Associate, Corporate and Investment Banking Business Unit Risk and Control
$96k - $120kMUFG Bank, Ltd
## Associate, Corporate and Investment Banking Business Unit Risk and ControlApplylocations: New York, NYtime type: Full timeposted on: Posted Todayjob requisition id: 10076875-WD**Do you want your voice heard and your actions to count?**Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.The Business Unit Risk & Controls Specialist partners with first-line teams to identify, assess, monitor, and manage risks. The role leverages technical research and analysis to provide data-driven insights and recommendations that support effective risk management decisions.**Primary Responsibilities*** Supports assigned groups and processes to ensure information risk management controls are effective, properly designed, and aligned with client needs, including assisting with their implementation.* Provides support with the execution and delivery of information risk management initiatives.* Performs risk analysis and assessment for assigned processes and business lines, follow-ups on unusual activity and exception items as prescribed by second line defense / management team.* Conducts complex loss analyses to provide information and recommendations to management, such as variance, trend, peer group, or performance analyses.* Processes data and metrics while providing written analyses and interpretation of results.* Assist in correlation of key risk indicator data to loss data and correlation of loss data to self-assessment data.* Prepare complex risk reports for various audiences.* Maintains loss and a key risk indicator databases.* Act as liaison between department and systems personnel to develop or enhance systems.* Supports employing a risk-aware culture and mindset among employees, contractors, and service providers.**Qualifications*** BA or BS Degree in Finance or Business Administration preferred.* Typically requires 3+ years of technical experience* Awareness of control and risk management principles, security systems and applications.* Strong verbal and written communication skills with capability to provide support related to policies, procedures, and guidelines.* Some experience or awareness of supported business line preferred* Basic process management and problem-solving skills* Comfortable working in a dynamic environment that is deadline oriented; capable of multitasking.* Ability to interact with team members and internal clients.* Well organized with good attention to detail, solutions oriented* Good technical knowledge and PC skills.* Professional certifications, preferred.The typical base pay range for this role is between $96K - $120K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.MUFG Benefits SummaryWe will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual’s associates or relatives that is protected under applicable federal, state, or local law. #J-18808-Ljbffr
$71k - $88k
## Global Corporate & Investment Bank - Risk & Control AnalystApplylocations: Los Angeles, CA... ...Inventory Management (RIM), Business Continuity (BCP),... ...procedures.* Support business units in responding to Audit... ...the National Futures Association (NFA). The major responsibilities...RiskUnitWork experience placementWork at officeLocal areaRemote work- ...Job description Business type Types of Jobs - Risk Management / Control Job title US... ...interested in finance and corporate/investment banking to actively... ...candidates into Full-Time Associate positions at the end... ...by business units in the Americas. Assigned...RiskUnitPermanent employmentFull timeContract workFixed term contractInternshipVisa sponsorship
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$90k - $115k
Overview Join our Corporate Lending Finance team as a Product Controller in ISG Finance, part of the overall Investment Banking/Global Capital Markets Product... .... Adhere to the firm’s risk and regulatory... ...analysis and reporting to the Business Unit, Senior Management, and...RiskUnit$80k - $90k
...Guggenheim Securities is the investment banking and capital markets... ...institutional investors and corporate clients. The Business Controls Group ("BCG") serves as... ...within the Business Unit, BCG partners directly with... ..., and operational risk. The Analyst will assist...RiskUnitInternshipWork at officeShift work$175k - $200k
...advisory-focused investment bank. Our team of senior... ...services to corporations, financial sponsors... ...we value a robust risk culture and a strategic... ...success of the business. You'll be... ...and monitor risks associated with the Firm's activities... ..., business units and corporate...RiskUnit$175k - $200k
Responsibilities As the Risk Manager, you will... ...to shape the bank’s risk strategy,... ...success of the business. You’ll be joining... ...monitor risks associated with the firm’s activities... ...across business units and corporate functions. Advise... ...role within an investment bank or financial...RiskUnit- ...operation of client risk identification... ...as management of associated documentation, ongoing... ...looking for a Business Risk Expert who... ...in the Business Control Unit (BCU) within the... ...in institutional banking in front office roles... ..., as well as investment banking •experience...RiskUnitFlexible hours
$90k - $102.5k
Business Risk Expert Responsibilities: Participation in global... ...in institutional banking in front office roles and/or relevant control functions. Deep interest... ...financing products, as well as investment banking. Experience... ...#: 335807BR Salary: United States - New York - min...RiskUnitFull time$86.25k
...Difference You Make: The Corporate & Investment Banking Associate, Underwriting & Portfolio... ...monitors them for risks inherent in the loan portfolio... ...objectives within lines of business. The Associate helps deliver... ...and underwriting units. ~ Demonstrated practical...RiskUnitHourly payContract workWork experience placementWork at officeShift work- Job Description Bank of America seeks... ...Compliance & Operational Risk Manager - Americas Control Room Manager to... ...regulators, business leaders, and... ...effectiveness of Front Line Unit processes and... ..., controls, and associated metrics for risk... .... Knowledge of investment banking, capital...RiskUnitShift workDay shift
- ...Vice President, Control Manager and... ...partner across business and control... ...identify key risks, design and implement... ...Processes and associated risks and... ...Business (LOB) and Corporate Functions (CF)... ...of defense in banking institutions,... ...a leader in investment banking,...RiskWork at office
- ...Japanese Corporate Banking Department Business Risk Control Officer The Japanese Corporate Banking Department Business Risk Control Officer (BRCO) is primarily... ...(e.g., RCSAs), as required Ensuring the business unit is operating in compliance with applicable laws,...RiskUnit
$70k - $160k
...Business Unit Control - Financing Millennium Management is seeking a highly... ...some of the most sophisticated investment professionals in the... ...insights, highlighting key trends, risks, and anomalies. Present... ...environment; hedge fund or investment bank experience strongly...RiskUnitTemporary workWork at office$110k - $140k
...Budgeting & Forecasting Associate/Director to focus on... ...we act as a partner to business units around the globe by... ...Adhere to the Firm's risk and regulatory standards, policies and controls; proactively identify... ...Segment Finance teams and Corporate functions - Strong organizational...RiskUnitTemporary workWork at office$90k - $125k
...Algorithmic Trading Risk Analyst/Associate Corporate Title: Analyst/... ...its three business divisions: Wealth Management, Investment Management, and... ...and Investment Banking). Founded in 192... ...Facilitate the annual control attestation... ...restricted stock units, discretionary awards...RiskUnitRelocation package$100k - $135k
...York, New York, United States of America... ...: 40 Line of Business: Compliance Pay... ...Officer at the Associate-level to join our Compliance Control Room at TD Securities... ...focus on Corporate and Investment Banking, Capital Markets... ...manage regulatory risk. Depth & Scope:...RiskUnitFull timeTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours$120k - $205k
...providing a wide range of investment banking, securities,... ...worldwide including corporations, governments, and individuals... ...of services to our business units. LCD is made up of... ...Relations, and Non-Financial Risk departments which... ...fund investment) and control groups (e.g.,...RiskUnitTemporary workWork experience placementWorldwide- ...BizTek People is in search of a Business Risk and Control Internal Control Testing Consultant... ...Perform ICT walkthroughs with business units and corporate functions Liaise with business units... ...Risk, BCP, TRPM, or Audit for a Bank/Financial Institution experience is...RiskUnit
$160k - $200k
...title: Market Risk Manager - Securitized... ...Products Corporate Title: Vice President... ...its three business divisions: Wealth Management, Investment Management, and... ...and Investment Banking). Founded in 19... ...front office, control functions, and... ...restricted stock units, and discretionary...RiskUnitRelocation package$100k - $150k
...providing a wide range of investment banking, securities,... ...worldwide including corporations, governments and individuals... ...and actively manage risk, trade securities,... ...sits within FID’s Business Control Unit (“BCU”) and is a... ...50,000 per year for Associate at the commencement...RiskUnitContract workTemporary workWorldwide$85k - $115k
...seeking someone to join our Corporate FP&A team as a Analyst/Associate. This individual is responsible for driving risk identification,... ..., we act as a partner to business units around the globe by providing... ...Assurance, Governance & Control Job Family which provides...RiskUnitTemporary work- ...Business Validation Associate We are looking for an energetic... ...created Open Banking Strategic Business Unit (SBU) as a... ...and robust risk management for... ...and have full control and visibility... ...grade level and corporate title will be... ...auto financing, investment advice, small...RiskUnitContract workWork at officeWork visa
$76k - $135k
...Equity Fund Administration – Associate Job Information Job... ...63 Job Category: Product Business Unit: Corporate & Investment Bank Posting Date: 07/14/2025,... ...and mitigate operational risks. Liaise with support functions... ...including risk and control groups, audit, compliance...RiskUnitFull timeWork at office$85k - $140k
...Risk Officer, Assistant Vice President Wealth... ...a wide range of investment banking, securities, investment... ...worldwide including corporations, governments and... ...division, we help people, businesses and institutions... ...Office. The Business Control Unit (BCU) within Wealth...RiskUnitTemporary workWork at officeWorldwide- The Global Commodities business is part of the Markets Trading... ...within the Commercial & Investment Bank. This business unit offers risk management solutions,... ...to serving both corporate clients, who are producers... ...addressing regulatory and control initiatives, optimizing...RiskUnit
$90k - $115k
...Lending Credit Risk Analyst Corporate Title: Analyst/Associate Department: Risk... ...its three business divisions: Wealth Management, Investment Management, and... ...and Investment Banking). Founded in 19... ...clients, business units, auditors and department... ...risk and control functions...RiskUnitRelocation package$150k
...and support to specific business units or departments within... ...performance, assess investment opportunities, and evaluate financial risks for business units, and... ...budgets and schedules meet corporate requirements.. If... ..., in support of the control and governance agenda....RiskUnitHourly payTemporary work- ...Corporate Treasury Position Corporate... ...and control functions across... ...capture of trading risk, and partnering... ...and deliver new business initiatives... ...leading global investment banking, securities and... ...Job Category Associate Posting Date... ...New York, NY, United States...RiskWork at office
$90k - $115k
...someone to join our Corporate Lending Finance... ...as a Product Controller in ISG Finance to... ...of the overall Investment Banking/Global Capital Markets... ...as a partner to business units around the globe... .... This is an Associate level position... ...to the Firm's risk and regulatory standards...RiskUnitFull timeTemporary work
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