Capital Markets Compliance Leader: Risk, Policy & Training
Fayette Chamber of Commerce
Regions is seeking a Capital Markets Compliance Function Manager to provide risk management expertise across first, second, or third lines of defense. You will own multiple products or processes, contribute to policy development, and support business decisions with compliance insight. The role requires extensive experience in compliance and capital markets, with opportunities to influence policies and participate in incentive plans. #J-18808-Ljbffr Fayette Chamber of Commerce
$155.98k - $211.04k
...will not be used for marketing purposes, sold, or shared... ...:At Regions, the Capital Markets Compliance Function Manager operates... ...line of defense risk management expert that... ...developing business plans, policies, and procedures to... ...and delivers training to assigned business...PolicyTrainingRiskFull timeWork at officeFlexible hours- ...senior member of the Market & Liquidity Risk Management (MRLM)... ...promoting Truist’s compliance with Board-stated risk... ...processes, limits, policies and procedures) used... ...education, and related training.7-10 years in... ...oversight programs for capital markets related regulations...PolicyTrainingRiskFull timePart timeWork experience placementFlexible hoursShift workDay shift
$155.98k
...Description At Regions, the Capital Markets Compliance Function Manager operates... ..., or third line of defense risk management expert that advises... ...developing business plans, policies, and procedures to support... ...Create and deliver training to assigned business area to...PolicyTrainingRiskFull timeWork at officeFlexible hours$164.6k - $274.4k
...Lead Counsel, Digital Marketing & Ad TechHub locations... ...technologies, marketing compliance, and consumer... ...stakeholders and mitigate risk. This role will partner... ...advertising and data‑use policies.Provide guidance on... ..., including policies, training, monitoring, and risk...PolicyTrainingRiskFull timeFixed term contractWork at officeRemote work$164.6k - $274.4k
...Lead Counsel, Digital Marketing & Ad Tech Hub locations... ..., marketing compliance, and consumer protection... ...stakeholders and mitigate risk. The role sits within... ...advertising and data‑use policies. Provide guidance on marketing... ..., including policies, training, monitoring, and risk...PolicyTrainingRiskFixed term contractRemote work- ...self-motivated leader to expand our service... ...across all market sectors, as... ...This includes risk management, quality... ...-specific training to Arora team for... ...activities in compliance with client expectations... ...to administer policy and guidelines... ...research of capital plans, and...PolicyTrainingRiskFull timeContract workWork at officeLocal areaRemote work
$215.6k - $327.7k
...McKinstry. As a national leader in designing,... ...are currently seeking a Market Leader—Optimize Ed/Optimize... ...identified potential business risk elements and... ...protected by law. This policy applies to all terms and... ...advancement, assignment, and training. This commitment to...PolicyTrainingRiskWork experience placementRemote workVisa sponsorship- ...general management of Capital Market Operations within... ..., associated risks, and strategic... ...with front office leaders to support their... ...succession planning, training, coaching and... ...within established policies and guidelines8.... ...operations, and ensure compliance with financial...PolicyTrainingRiskFull timePart timeShift workDay shift
- ...Business Analyst - Securities Markets Technology (Capital Markets)The Role - What... ..., credit and Market risk, sec lending, cash balance... ...person depending on client policies.Internal training & leadership programs... ...driven by the firm’s women leaders for select women consultants...PolicyTrainingRiskFull timeContract workTemporary work
- ...Business Analyst - Securities Markets Technology (Capital Markets)The Role - What... ..., credit and Market risk, sec lending, cash balance... ...person depending on client policies.Internal training & leadership programs... ...driven by the firm’s women leaders for select women consultants...PolicyTrainingRiskFull timeTemporary work
$209.67k
...this ever-changing market environment, our... ...opportunities, a world-class training facility, and... ...Services, Working Capital for our KPMG... ...identify operational risks, efficiencies, or... ..., organization, policies, systems, tools and... ...regarding KPMG's compliance with federal, state...PolicyTrainingRiskWork experience placementH1bLocal area$100k
...Institutional Group, offering lending, capital markets and treasury management... ...Securities’ Financial Risk Management (FRM) Analyst Program... ...and financial modeling training designed to give Analysts all... ...and energy to the program In compliance with law, Truist will...TrainingRiskPermanent employmentFull timePart timeInternshipH1bShift workDay shift$150k
...Opportunity As a Banking & Capital Markets Tax Director, you will... ...on tax planning, compliance, and strategy. You... ...the next generation of leaders. In this role within... ...while minimizing risks of non-compliance. You... ...within the following policy: Learn more about how...PolicyRiskH1b- ...description:The branch leader has responsibility... .... Ensuring compliance with internal controls... ...procedures and risk management policies. Management of human capital including interviewing... .... May be cross trained to assist with teller... ...approved in the market, in civic,...PolicyTrainingRiskFull timePart timeShift workDay shift
$128.4k - $215.8k
Lead, Market DevelopmentShape Market Performance. Unlock... ..., and AI-centric leader to serve as Lead, Market... ...opportunities, trends, risks, and emerging drivers of... ...expertise, and education/training. Joining our team comes... ...- $215,800.00It is the policy of AT&T to provide...PolicyTrainingRiskTemporary workWork at officeLocal areaRelocation- ...cash flows, mitigating risk, and ensuring... ...The Senior Associate, Capital Markets will be responsible for... ...the operating business leaders. This role requires a... ...portfolio returns, and compliance tracking. Use these files... ...maintain a drug-free policy, ensuring that our community...PolicyRisk
- ...people work, maintain, train, deploy, thrive,... ..., technology leaders from throughout the... ...leveraging technology as a market differentiator,... ..., security, and compliance, such as digital... ...managing risk. Coordinate with project... ...compliance lens: Support policy development,...PolicyTrainingRisk
- A community-focused bank in Atlanta seeks a Compliance Officer to lead its compliance program in the mortgage division. You'll manage a team, shape compliance policy, and report to senior leadership and the Board. The ideal candidate has over 5 years of compliance experience...PolicyTrainingRisk
- ..., and operational risks.Develop and maintain... ...team and team leaders to drive strategic... ...work experience, training, military experience... ...audit, regulatory, or compliance activities related... ...compliance policies may apply regarding... ...programs (Credit, Market, Financial Crimes,...PolicyTrainingRiskFull timeWork experience placementRelocation package
- ...placement capabilities across the spectrum of insurance and capital markets. Our team defines our success. We recruit and retain the industry... ...to day operations may include but are not limited to:Process policies, certificates, change requests, ID cards, endorsements,...PolicyRiskFull timeContract work
$116.7k - $196.1k
...our business in areas such as marketing, finance, and beyond. AT&T is... ...of local opportunities and risks Translate local research findings... ..., expertise, and education/training. Joining our team comes with... ...0.00 - $196,100.00 It is the policy of AT&T to provide equal employment...PolicyTrainingRiskTemporary workWork at officeLocal areaRelocation- ...apply for other labor markets outside of NCAL.Support Health Plan Risk Adjustment... ...audit readiness, compliance oversight, and internal... ...with national coding policies and procedures,... ...executing plans to capitalize on strengths and... ...and procedures, and training; and monitoring...PolicyTrainingRiskWork experience placement
$100k - $195k
...across a broad spectrum of risk management issues. We... ..., and other capital markets transactions with minimal... ...analysis, and regulatory compliance testing Proven experience... ...lifecycle and inforce policy management Familiarity... ...experience, skills, training, location,...PolicyTrainingRiskMinimum wageRemote work- ...covering the entire US market. Now, we’re... ...Collections Team Leader to join us and take... ...excellence.Identify training and development needs... ...Assurance & Compliance OversightConduct regular... ...with internal policies, regulatory requirements... ...trends, risks, and improvement opportunities...PolicyTrainingRisk
$194.23k - $228.5k
...U.S. Bancorp’s (USB) risk management, control, and... ...audit coverage for Capital Markets and institutional broker... ...partnering with risk, compliance, operations, and technology... ...controls. As a people leader, the Senior Audit... ...and reporting meet CAS policies, IIA Standards, and...PolicyRiskFull timeLocal area3 days per week- ..., accelerating market growth, and expanding... ...market-facing leader responsible for... ...Insurance, and Capital Markets to... ...profitability.Risk Management & Governance... ....• Ensure compliance with all... ...operational, and policy requirements.•... ...Formal credit training and commercial...PolicyTrainingRiskFull timePart timeShift workDay shift
- ...apply for other labor markets outside of NCAL.Overview... ...executing plans to capitalize on strengths and develop... ...to all procedures and policies; developing work plans... ...escalating issues or risks as appropriate; monitoring... ...; and providing user training, support, and...PolicyTrainingRiskWork experience placement
$93k - $191k
...of Deloitte Tax market offerings, improving... ...established risk, legal, and compliance workflows — to efficiently... ...of firm policies.Drafting... ...Professionals, Human Capital and Technology Consultants... ...experience and training; licensure and... ...to senior leaders, we believe there...PolicyTrainingRiskContract workWork at officeLocal areaVisa sponsorship- ...as one of the market's subject matter... ...portfolio management, risk management, and... ...and community leaders.• Generate new... ...focused on capital formation,... ...Truist credit policies and risk appetite... ...Management and Compliance• Adhere to all... ...Formal credit training.• Treasury Management...PolicyTrainingRiskFull timePart timeWork at officeShift workDay shift
- ...ever-changing market environment, our... ...a world-class training facility, and leading... ..., Capital Projects & Climate... ...senior business leaders and stakeholdersExcellent... ...assurance, and risk... ...regarding KPMG's compliance with federal, state... ...adhere to company policies, exercise sound...PolicyTrainingRiskH1bLocal area
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