Trade Lifecycle Associate I - Securities Operations Regulatory Reporting
JPMorganChase
Job Description Are you ready to make a meaningful impact in the world of regulatory reporting? Join us and leverage your analytical skills to help shape the future of our Securities Operations Regulatory Reporting group. At JPMorganChase, you will have the opportunity to grow your career, collaborate with talented colleagues, and contribute to initiatives that drive operational excellence. We empower you to bring your ideas forward and be part of a team that values innovation, integrity, and continuous improvement. Job Summary As a Trade Lifecycle Associate I within the Securities Operations Regulatory Reporting team, you will play a critical role in ensuring the accuracy and timeliness of regulatory submissions for the US Broker Dealer business. You will work closely with cross‑functional partners to validate, supervise, and transmit essential data to regulatory bodies such as FINRA, the SEC, and the Federal Reserve Board. In this role, you will help strengthen our control environment, drive process enhancements, and support the implementation of new regulatory requirements. You will be part of a collaborative team that values your expertise and encourages you to develop innovative solutions that enhance our reporting capabilities. Job Responsibilities Supervise the daily production and submission of regulatory reports for the US Broker Dealer business. Collaborate with internal teams, including compliance, settlements, and technology, to review and implement new regulatory reporting processes. Validate source report logic to ensure accuracy and compliance with regulatory standards. Develop and enhance controls to improve the quality and reliability of regulatory reporting. Lead and contribute to strategic projects that impact the regulatory reporting landscape. Identify and implement process improvements to drive efficiency while maintaining high standards of quality. Utilize advanced data analysis tools, such as Alteryx and Tableau, to develop solutions that reduce risk and enhance reporting processes. Required Qualifications, Capabilities, And Skills Demonstrated ability to work effectively as part of a team and build partnerships across multiple locations and levels. Self-motivated with a strong aptitude for working with large datasets. Exceptional attention to detail and a diligent approach to work. Proven ability to manage multiple priorities, work under pressure, and deliver results to completion. Strong written and verbal communication skills in a professional environment. Bachelor's degree in Finance or a related field, or equivalent work experience. FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, And Skills Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite). Prior experience in the securities industry. Familiarity with regulatory reporting processes and requirements. Benefits We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process. We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation. JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans. #J-18808-Ljbffr JPMorganChase
- JPMorganChase is seeking a Trade Lifecycle Associate I in Newark, Delaware to join our Securities Operations Regulatory Reporting team. The role involves ensuring the accuracy of regulatory submissions and collaborating with various teams to enhance reporting capabilities...OperationsRegulatory
- ...accurate and efficient trade processing across all... ...skills and trade lifecycle expertise will be vital... ...As a Trade Lifecycle Associate II within JPMorgan Chase... ...with various Operations Departments, leveraging... ...confirmations, settlements, regulatory reporting) and facilitate issue...OperationsRegulatory
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- JPMorgan Chase & Co. is seeking a Trade Lifecycle Associate I for Securities Operations Regulatory Reporting in Newark, DE. The role involves ensuring accurate and timely regulatory submissions for the US Broker Dealer business, collaborating with various teams for compliance...OperationsRegulatory
- JPMorganChase in Newark, Delaware is looking for a Trade Lifecycle Associate I to ensure accurate and timely regulatory submissions for their Broker Dealer business.... ...tools like Alteryx and Tableau to improve reporting processes. The ideal candidate will have a Bachelor...Regulatory
- ...across multiple securities types, including... ...work closely with trading desks, middle... ...insight into other operations and a high‑level... ...As a Team Lead (Associate) within the... ...Ensure accuracy in regulatory reporting and daily controls... .../trade lifecycle Strong attention...OperationsRegulatoryWork experience placementWork at office
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- Embark on your journey as a Trade Lifecycle Manager II where you will be instrumental in managing the pre‑ and post‑trading life cycle across... ...complex challenges. Job Responsibilities Oversee the operations of the pre‑ and post‑trading life cycle across all asset classes...OperationsWork at office
- Embark on your journey as a Trade Lifecycle Manager II where you'll be instrumental in managing the pre- and post-trading life cycle across... ...JPMorganChase, you will play a pivotal role in managing the operations of the pre- and post-trading life cycle across all asset...OperationsWork at office
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- ...across multiple securities types, including... ...work closely with trading desks, middle office... ...insight into operations and contributing... ...workflows, support regulatory and risk controls... ...Ensure all regulatory reporting and daily... ...transaction and trade lifecycle and global...OperationsRegulatoryWork experience placementWork at office
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- ...examines the general ledger, operating systems and controls across... ...is accurately depicted for reporting and regulation purposes. Job... ...Reporting Asset Class Controller, Associate, within the Firmwide... ...with appropriate corporate and regulatory requirements. You will also...OperationsRegulatory
- ...Decisioning Unit Sr Associate As a Credit... ...governance, controls, and regulatory compliance at... ...opportunities, securing stakeholder buy-... ...monitoring reports to senior management... ...across the credit lifecycle •Create and execute... ..., Mathematics, Operations Research, among...OperationsRegulatoryVisa sponsorship
- ...Decisioning Unit (CDU) Sr Associate within the CCB... ..., controls, and regulatory compliance at... ...opportunities, securing stakeholder buy-in... ...performance monitoring reports to senior... ...across the credit lifecycle Create and execute... ..., Mathematics, Operations Research, among others...OperationsRegulatoryVisa sponsorship
- ...lines. Monitor and ensure adherence to regulatory requirements, firmwide policies, and standards... ...monthly and quarterly governance reports, including regulatory updates, project statuses... ...industry, specifically in Regulatory Operations, Controls, Compliance, Risk, or Audit....OperationsRegulatoryWork at office
- ...full recruitment lifecycle, including interview... ...updates and reports for recruiting and... ...hiring needs. The Associate Technical Sourcer... ...requiring security clearances and specialized... ...+ Sourcing COE Operations Understand how... ...will comply with regulatory minimum wage...OperationsRegulatoryMinimum wageContract workTemporary workWork experience placement
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- JPMorganChase is looking for a Trade Lifecycle Analyst to oversee operations related to pre- and post-trading life cycles. Your role will emphasize managing cash movements, improving processes, and collaborating with various business lines to meet funding needs. In this...Operations
- ...paced, highly regulated environment? As a Regulatory Reporting Manager, you will lead a team dedicated to ensuring compliance and operational efficiency across multiple lines of... ...remitting abandoned property for JPMorgan Securities LLC. You will serve as a key liaison...OperationsRegulatoryWork at office
- Fairygodboss in Newark, Delaware is seeking a Trade Lifecycle Manager II to manage pre- and post-trading operations across all asset classes. This role requires expertise in cash coordination and complex problem-solving methods. The ideal candidate will leverage their analytical...OperationsWork at office
$105.79k - $141.05k
...ecosystem. We enable secure, high‑performance connectivity... ...is built into how we operate. If you’re ready to... ...Define, monitor, and report key program metrics,... ...outcomes. Support audit, regulatory, and compliance... ...management, and vulnerability lifecycle management....OperationsRegulatoryFull timeTemporary workRemote work- JPMorganChase is looking for a Trade Lifecycle Associate I. You will manage the pre- and post-trade life cycle, focusing on cash movements and... ...role offers the chance to develop your data literacy while contributing to operational excellence. #J-18808-Ljbffr JPMorganChase
- JPMorganChase is seeking a Trade Lifecycle Associate I in Newark, DE. The successful candidate will manage pre- and post-trading processes, ensuring seamless cash movements and operational efficiency. The role requires 2+ years of experience in financial services, particularly...
- ...Sr. Associate Control Manager Step into a pivotal... ...shape the future of our operations. You'll have the opportunity... ...our operations are secure and efficient. Your... ...visualization tools, and create reports to support business... ...projects, ensuring regulatory compliance and...OperationsRegulatory
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- ...Risk Advisory team with a Regulatory and Documentation Advisory Associate based in our Kennett... ...regulatory advisory and operations, the successful candidate... ...requirements. The role reports to the Regulatory and Documentation... ...and review derivative trade documentation, comparing...OperationsRegulatoryContract workWork at officeImmediate start
- ...member of the Middle Office Trade Support team supporting TCIO'... ...constant evolution of business and regulatory initiatives, your role will... ..., ensure control processes operate effectively to quickly highlight potential issues in the lifecycle management of positions....OperationsRegulatoryWork at officeVisa sponsorship
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