... ...support, credit policy/scorecards, risk...Work at officeVisa sponsorship- ...and self-motivated leader to expand our... ...offerings across all market sectors, as well as... ...deliverables. This includes risk management,... ...and activities in compliance with client... ...Team to administer policy and guidelines established... ...research of capital plans, and direct...Full timeContract workWork at officeLocal areaRemote work
$199k - $235k
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...and will not be used for marketing purposes, sold, or shared... ...Description At Regions, the Capital Markets Debt Operations group... ...provide operational and risk management support for the... ...and losses and ensuring compliance with all bank policies and procedures Reads and...Daily paidFull timeWork experience placementFlexible hours- Trimont LLC, headquartered in Atlanta, is a global real estate loan services firm. The Senior Associate, Capital Markets will create and oversee reporting on lender and investor activity and support the Managing Director in capital-structure oversight. The role requires...
$148.2k - $292.3k
...Join Deloitte’s Human Capital practice and help organizations... ...transformation in a rapidly evolving market. This role offers the opportunity... ...modeling, underwriting, and risk analysis methodologies to... ...entry-level employees to senior leaders, we believe there’s always room...Local areaVisa sponsorship$120k - $150k
...way we help customers to manage risk. Join us as a AssociateActuary... ...Finance, Claims, Operations, Marketing and Risk Management, among... ...reinsurance costs, and increased capital needs associated with cat-prone... ...Group, Inc. (AIG) is a global leader in commercial and personal...Full timeWork at office
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