Senior Associate Director, Securities Policy & Broker-Dealer Finance
Securities and Exchange Commission
The Securities and Exchange Commission in Washington, DC seeks a Senior Officer-Associate Director for the Office of Broker-Dealer Finances (OBDF). This senior role leads policy development, regulatory analysis, and supervision of broker-dealer finances to ensure compliance with the Securities Exchange Act and associated regulations. Applicants must possess a J.D. or LL.B. degree with active bar membership in good standing. Four years of post-J.D. #J-18808-Ljbffr Securities and Exchange Commission
Vacancy posted 2 days ago
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