Capital Markets Compliance Leader: Risk, Policy & Training
Fayette Chamber of Commerce
Regions is seeking a Capital Markets Compliance Function Manager to provide risk management expertise across first, second, or third lines of defense. You will own multiple products or processes, contribute to policy development, and support business decisions with compliance insight. The role requires extensive experience in compliance and capital markets, with opportunities to influence policies and participate in incentive plans. #J-18808-Ljbffr Fayette Chamber of Commerce
- Regions Bank is seeking a Capital Markets Compliance Function Manager to own one or more products, advising on risks and regulatory requirements. You will lead reviews, develop policies, and support changes across the capital markets business from Regions' offices in Birmingham...PolicyRiskWork at office
$155.98k
...Description At Regions, the Capital Markets Compliance Function Manager operates... ..., or third line of defense risk management expert that advises... ...developing business plans, policies, and procedures to support... ...Creates and delivers training to assigned business area to...PolicyTrainingRiskFull timeWork at officeFlexible hours$164.6k - $274.4k
...Lead Counsel, Digital Marketing & Ad Tech Hub locations... ..., marketing compliance, and consumer protection... ...stakeholders and mitigate risk. The role sits within... ...advertising and data‑use policies. Provide guidance on marketing... ..., including policies, training, monitoring, and risk...PolicyTrainingRiskFixed term contractRemote work- ...self-motivated leader to expand our service... ...across all market sectors, as... ...This includes risk management, quality... ...-specific training to Arora team for... ...activities in compliance with client expectations... ...to administer policy and guidelines... ...research of capital plans, and...PolicyTrainingRiskFull timeContract workWork at officeLocal areaRemote work
- ...Portfolio Manager - Treasury Capital Markets Join to apply for the... ...benchmarks. Monitors risk metrics including... ...documentation and compliance with accounting standards... ...relations, compensation, training, posting and filling... ...observing all policies, procedures, laws, regulations...PolicyTrainingRiskTemporary work
- ...protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: improve compliance; prevent fraud; monitor risk; and inform policy. The results of the... ...management, staff outreach, and training; Producing well-...PolicyTrainingRisk
- Responsibilities Build and own market strategy for McKinstry’... ...potential business risk elements, and... ...relationships with industry leaders, associations, and organizations... ...protected by law. This policy applies to all terms... ..., assignment, and training. This commitment to...PolicyTrainingRiskRemote workVisa sponsorship
$186k - $270k
...banking, venture capital, private equity, or... ...Business, Legal, Marketing, Finance, or a technical... ...education or training. US: $186,000 - $... ...problems with executive leaders to deliver... ...changes to existing policy, systems and process... ...work to manage risks across the organization...PolicyTrainingRisk- ...Drinking Water Process Leader Date: Feb 21, 2026... ...and external marketing opportunities such... ...cost, and mitigate risk. Why BVs Process... ...planning, learning/training, and development... ...design, regulatory compliance assessments, distribution... ...law. For our EEO Policy Statement, please...PolicyTrainingRiskWork experience placementLocal areaFlexible hours
$110k
..., manage financial risks, and maintain budget... ...historical data, market intelligence, and industry... .... • Ensure compliance with client financial policies, contract requirements... ...cost strategies, capital planning, and long-... ...’s education, training, and experience. The...PolicyTrainingRiskContract workWork at office- ...Truist Community Capital's (TCC) equity investment... ...(LIHTC), New Markets Tax Credits (NMTC)... ..., including risk management, contract... ...portfolio to ensure compliance with Bank credit terms... ..., tax, and legal policies. Manage the... ...education and related training 3 or more years of...PolicyTrainingRiskFull timeContract workPart timeWork at officeShift workDay shift
- ...operating routines of the Capital Markets business, partnering... ...the Capital Markets leaders, the role is... ...including trading, risk, legal, compliance, product control, finance... ...and related training or experience to include... ...technology releases, policy changes, and line-of...PolicyTrainingRiskFull timePart timeShift workDay shift
- As a Market Leader , you will lead and inspire store leaders and teams... ...demonstrate leadership in hiring, training, developing, and retaining... ...opportunities; ensure compliance with labor hour budgets. Successfully... ...with company directives, policies, and procedures, including:...PolicyTrainingLocal area
$191k - $305k
...coach across the market team. The... ...Managers, product leaders, and a bench of... ...' working capital, liquidity strategy... ...command of risk, profitability frameworks, compliance standards, and... ...work experience, training, military experience... ...Wells Fargo policies and procedures,...PolicyTrainingRiskWork experience placementWork at office- ...responsibility of the Senior Debt Capital Markets Specialist I to take ownership of... ...and other contacts. Ensures strict compliance with the bank’s policies, procedures, code of conduct, and... ...by participating in professional training and cross‑training opportunities offered...PolicyTrainingFull timeWork at officeRemote workHome officeShift work
- A community-focused bank in Atlanta seeks a Compliance Officer to lead its compliance program in the mortgage division. You'll manage a team, shape compliance policy, and report to senior leadership and the Board. The ideal candidate has over 5 years of compliance experience...PolicyTrainingRisk
- A leading compliance firm in Atlanta seeks an Assistant Vice President of Compliance to support... ...various functions while ensuring all policies and procedures adhere to state and... ...include managing compliance audits, providing training, and preparing responses to regulatory...PolicyTrainingRisk
- ...responsibility of the Senior Debt Capital Markets Specialist I to take... ...contacts Ensure that the Bank’s policies and procedures, code of... ...participating in professional training Seek opportunities to improve... .../Classes Required annual compliance training, New Employee Orientation...PolicyTrainingFull timeWork at officeRemote workHome officeShift work
- ...In this ever-changing market environment, our professionals... ..., a world-class training facility, and leading... ..., technology, risk governance and organizational... ...information regarding KPMG's compliance with federal, state... ...to adhere to company policies, exercise sound...PolicyTrainingRiskWork experience placementH1bLocal area
$175k - $425k
...findings and honest risk assessment,... ...Be a Profession Leader in Clear Aligner and... ...clinical onboarding, training, and ongoing development... ...performance, market benchmarks, and business... ...local laws. This policy applies to all... ...termination. Legal and Compliance Notice: Tend...PolicyTrainingRiskDaily paidFull timePart timePrivate practiceLocal areaShift work2 days per week3 days per week$140k - $175k
...Cyber Claims - Large Risk/Middle Market Division Group Claims... ...Team Claims Team Leaders (CTLs) Underwriting... ...Infosec and Media Tech policies. Supports Beazley’s vision... ...of and ensure compliance with relevant regulation... ...conduct. Undertake training on Beazley policies as...PolicyTrainingRiskTemporary workWork at officeImmediate startHome officeFlexible hours- ...organizational planning, legal compliance, safety, training, and communication. This... ..., Regional Talent Leaders may be reassigned to different... ...talent functions and ensure policies, procedures, and reporting... ...ability to identify hidden risks and drive to optimal solutions...PolicyTrainingRiskWork experience placementWork at officeLocal area
$140k - $175k
...Cyber Claims - Large Risk/Middle Market Division: Group Claims... ...Team, Claims Team Leaders (CTLs), Underwriting... ...Infosec and Media Tech policies. Supports Beazley’s vision... ...(depending on training and agreement of the... ...knowledge of and ensure compliance with relevant regulation...PolicyTrainingRiskWork at officeImmediate startHome officeFlexible hours$80k
...financial, administration & risk management. As an on-site leader, you will supervise... ...and staff to ensure compliance with Asset’s policies and procedures, safety... ...to screen, hire, train, coach, and develop on... ...Management Develop yearly marketing plan and utilize...PolicyTrainingRiskPermanent employmentFull timeFor contractorsWork at officeNight shiftWeekend work- ...estimating, cost control, risk management,... ...Controls Team Leader provides guidance... ...phases, ensuring full compliance with project requirements... ..., and business policies and procedures.... ...development and marketing efforts. Assists... ...or highly complex capital projects or program...PolicyRiskFull timePart timeFor contractors
$21 - $29 per hour
...communicating goals and feedback, training associates on processes... ...guidelines, ensuring compliance with company policies and procedures, supporting... ...participating in sales and marketing events, completing and... ...to learn; takes calculated risks and demonstrates courage and...PolicyTrainingRiskHourly payMinimum wageFull timeTemporary workPart timeWork at office$132.2k - $257.1k
...a Home Office Leader in E&S Casualty... ...by identifying training and knowledge gaps... ...the insurance policies offered are... ...evaluation of risk. Lead and participate... ...and target markets to more effectively... .... Maintain compliance with all internal... ...and efficient capital platform, data-...PolicyTrainingRiskWork experience placementHome officeFlexible hours- ...Infrastructure & Capital Projects , you’ll... ...Construction Safety Policy and OSHA regulations... ...controls for high-risk activities (e.g.,... ...policies, verify compliance, and participate in... ...ensure effective training communication for... ...with clients, peers, leaders and communities....PolicyTrainingRiskFor contractorsFor subcontractorLocal areaFlexible hours
$95k - $145k
...the Companys Open Door Policy: by meeting with... ...success of the Academy training environment and store... ...across the supported markets and participating in the... ...application ensuring compliance with them and utilizing... ...learn takes calculated risks demonstrates courage and...PolicyTrainingRiskHourly payFull timeTemporary workPart timeTraineeshipLocal area$209.67k
...this ever-changing market environment, our... ...opportunities, a world-class training facility, and... ...Services, Working Capital for our KPMG... ...identify operational risks, efficiencies, or... ..., organization, policies, systems, tools and... ...regarding KPMG's compliance with federal, state...PolicyTrainingRiskFull timeWork experience placementH1bLocal area
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